Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| US BANCORP DEUSB · Entity 2923 | EVP, Human Resources | February 20, 2018 | February 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
US BANCORP DE
Report date February 20, 2018 · Filed February 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 76,656 |
Reported balance
After 2018-02-20 transaction · row 1
1 source rowRow 1 · 2018-02-20 · Tax withholding · Disposed 8,140 · Balance 76,656 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy 401(k) plan | 13,014 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,014 F1: Based on a plan report dated February 6, 2018, the most recent plan report available. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy IRA | 2,235 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,235 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Spouse | 133,502 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 133,502 |
Filing footnotes · ownership attribution and instrument terms
F1: Based on a plan report dated February 6, 2018, the most recent plan report available.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 21:15 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 8,140 | $55.61 | $452,665.40 |
DisclosureSEC source: 0001225208-18-003753 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,656 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:14 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 1,795 | $55.10 | $98,904.50 |
DisclosureSEC source: 0001225208-18-003548 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,796 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:25 UTC | US BANCORP DE USB · Entity 2923 | GrantCommon Stock, $0.01 par value | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003148 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,591 F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:14 UTC | US BANCORP DE USB · Entity 2923 | GrantCommon Stock, $0.01 par value | 23,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001600 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,743 F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:20 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 9,080 | $54.88 | $498,310.40 |
DisclosureSEC source: 0001225208-17-004324 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,553 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:12 UTC | US BANCORP DE USB · Entity 2923 | GrantEmployee Stock Option (Right to Buy) · Derivative | 25,565 | $0.00 Strike: $55.01 | $0.00 |
DisclosureSEC source: 0001225208-17-003925 · doc4.xml · derivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,565 Underlying: Common Stock, $0.01 par value · 25,565 shares Expires 2027-02-16 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 16, 2018. This option makes up 25% of the value of the reporting person's 2017 long-term incentive compensation award. The remaining 75% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock, subject to the award's time-based vesting conditions, will be determined in early 2018 based on the company's 2017 performance against certain performance targets and will be reported at the time of such determination. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:10 UTC | US BANCORP DE USB · Entity 2923 | Tax withholdingCommon Stock, $0.01 par value | 3,552 | $54.13 | $192,269.76 |
DisclosureSEC source: 0001225208-17-003554 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,633 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:35 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $13.10 | $0.00 |
DisclosureSEC source: 0001225208-17-002593 · doc4.xml · derivative · entry 6 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,741 Underlying: Common Stock, $0.01 par value · 20,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on March 2, 2010. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:35 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 20,000 | $54.00 | $1,080,000.00 |
DisclosureSEC source: 0001225208-17-002593 · doc4.xml · nonDerivative · entry 2 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,185 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:35 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 20,000 | $13.10 | $262,000.00 |
DisclosureSEC source: 0001225208-17-002593 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:19 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $13.10 | $0.00 |
DisclosureSEC source: 0001225208-17-002119 · doc4.xml · derivative · entry 6 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,741 Underlying: Common Stock, $0.01 par value · 20,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on March 2, 2010. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:19 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 20,000 | $53.10 | $1,062,000.00 |
DisclosureSEC source: 0001225208-17-002119 · doc4.xml · nonDerivative · entry 2 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,185 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:19 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 20,000 | $13.10 | $262,000.00 |
DisclosureSEC source: 0001225208-17-002119 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:23 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $13.10 | $0.00 |
DisclosureSEC source: 0001225208-17-001884 · doc4.xml · derivative · entry 7 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,741 Underlying: Common Stock, $0.01 par value · 20,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on March 2, 2010. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:23 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 20,000 | $52.75 | $1,055,000.00 |
DisclosureSEC source: 0001225208-17-001884 · doc4.xml · nonDerivative · entry 3 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,185 Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:23 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 20,000 | $13.10 | $262,000.00 |
DisclosureSEC source: 0001225208-17-001884 · doc4.xml · nonDerivative · entry 2 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:23 UTC | US BANCORP DE USB · Entity 2923 | GrantCommon Stock, $0.01 par value | 28,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001884 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,185 F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:35 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,000 | $0.00 Strike: $13.10 | $0.00 |
DisclosureSEC source: 0001225208-16-041853 · doc4.xml · derivative · entry 6 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,741 Underlying: Common Stock, $0.01 par value · 37,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on March 2, 2010. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:35 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 37,000 | $48.45 | $1,792,650.00 |
DisclosureSEC source: 0001225208-16-041853 · doc4.xml · nonDerivative · entry 2 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,371 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:35 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 37,000 | $13.10 | $484,700.00 |
DisclosureSEC source: 0001225208-16-041853 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:29 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 229,009 | $0.00 Strike: $31.04 | $0.00 |
DisclosureSEC source: 0001225208-16-040861 · doc4.xml · derivative · entry 6 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 229,009 shares Expires 2018-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:29 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 229,009 | $44.95 | $10,293,954.55 |
DisclosureSEC source: 0001225208-16-040861 · doc4.xml · nonDerivative · entry 2 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,371 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.70 to $45.09. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:29 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 229,009 | $31.04 | $7,108,439.36 |
DisclosureSEC source: 0001225208-16-040861 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 20:38 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 54,635 | $0.00 Strike: $31.04 | $0.00 |
DisclosureSEC source: 0001225208-16-040762 · doc4.xml · derivative · entry 6 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,009 Underlying: Common Stock, $0.01 par value · 54,635 shares Expires 2018-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 20:38 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 54,635 | $44.10 | $2,409,403.50 |
DisclosureSEC source: 0001225208-16-040762 · doc4.xml · nonDerivative · entry 2 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,371 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.08 to $44.10. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 20:38 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 54,635 | $31.04 | $1,695,870.40 |
DisclosureSEC source: 0001225208-16-040762 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 20:42 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,365 | $0.00 Strike: $31.04 | $0.00 |
DisclosureSEC source: 0001225208-16-040713 · doc4.xml · derivative · entry 6 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,644 Underlying: Common Stock, $0.01 par value · 45,365 shares Expires 2018-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 20:42 UTC | US BANCORP DE USB · Entity 2923 | SaleCommon Stock, $0.01 par value | 45,365 | $44.06 | $1,998,781.90 |
DisclosureSEC source: 0001225208-16-040713 · doc4.xml · nonDerivative · entry 2 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,371 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.05 to $44.07. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 20:42 UTC | US BANCORP DE USB · Entity 2923 | Exercise / conversionCommon Stock, $0.01 par value | 45,365 | $31.04 | $1,408,129.60 |
DisclosureSEC source: 0001225208-16-040713 · doc4.xml · nonDerivative · entry 1 CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.