Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ECOLAB INC.ECL · Entity 2954 | Director · EXEC CHAIRMAN OF THE BOARD | February 23, 2022 | February 25, 2022 |
| Merck & Co., Inc.MRK · Entity 2807 | Director | May 29, 2026 | June 02, 2026 |
| TARGET CORPTGT · Entity 2967 | Director | March 11, 2026 | March 13, 2026 |
| US BANCORP DEUSB · Entity 2923 | Director | January 18, 2018 | January 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ECOLAB INC.
Report date February 23, 2022 · Filed February 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 617,066 |
Ending reported balance
After 2022-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-23 · Grant · Acquired 34,202 · Balance 631,813 Row 2 · 2022-02-23 · Tax withholding · Disposed 14,747 · Balance 617,066 F1: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 7,050 |
Reported balance
Holding disclosure · report date 2022-02-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,050 |
| Common StockSEC Table I · non-derivative | IndirectBy Julie M. Baker 2012 Revocable Trust | 72,850 |
Reported balance
Holding disclosure · report date 2022-02-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 72,850 |
| Common StockSEC Table I · non-derivative | IndirectBy Douglas M. Baker, Jr. 2012 Irrevocable Trust | 72,500 |
Reported balance
Holding disclosure · report date 2022-02-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 72,500 |
| Common StockSEC Table I · non-derivative | IndirectBy Ecolab Savings Plan | 5,757.747 |
Reported balance
Holding disclosure · report date 2022-02-23 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,757.747 F2: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2022. Includes 13.594 UNITS acquired since the reporting person's last report. (The 5,757.747 UNITS are the equivalent of approximately 10,576 SHARES of the issuer's Common Stock.) |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.
F2: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2022. Includes 13.594 UNITS acquired since the reporting person's last report. (The 5,757.747 UNITS are the equivalent of approximately 10,576 SHARES of the issuer's Common Stock.)
Merck & Co., Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 11,518.2084 |
Reported balance
After 2026-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-29 · Grant · Acquired 1,853.0997 · Balance 11,518.2084 F1: 1-for-1 F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3: Holdings include shares acquired in dividend reinvestment transactions. |
| Common StockSEC Table I · non-derivative | Direct | 16,000 |
Reported balance
Holding disclosure · report date 2026-05-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,000 |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.
F3: Holdings include shares acquired in dividend reinvestment transactions.
TARGET CORP
Report date March 11, 2026 · Filed March 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,294 |
Reported balance
After 2026-03-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-11 · Grant · Acquired 1,676 · Balance 44,294 F1: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan. F2: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan.
F2: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units.
US BANCORP DE
Report date January 18, 2018 · Filed January 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 890 |
Reported balance
After 2018-01-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-01-18 · Grant · Acquired 890 · Balance 890 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 2, 2026 17:57 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantPhantom Stock · Derivative | 1,853.0997 | $118.72 | $220,000.00 |
DisclosureSEC source: 0000310158-26-000146 · form4.xml · derivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,518.2084 Underlying: Common Stock · 1,853.0997 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 19:10 UTC | TARGET CORP TGT · Entity 2967 | GrantCommon Stock | 1,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001198753-26-000002 · wk-form4_1773429020.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,294 F1 · kind: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan. F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 16:49 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantPhantom Stock · Derivative | 2,863.0921 | $76.84 | $220,000.00 |
DisclosureSEC source: 0001127602-25-016340 · form4.xml · derivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,343.5277 Underlying: Common Stock · 2,863.0921 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:26 UTC | TARGET CORP TGT · Entity 2967 | GrantCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000027419-25-000062 · wk-form4_1741983975.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,828 F1 · kind: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan. F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. Read SEC document |
| February 05, 2025 Filed Feb 7, 2025 21:04 UTC | Merck & Co., Inc. MRK · Entity 2807 | PurchaseCommon Stock | 15,000 | $88.50 | $1,327,500.00 |
DisclosureSEC source: 0001127602-25-003547 · form4.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 18:44 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantPhantom Stock · Derivative | 1,752.4295 | $125.54 | $220,000.00 |
DisclosureSEC source: 0001127602-24-017585 · form4.xml · derivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,281.5136 Underlying: Common Stock · 1,752.4295 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:17 UTC | TARGET CORP TGT · Entity 2967 | GrantCommon Stock | 1,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000027419-24-000084 · wk-form4_1710533842.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,848 F1 · kind: Award of restricted stock units pursuant to the Target Corporation 2020 Long-Term Incentive Plan. F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. Read SEC document |
| May 26, 2023 Filed May 31, 2023 18:07 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantPhantom Stock · Derivative | 1,980.7329 | $111.07 | $220,000.00 |
DisclosureSEC source: 0001127602-23-017140 · form4.xml · derivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,412.1561 Underlying: Common Stock · 1,980.7329 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 00:56 UTC | TARGET CORP TGT · Entity 2967 | GrantCommon Stock | 2,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003760 · doc4.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,529 F1 · kind: Award of restricted stock units pursuant to Target Corporation 2020 Long-Term Incentive Plan. F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:09 UTC | Merck & Co., Inc. MRK · Entity 2807 | GrantPhantom Stock · Derivative | 2,363.5582 | $93.08 | $220,000.00 |
DisclosureSEC source: 0001127602-22-016138 · form4.xml · derivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,363.5582 Underlying: Common Stock · 2,363.5582 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 19:44 UTC | TARGET CORP TGT · Entity 2967 | Exercise / conversionStock Option · Derivative | 5,570 | $0.00 Strike: $67.12 | $0.00 |
DisclosureSEC source: 0001225208-22-005262 · doc4.xml · derivative · entry 3 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,570 shares Expires 2023-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option granted under the Target Corporation 2011 Long-Term Incentive Plan. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 19:44 UTC | TARGET CORP TGT · Entity 2967 | Tax withholdingCommon Stock | 1,675 | $223.26 | $373,960.50 |
DisclosureSEC source: 0001225208-22-005262 · doc4.xml · nonDerivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,890 Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 19:44 UTC | TARGET CORP TGT · Entity 2967 | Exercise / conversionCommon Stock | 5,570 | $67.12 | $373,858.40 |
DisclosureSEC source: 0001225208-22-005262 · doc4.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 00:21 UTC | TARGET CORP TGT · Entity 2967 | GrantCommon Stock | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004489 · doc4.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,871 F1 · kind: Award of restricted stock units pursuant to Target Corporation 2020 Long-Term Incentive Plan. F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:37 UTC | ECOLAB INC. ECL · Entity 2954 | Tax withholdingCommon Stock | 14,747 | $175.59 | $2,589,425.73 |
DisclosureSEC source: 0001415889-22-001849 · form4-02252022_010203.xml · nonDerivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,066 F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:37 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 34,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001849 · form4-02252022_010203.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,813 Read SEC document |
| December 15, 2021 Filed Jan 6, 2022 21:46 UTC | ECOLAB INC. ECL · Entity 2954 | GiftCommon Stock | 26,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000432 · form5-01062022_010130.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,611 Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 20:47 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 173,036 | $0.00 Strike: $119.12 | $0.00 |
DisclosureSEC source: 0001415889-21-004395 · form4-09152021_010920.xml · derivative · entry 8 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 173,036 shares Expires 2025-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 20:47 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 144 | $224.23 | $32,289.41 |
DisclosureSEC source: 0001415889-21-004395 · form4-09152021_010920.xml · nonDerivative · entry 3 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,927 F2 · price: This transaction was executed in multiple trades at prices ranging from $224.215 to $224.240, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 20:47 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 172,892 | $223.54 | $38,647,759.00 |
DisclosureSEC source: 0001415889-21-004395 · form4-09152021_010920.xml · nonDerivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,071 F1 · price: This transaction was executed in multiple trades at prices ranging from $223.215 to $224.210, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 20:47 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionCommon Stock | 173,036 | $119.12 | $20,612,048.32 |
DisclosureSEC source: 0001415889-21-004395 · form4-09152021_010920.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 00:16 UTC | TARGET CORP TGT · Entity 2967 | GrantCommon Stock | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005137 · doc4.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,691 F1 · kind: Award of restricted stock units pursuant to Target Corporation 2020 Long-Term Incentive Plan. F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:05 UTC | ECOLAB INC. ECL · Entity 2954 | Tax withholdingCommon Stock | 16,626 | $213.55 | $3,550,399.17 |
DisclosureSEC source: 0001415889-21-001055 · form4-03012021_020304.xml · nonDerivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,927 F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:05 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 38,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001055 · form4-03012021_020304.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,553 Read SEC document |
| December 11, 2020 Filed Jan 29, 2021 21:54 UTC | ECOLAB INC. ECL · Entity 2954 | GiftCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000443 · form5-01292021_010136.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,550 Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 80,526 | $0.00 Strike: $107.69 | $0.00 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · derivative · entry 16 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,526 shares Expires 2024-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 4,458 | $223.45 | $996,144.56 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 10 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,050 F8 · price: This transaction was executed in multiple trades at prices ranging from $223.260 to $223.760, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 21,160 | $222.65 | $4,711,252.84 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 9 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,508 F7 · price: This transaction was executed in multiple trades at prices ranging from $222.210 to $223.180, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 10,226 | $221.52 | $2,265,263.52 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 8 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,668 F6 · price: This transaction was executed in multiple trades at prices ranging from $221.200 to $221.930, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 5,451 | $220.71 | $1,203,079.31 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 7 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,894 F5 · price: This transaction was executed in multiple trades at prices ranging from $220.145 to $221.135, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 31,812 | $219.60 | $6,985,915.20 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 6 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,345 F4 · price: This transaction was executed in multiple trades at prices ranging from $219.135 to $220.120, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionCommon Stock | 80,526 | $107.69 | $8,671,442.31 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 5 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:17 UTC | ECOLAB INC. ECL · Entity 2954 | GrantEmployee Stock Option (Right to Buy) · Derivative | 118,437 | $0.00 Strike: $221.41 | $0.00 |
DisclosureSEC source: 0001415889-20-002824 · form4-12072020_031249.xml · derivative · entry 6 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,437 Underlying: Common Stock · 118,437 shares Expires 2030-12-03 F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 82,613 | $0.00 Strike: $107.69 | $0.00 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · derivative · entry 15 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,526 Underlying: Common Stock · 82,613 shares Expires 2024-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 7,990 | $221.21 | $1,767,467.90 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 4 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,631 F3 · price: This transaction was executed in multiple trades at prices ranging from $221.060 to $221.670, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 22,197 | $220.47 | $4,893,816.98 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 3 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,621 F2 · price: This transaction was executed in multiple trades at prices ranging from $220.040 to $221.020, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 44,813 | $219.40 | $9,832,151.45 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,818 F1 · price: This transaction was executed in multiple trades at prices ranging from $219.040 to $220.030, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:18 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionCommon Stock | 82,613 | $107.69 | $8,896,180.91 |
DisclosureSEC source: 0001415889-20-002812 · form4-12042020_021230.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · CHAIRMAN OF THE BOARD & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 21:05 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 150,650 | $0.00 Strike: $103.27 | $0.00 |
DisclosureSEC source: 0001179110-20-007139 · edgar.xml · derivative · entry 8 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,650 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 21:05 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 65,668 | $228.31 | $14,992,726.75 |
DisclosureSEC source: 0001179110-20-007139 · edgar.xml · nonDerivative · entry 3 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,018 F2 · price: This transaction was executed in multiple trades at prices ranging from $228.030 to $228.640, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 21:05 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 62,763 | $227.64 | $14,287,118.27 |
DisclosureSEC source: 0001179110-20-007139 · edgar.xml · nonDerivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,686 F1 · price: This transaction was executed in multiple trades at prices ranging from $227.030 to $228.025, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 21:05 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionCommon Stock | 150,650 | $103.27 | $15,556,872.25 |
DisclosureSEC source: 0001179110-20-007139 · edgar.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:03 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 2,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007037 · edgar.xml · nonDerivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,799 F1 · kind: The foregoing transaction relates to the reporting person's participation in an exchange offer whereby Ecolab Inc. ("Ecolab") offered to its stockholders the ability to exchange all or a portion of their shares of Ecolab common stock for shares of ChampionX Holding Inc. ("ChampionX") common stock, which shares were immediately exchanged for Apergy Corporation ("Apergy") common stock in connection with the merger of ChampionX into a merger subsidiary of Apergy, with ChampionX surviving the merger as a wholly-owned subsidiary of Apergy. Pursuant to the terms of the exchange offer, the reporting person received 24.6667 shares of ChampionX common stock for each share of Ecolab common stock accepted in the exchange offer. F2 · shares: The amount represents the number of shares of Ecolab common stock that the reporting person elected to exchange multiplied by the final proration factor of 4.7060% and represents a preliminary calculation. If the number of shares of Ecolab common stock that were actually disposed of by the reporting person in connection with the exchange offer differs from this calculation, the reporting person will file an amendment to this report, including an adjustment to the end of period holdings. F1 · price: The foregoing transaction relates to the reporting person's participation in an exchange offer whereby Ecolab Inc. ("Ecolab") offered to its stockholders the ability to exchange all or a portion of their shares of Ecolab common stock for shares of ChampionX Holding Inc. ("ChampionX") common stock, which shares were immediately exchanged for Apergy Corporation ("Apergy") common stock in connection with the merger of ChampionX into a merger subsidiary of Apergy, with ChampionX surviving the merger as a wholly-owned subsidiary of Apergy. Pursuant to the terms of the exchange offer, the reporting person received 24.6667 shares of ChampionX common stock for each share of Ecolab common stock accepted in the exchange offer. F2 · balance_after: The amount represents the number of shares of Ecolab common stock that the reporting person elected to exchange multiplied by the final proration factor of 4.7060% and represents a preliminary calculation. If the number of shares of Ecolab common stock that were actually disposed of by the reporting person in connection with the exchange offer differs from this calculation, the reporting person will file an amendment to this report, including an adjustment to the end of period holdings. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 00:18 UTC | TARGET CORP TGT · Entity 2967 | GrantCommon Stock | 3,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005077 · doc4.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,200 F1 · kind: Award of restricted stock units pursuant to the Amended and Restated Target Corporation 2011 Long-Term Incentive Plan. F2 · balance_after: Includes dividend equivalents paid on restricted stock units since the date of the reporting person's last filing through the date of the reported transaction that have been reinvested in additional restricted stock units. Read SEC document |
| March 04, 2020 Filed Jun 5, 2020 21:03 UTC | ECOLAB INC. ECL · Entity 2954 | GiftCommon Stock | 19,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007037 · edgar.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,152 Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:21 UTC | ECOLAB INC. ECL · Entity 2954 | Tax withholdingCommon Stock | 18,929 | $195.74 | $3,705,162.46 |
DisclosureSEC source: 0001179110-20-002609 · edgar.xml · nonDerivative · entry 2 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,728 F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:21 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 41,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002609 · edgar.xml · nonDerivative · entry 1 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,657 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:46 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 195,800 | $0.00 Strike: $71.54 | $0.00 |
DisclosureSEC source: 0001179110-20-002161 · edgar.xml · derivative · entry 11 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 195,800 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:46 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 748 | $209.25 | $156,516.76 |
DisclosureSEC source: 0001179110-20-002161 · edgar.xml · nonDerivative · entry 6 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,148 F5 · price: This transaction was executed in multiple trades at prices ranging from $209.190 to $209.310, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:46 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 17,513 | $208.76 | $3,656,048.91 |
DisclosureSEC source: 0001179110-20-002161 · edgar.xml · nonDerivative · entry 5 BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,896 F4 · price: This transaction was executed in multiple trades at prices ranging from $208.190 to $209.180, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.