USAU

SEC source: 0001493152-20-014525 · ownership.xml · nonDerivative · entry 1

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,873

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on August 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-014524 · ownership.xml · nonDerivative · entry 1

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,915

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on August 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-014523 · ownership.xml · nonDerivative · entry 1

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on August 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-007662 · ownership.xml · nonDerivative · entry 1

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,648

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on May 1, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis.

SEC source: 0001493152-20-007661 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on May 1, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis.

SEC source: 0001493152-20-007660 · ownership.xml · nonDerivative · entry 1

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,315

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on May 1, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis.

SEC source: 0001493152-20-007659 · ownership.xml · nonDerivative · entry 1

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,350

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on May 1, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis.

SEC source: 0001493152-20-001646 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on February 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-001645 · ownership.xml · nonDerivative · entry 1

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,000

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on February 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-001644 · ownership.xml · nonDerivative · entry 1

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,154

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on February 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-001643 · ownership.xml · nonDerivative · entry 1

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,237

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on February 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-000622 · ownership.xml · nonDerivative · entry 1

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,850

F1 · shares: Represents restricted stock awarded to the reporting person on January 14, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). Such shares vested immediately upon grant.

SEC source: 0001493152-20-000623 · ownership.xml · nonDerivative · entry 1

RECTOR DAVID · CIK 0001167113 · COO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,692

F1 · shares: Represents restricted stock awarded to the reporting person on January 14, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). Such shares vested immediately upon grant.

SEC source: 0001493152-19-018667 · ownership.xml · derivative · entry 2

Sharp Ted Riley · CIK 0001357534 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-11-27

F3 · price: The Option Award is compensation for the reporting person's service as an officer of the issuer.

F2 · derivative.exercise_date: Represents an option award under the Plan (the "Option Award"), of which 1/24th of the total (rounded down for any fractional shares) shall vest on each of the first 23 monthly anniversaries of the date of grant, provided the reporting person is providing services to the issuer or an affiliate of the issuer on the applicable vesting date, and the remaining portion of the unvested Option Award shall vest on the second anniversary of the date of grant, provided the reporting person is providing services to the issuer or an affiliate of the issuer on that date.

SEC source: 0001493152-19-018667 · ownership.xml · nonDerivative · entry 1

Sharp Ted Riley · CIK 0001357534 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,767

F1 · shares: Represents restricted stock awarded to the reporting person on November 27, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). Such shares vested immediately upon grant.

SEC source: 0001493152-19-014425 · ownership.xml · nonDerivative · entry 1

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,072

SEC source: 0001493152-19-014366 · ownership.xml · nonDerivative · entry 1

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,500

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 18, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

F2 · balance_after: Includes a restricted stock award of 12,000 shares in connection with the reporting person's appointment as a Director of U.S. Gold Corp. (the "Issuer"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance, subject to the reporting person's continued service with the Issuer on each respective vesting date.

SEC source: 0001493152-19-014364 · ownership.xml · nonDerivative · entry 1

Zinke Ryan K · CIK 0001564641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,923

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 18, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-19-014362 · ownership.xml · nonDerivative · entry 1

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,987

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 18, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-19-014361 · ownership.xml · nonDerivative · entry 1

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,154

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 18, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-19-014813 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 18, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001567619-19-013671 · doc1.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,384

F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001567619-19-009953 · doc1.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,986

F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001567619-19-008841 · doc1.xml · nonDerivative · entry 1

Zinke Ryan K · CIK 0001564641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,923

F1 · kind: Common shares issued as compensation pursuant to consulting agreement.

SEC source: 0001567619-19-008834 · doc1.xml · nonDerivative · entry 1

RECTOR DAVID · CIK 0001167113 · COO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,692

F1 · date: To be issued after 4/30/2019.

SEC source: 0001567619-19-008830 · doc1.xml · nonDerivative · entry 1

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,072

F1 · date: To be issued after 4/30/2019.

SEC source: 0001567619-19-008708 · doc1.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,302

F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001567619-19-007676 · doc1.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,413

F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001567619-19-002180 · doc1.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,255

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on January 31, 2019, at prices ranging from $0.96 to $0.9805, inclusive. The reporting person undertakes to provide to U.S. Gold Corp., any security holder of U.S. Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-19-000072 · doc1.xml · nonDerivative · entry 2

RECTOR DAVID · CIK 0001167113 · COO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,000

SEC source: 0001567619-19-000072 · doc1.xml · nonDerivative · entry 1

RECTOR DAVID · CIK 0001167113 · COO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,300

SEC source: 0001567619-19-000677 · doc1.xml · nonDerivative · entry 3

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,366

F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001567619-18-008720 · doc1.xml · nonDerivative · entry 1

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,944

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.85 to $0.878, inclusive. The reporting person undertakes to provide to U.S. Gold Corp., any security holder of U.S. Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-19-000677 · doc1.xml · nonDerivative · entry 2

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,925

F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001567619-19-001319 · doc1.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,255

F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001567619-19-000677 · doc1.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,906

F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001493152-18-013328 · ownership.xml · nonDerivative · entry 1

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,987

F1 · security: Represents a restricted stock grant issued pursuant to the Issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance.

SEC source: 0001493152-18-013331 · ownership.xml · nonDerivative · entry 1

RECTOR DAVID · CIK 0001167113 · COO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,000

F1 · security: Represents a restricted stock grant issued pursuant to the Issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance.

SEC source: 0001493152-18-013330 · ownership.xml · nonDerivative · entry 1

Davidson James D · CIK 0001346340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,154

F1 · security: Represents a restricted stock grant issued pursuant to the Issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance.

SEC source: 0001493152-18-013327 · ownership.xml · nonDerivative · entry 1

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,154

F1 · security: Represents a restricted stock grant issued pursuant to the Issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance.

SEC source: 0001493152-18-013325 · ownership.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,114

F1 · security: Represents a restricted stock grant issued pursuant to the issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance.

SEC source: 0001493152-18-013329 · ownership.xml · nonDerivative · entry 1

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,500

F1 · security: Represents a restricted stock grant issued pursuant to the Issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance.

F2 · balance_after: Includes a restricted stock award of 12,000 shares in connection with the Reporting Person's appointment as a Director of the Issuer, which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance, subject to the reporting person's continued service with the Issuer on each respective vesting date.

SEC source: 0001493152-18-013326 · ownership.xml · nonDerivative · entry 1

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,540

F1 · security: Represents a restricted stock grant issued pursuant to the Issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance.

SEC source: 0001493152-18-013016 · ownership.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,114

F1 · security: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of his employment with U.S. Gold Corp, wherein he receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001567619-19-000674 · doc1.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,114

F1 · security: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of his employment with U.S. Gold Corp, wherein he receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.

SEC source: 0001493152-18-011820 · ownership.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,149

SEC source: 0001493152-18-010129 · ownership.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,306

SEC source: 0001493152-18-008670 · form4.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,385

SEC source: 0001493152-18-006514 · form4.xml · nonDerivative · entry 1

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,987

F1 · price: Issued pursuant to the U.S. Gold Corp. 2017 Equity Incentive Plan as monthly consideration for the Reporting Person's service as an officer of the Issuer and pursuant to the terms of Reporting Person's employment agreement.

SEC source: 0001493152-18-005009 · form-4.xml · nonDerivative · entry 5

Mathewson David C. · CIK 0001453148 · Vice President of Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,796

F1 · price: Issued pursuant to the U.S. Gold Corp. 2017 Equity Incentive Plan as monthly consideration for the Reporting Person's service as an officer of the Issuer and pursuant to the terms of Reporting Person's employment agreement.