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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
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May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2018 Filed Feb 21, 2018 21:15 UTC
CHOSY JAMES LEVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 1,739 $55.10 $95,818.90
Disclosure

SEC source: 0001225208-18-003550 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,091

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:14 UTC
CECERE ANDREWDirector · President and CEO
Tax withholdingCommon Stock, $0.01 par value 8,256 $55.10 $454,905.60
Disclosure

SEC source: 0001225208-18-003549 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,915

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:14 UTC
CARLSON JENNIE PEVP, Human Resources
Tax withholdingCommon Stock, $0.01 par value 1,795 $55.10 $98,904.50
Disclosure

SEC source: 0001225208-18-003548 · doc4.xml · nonDerivative · entry 1

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,796

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:29 UTC
Runkel Mark G.EVP and Chief Credit Officer
GrantCommon Stock, $0.01 par value 6,509 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003158 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,945

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:30 UTC
Welsh Timothy AVice Chairman
GrantCommon Stock, $0.01 par value 11,571 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003160 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,814

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:29 UTC GrantCommon Stock, $0.01 par value 16,634 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003159 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,737

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:29 UTC
Quinn Katherine BVice Chairman
GrantCommon Stock, $0.01 par value 11,571 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003157 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,704

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:27 UTC
Parker P.W.Vice Chairman
GrantCommon Stock, $0.01 par value 18,080 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003156 · doc4.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,980

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:26 UTC
Kotwal Shailesh MVice Chairman
GrantCommon Stock, $0.01 par value 14,464 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003155 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,653

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:26 UTC
GODRIDGE LESLIE VVice Chairman
GrantCommon Stock, $0.01 par value 10,848 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003152 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,157

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:26 UTC
Kelligrew James BVice Chairman
GrantCommon Stock, $0.01 par value 11,571 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003154 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,424

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:26 UTC
Kedia GunjanVice Chairman
GrantCommon Stock, $0.01 par value 14,464 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003153 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,045

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:25 UTC
DOLAN TERRANCE RVice Chairman & CFO
GrantCommon Stock, $0.01 par value 23,504 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003150 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,329

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:25 UTC
CECERE ANDREWDirector · President and CEO
GrantCommon Stock, $0.01 par value 52,504 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003147 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,171

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:25 UTC
CARLSON JENNIE PEVP, Human Resources
GrantCommon Stock, $0.01 par value 10,848 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003148 · doc4.xml · nonDerivative · entry 1

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,591

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:25 UTC
Elmore John R.Vice Chairman
GrantCommon Stock, $0.01 par value 10,848 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003151 · doc4.xml · nonDerivative · entry 1

Elmore John R. · CIK 0001569387 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,469

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:25 UTC
CHOSY JAMES LEVP and General Counsel
GrantCommon Stock, $0.01 par value 10,486 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003149 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,830

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2018. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2021 based on the company's performance against certain performance targets from 2018 through 2020 and will be reported at the time of such determination.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:22 UTC
Gifford Craig EEVP and Controller
GrantCommon Stock, $0.01 par value 10,848 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003146 · doc4.xml · nonDerivative · entry 1

Gifford Craig E · CIK 0001417036 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,112

F1 · shares: These restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021

Read SEC document
February 09, 2018 Filed Feb 12, 2018 21:26 UTC GrantDeferred Compensation Plan Participation · Derivative 28 $52.65 $1,474.20
Disclosure

SEC source: 0001225208-18-002499 · doc4.xml · derivative · entry 1

Ho Doreen Woo · CIK 0001453474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,298

Underlying: Common Stock, $0.01 par value · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:27 UTC GrantDeferred Compensation Plan Participation · Derivative 561 $57.98 $32,526.78
Disclosure

SEC source: 0001225208-18-001766 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,278

Underlying: Common Stock, $0.01 par value · 561 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:25 UTC GrantDeferred Compensation Plan Participation · Derivative 561 $57.98 $32,526.78
Disclosure

SEC source: 0001225208-18-001765 · doc4.xml · derivative · entry 1

Lynch Karen S · CIK 0001333760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561

Underlying: Common Stock, $0.01 par value · 561 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:24 UTC GrantDeferred Compensation Plan Participation · Derivative 704 $57.98 $40,817.92
Disclosure

SEC source: 0001225208-18-001763 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,896

Underlying: Common Stock, $0.01 par value · 704 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:23 UTC GrantDeferred Compensation Plan Participation · Derivative 352 $57.98 $20,408.96
Disclosure

SEC source: 0001225208-18-001761 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,783

Underlying: Common Stock, $0.01 par value · 352 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:22 UTC GrantDeferred Compensation Plan Participation · Derivative 632 $57.98 $36,643.36
Disclosure

SEC source: 0001225208-18-001760 · doc4.xml · derivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,713

Underlying: Common Stock, $0.01 par value · 632 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Feb 16, 2018 21:30 UTC GrantDeferred Compensation Plan Participation · Derivative 561 $57.98 $32,526.78
Disclosure

SEC source: 0001225208-18-003161 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Common Stock, $0.01 par value · 561 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:33 UTC GrantCommon Stock, $0.01 par value 35,558 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001651 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,103

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:31 UTC
Quinn Katherine BVice Chairman
GrantCommon Stock, $0.01 par value 23,301 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001634 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,133

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. 20,871 of these units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017 and the remaining 2,430 units made up of 75% of the value of a long-term incentive compensation award granted on July 20, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the company's 2017 performance against certain preset performance targets.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:33 UTC
Runkel Mark G.EVP and Chief Credit Officer
GrantCommon Stock, $0.01 par value 13,914 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001648 · doc4.xml · nonDerivative · entry 2

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,436

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:27 UTC
Kelligrew James BVice Chairman
GrantCommon Stock, $0.01 par value 23,190 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001622 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,853

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:27 UTC
Kotwal Shailesh MVice Chairman
GrantCommon Stock, $0.01 par value 24,737 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001625 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,189

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:28 UTC
Parker P.W.Vice Chairman
GrantCommon Stock, $0.01 par value 38,651 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001628 · doc4.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,900

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:22 UTC
GODRIDGE LESLIE VVice Chairman
GrantCommon Stock, $0.01 par value 23,190 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001618 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,309

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:25 UTC
Kedia GunjanVice Chairman
GrantCommon Stock, $0.01 par value 24,737 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001620 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,581

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

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January 25, 2018 Filed Jan 26, 2018 21:20 UTC
DOLAN TERRANCE RVice Chairman & CFO
GrantCommon Stock, $0.01 par value 47,928 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001616 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,825

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

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January 25, 2018 Filed Jan 26, 2018 21:21 UTC
Elmore John R.Vice Chairman
GrantCommon Stock, $0.01 par value 23,190 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001617 · doc4.xml · nonDerivative · entry 1

Elmore John R. · CIK 0001569387 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,621

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

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January 25, 2018 Filed Jan 26, 2018 21:18 UTC GrantCommon Stock, $0.01 par value 154,607 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001615 · doc4.xml · nonDerivative · entry 1

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,617

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

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January 25, 2018 Filed Jan 26, 2018 21:17 UTC
CHOSY JAMES LEVP and General Counsel
GrantCommon Stock, $0.01 par value 22,418 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001614 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,344

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

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January 25, 2018 Filed Jan 26, 2018 21:16 UTC
CECERE ANDREWDirector · President and CEO
GrantCommon Stock, $0.01 par value 92,764 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001602 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,667

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

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January 25, 2018 Filed Jan 26, 2018 21:14 UTC
CARLSON JENNIE PEVP, Human Resources
GrantCommon Stock, $0.01 par value 23,190 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001600 · doc4.xml · nonDerivative · entry 1

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,743

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 16, 2018. These units made up 75% of the value of the reporting person's 2017 long-term incentive compensation award granted on February 16, 2017. The number of units earned and eligible to be settled in shares of common stock was determined on January 25, 2018, based on the Company's 2017 performance against certain preset performance targets.

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January 18, 2018 Filed Jan 22, 2018 21:38 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001349 · doc4.xml · derivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:38 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001348 · doc4.xml · derivative · entry 1

BAXTER WARNER L · CIK 0001190093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:38 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001347 · doc4.xml · derivative · entry 1

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:33 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001345 · doc4.xml · derivative · entry 1

HARRIS KIMBERLY J · CIK 0001183908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:35 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001346 · doc4.xml · derivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:32 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001344 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:31 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001343 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:29 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001342 · doc4.xml · derivative · entry 1

Lynch Karen S · CIK 0001333760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:27 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001341 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:26 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001340 · doc4.xml · derivative · entry 1

OMALEY DAVID B · CIK 0001105801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 18, 2018 Filed Jan 22, 2018 21:24 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001339 · doc4.xml · derivative · entry 1

OWENS ODELL M · CIK 0001185495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.