Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:NYCB · Entity 3855 | Sr EVP, Chief Financ Officer | April 25, 2024 | April 29, 2024 |
| US BANCORP DEUSB · Entity 2923 | EVP and Controller | February 19, 2019 | February 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLAGSTAR BANK, NATIONAL ASSOCIATION
Report date April 25, 2024 · Filed April 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.07 · Expires 2031-04-25 | Direct | 3,000,000 |
Reported balance
After 2024-04-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-04-25 · Grant · Acquired 3,000,000 · Balance 3,000,000 F1: These options will vest in three equal annual installments on April 25, 2025, April 25, 2026 and April 25, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: These options will vest in three equal annual installments on April 25, 2025, April 25, 2026 and April 25, 2027.
US BANCORP DE
Report date February 19, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 57,845 |
Reported balance
After 2019-02-19 transaction · row 1
1 source rowRow 1 · 2019-02-19 · Tax withholding · Disposed 2,123 · Balance 57,845 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy 401(k) plan | 1,194 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,194 F1: Based on a plan report dated February 5, 2019, the most recent plan report available. |
Filing footnotes · ownership attribution and instrument terms
F1: Based on a plan report dated February 5, 2019, the most recent plan report available.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2024 Filed Apr 29, 2024 12:50 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 | GrantEmployee Stock Options (Right to Buy) · Derivative | 3,000,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000910073-24-000119 · wk-form4_1714395008.xml · derivative · entry 1 Gifford Craig E · CIK 0001417036 · Sr EVP, Chief Financ Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 3,000,000 shares Expires 2031-04-25 F1 · derivative.exercise_date: These options will vest in three equal annual installments on April 25, 2025, April 25, 2026 and April 25, 2027. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:07 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 2,123 | $51.31 | $108,931.13 |
DisclosureSEC source: 0001225208-19-003247 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,845 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:20 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 1,172 | $50.91 | $59,666.52 |
DisclosureSEC source: 0001225208-19-002929 · doc4.xml · nonDerivative · entry 2 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,968 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:20 UTC | US BANCORP DE USB · Entity 2923 | GrantCommon Stock, $0.01 par value | 11,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002929 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,140 F1 · shares: These restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,526 | $11.02 Strike: $11.02 | $149,056.52 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 16 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 13,526 shares Expires 2019-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vested in four equal annual installments beginning February 18, 2010. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,679 | $28.70 Strike: $28.70 | $162,987.30 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 15 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 5,679 shares Expires 2021-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2012. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,144 | $23.86 Strike: $23.86 | $170,455.84 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 14 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 7,144 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2011. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,017 | $28.63 Strike: $28.63 | $172,266.71 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 13 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 6,017 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 15, 2013. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,524 | $13.88 Strike: $13.88 | $187,713.12 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 12 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 13,524 shares Expires 2019-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 22, 2010. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 13,526 | $55.37 | $748,934.62 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 10 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,249 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.36 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 13,524 | $55.36 | $748,688.64 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 9 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,775 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.35 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 7,144 | $55.34 | $395,348.96 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 8 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,299 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 6,017 | $55.32 | $332,860.44 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 7 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,443 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 5,679 | $55.32 | $314,162.28 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 6 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,460 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 5,679 | $28.70 | $162,987.30 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 5 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 6,017 | $28.63 | $172,266.71 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 4 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 7,144 | $23.86 | $170,455.84 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 3 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 13,524 | $13.88 | $187,713.12 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 2 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 13,526 | $11.02 | $149,056.52 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:18 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 2,174 | $55.61 | $120,896.14 |
DisclosureSEC source: 0001225208-18-003759 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,249 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:18 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 689 | $55.10 | $37,963.90 |
DisclosureSEC source: 0001225208-18-003554 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,423 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:22 UTC | US BANCORP DE USB · Entity 2923 | GrantCommon Stock, $0.01 par value | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003146 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,112 F1 · shares: These restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021 Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 20:15 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 300 | $53.09 | $15,927.00 |
DisclosureSEC source: 0001225208-17-013888 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,264 Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:43 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 300 | $51.92 | $15,576.00 |
DisclosureSEC source: 0001225208-17-009613 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,564 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:21 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 3,381 | $54.88 | $185,549.28 |
DisclosureSEC source: 0001225208-17-004331 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,864 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:16 UTC | US BANCORP DE USB · Entity 2923 | GrantCommon Stock, $0.01 par value | 7,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003939 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,245 F1 · shares: These restricted stock units vest in four equal annual installments beginning February 16, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:11 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 623 | $54.13 | $33,722.99 |
DisclosureSEC source: 0001225208-17-003561 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,246 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:07 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 7,548 | $53.60 | $404,572.80 |
DisclosureSEC source: 0001225208-17-002975 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,869 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $53.59 to $53.60. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 22, 2017 Filed Jan 24, 2017 21:21 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 3,964 | $51.20 | $202,956.80 |
DisclosureSEC source: 0001225208-17-001545 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,417 Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:16 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 500 | $44.97 | $22,485.00 |
DisclosureSEC source: 0001225208-16-041412 · doc4.xml · nonDerivative · entry 1 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,381 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.