Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| U.S. GOLD CORP.USAU · Entity 6127 | Director · Executive Chairman | December 09, 2020 | December 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
U.S. GOLD CORP.
Report date December 09, 2020 · Filed December 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 234,292 |
Reported balance
After 2020-12-09 transaction · row 1
1 source rowRow 1 · 2020-12-09 · Grant · Acquired 50,000 · Balance 234,292 F1: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
POLARITYTE, INC.
Report date December 01, 2016 · Filed December 05, 2016
Section 16 reporting ended · disclosed 2016-12-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2016-12-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-01 · Grant · Acquired 15,000 · Balance 40,000 F1: Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval. F2: Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 8,333 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan and (iii) a restricted stock award of 16,667 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval.
F2: Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 8,333 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan and (iii) a restricted stock award of 16,667 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016.
Pershing Gold Corp.
Report date April 03, 2019 · Filed April 05, 2019
Section 16 reporting ended · disclosed 2019-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 1
1 source rowRow 1 · 2019-04-03 · Disposition to issuer · Disposed 185,316 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-03 · Disposition to issuer · Disposed 5,556 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F2: 5,556 vested restricted stock units granted June 9, 2015; F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-03 · Disposition to issuer · Disposed 12,500 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F3: 12,500 vested restricted stock units granted on December 12, 2015. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-03 · Disposition to issuer · Disposed 10,000 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F4: 10,000 vested restricted stock units granted on February 3, 2017 F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-04-03 · Disposition to issuer · Disposed 2,595 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-04-03 · Disposition to issuer · Disposed 1,690 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-04-03 · Disposition to issuer · Disposed 2,042 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-04-03 · Disposition to issuer · Disposed 2,523 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-04-03 · Disposition to issuer · Disposed 3,610 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-04-03 · Disposition to issuer · Disposed 3,316 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F6: 3,316 vested restricted stock units granted June 30, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-04-03 · Disposition to issuer · Disposed 2,797 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F7: 2,797 vested restricted stock units granted September 29, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-04-03 · Disposition to issuer · Disposed 2,797 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F7: 2,797 vested restricted stock units granted September 29, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-04-03 · Disposition to issuer · Disposed 3,021 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F8: 3,021 vested restricted stock units granted December 29, 2017. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-04-03 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F9: 5,000 vested restricted stock units granted January 29, 2018. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-04-03 · Disposition to issuer · Disposed 4,513 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F10: 4,513 vested restricted stock units granted April 26, 2018. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-04-03 · Disposition to issuer · Disposed 4,509 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F11: 4,509 vested restricted stock units granted June 29, 2018. F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share.
F2: 5,556 vested restricted stock units granted June 9, 2015;
F3: 12,500 vested restricted stock units granted on December 12, 2015.
F4: 10,000 vested restricted stock units granted on February 3, 2017
F5: Aggregate of 12,460 vested restricted stock units granted April 28, 2017.
F6: 3,316 vested restricted stock units granted June 30, 2017.
F7: 2,797 vested restricted stock units granted September 29, 2017.
F8: 3,021 vested restricted stock units granted December 29, 2017.
F9: 5,000 vested restricted stock units granted January 29, 2018.
F10: 4,513 vested restricted stock units granted April 26, 2018.
F11: 4,509 vested restricted stock units granted June 29, 2018.
F12: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit.
F13: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2020 Filed Dec 12, 2020 02:32 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023439 · ownership.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,292 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement. Read SEC document |
| September 17, 2020 Filed Sep 22, 2020 01:08 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantStock Option (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $14.70 | Not disclosed |
DisclosureSEC source: 0001493152-20-018109 · ownership.xml · derivative · entry 3 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-12-22 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022. Read SEC document |
| September 17, 2020 Filed Sep 22, 2020 01:08 UTC | U.S. GOLD CORP. USAU · Entity 6127 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $14.70 | Not disclosed |
DisclosureSEC source: 0001493152-20-018109 · ownership.xml · derivative · entry 2 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-12-22 F3 · derivative.exercise_price: The securities and exercise prices reported in this Form 4 have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020. F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022. F3 · shares: The securities and exercise prices reported in this Form 4 have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022. F3 · derivative.underlying_shares: The securities and exercise prices reported in this Form 4 have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020. Read SEC document |
| September 17, 2020 Filed Sep 22, 2020 01:08 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 30,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-018109 · ownership.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,292 F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020. Such shares vested immediately upon grant. F3 · balance_after: The securities and exercise prices reported in this Form 4 have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020. Read SEC document |
| September 17, 2020 Filed Nov 26, 2020 02:30 UTC Amendment | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 30,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-022590 · ownership.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,292 F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020. Such shares vested immediately upon grant. F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis. Read SEC document |
| January 14, 2020 Filed Jan 15, 2020 20:42 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 277,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-000622 · ownership.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541,850 F1 · shares: Represents restricted stock awarded to the reporting person on January 14, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). Such shares vested immediately upon grant. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 20:05 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 25,000 | $1.00 | $25,000.00 |
DisclosureSEC source: 0001493152-19-014425 · ownership.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,072 Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 19:30 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Shares | 255,128 | $0.98 | $249,999.93 |
DisclosureSEC source: 0001567619-19-008830 · doc1.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,072 F1 · date: To be issued after 4/30/2019. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 4,509 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 16 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,509 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F11 · shares: 4,509 vested restricted stock units granted June 29, 2018. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 4,513 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 15 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,513 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F10 · shares: 4,513 vested restricted stock units granted April 26, 2018. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 5,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 14 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F9 · shares: 5,000 vested restricted stock units granted January 29, 2018. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 3,021 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 13 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,021 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F8 · shares: 3,021 vested restricted stock units granted December 29, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 2,797 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 12 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,797 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F7 · shares: 2,797 vested restricted stock units granted September 29, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 2,797 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 11 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,797 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F7 · shares: 2,797 vested restricted stock units granted September 29, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 3,316 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 10 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,316 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F6 · shares: 3,316 vested restricted stock units granted June 30, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 3,610 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 9 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,610 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5 · shares: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 2,523 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 8 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,523 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5 · shares: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 2,042 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 7 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,042 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5 · shares: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 1,690 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 6 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,690 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5 · shares: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 2,595 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 5 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,595 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F5 · shares: Aggregate of 12,460 vested restricted stock units granted April 28, 2017. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 10,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 4 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F4 · shares: 10,000 vested restricted stock units granted on February 3, 2017 F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 12,500 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 3 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F3 · shares: 12,500 vested restricted stock units granted on December 12, 2015. F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 5,556 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · derivative · entry 2 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,556 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F2 · shares: 5,556 vested restricted stock units granted June 9, 2015; F12 · price: Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F13 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F13 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerCommon Stock | 185,316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-018508 · tv518320_4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 00:59 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Shares | 13,404 | $0.88 | $11,728.50 |
DisclosureSEC source: 0001567619-18-008720 · doc1.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,944 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.85 to $0.878, inclusive. The reporting person undertakes to provide to U.S. Gold Corp., any security holder of U.S. Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 13:00 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-013326 · ownership.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,540 F1 · security: Represents a restricted stock grant issued pursuant to the Issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 13:22 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 4,509 | $1.83 Strike: $0.00 | $8,251.47 |
DisclosureSEC source: 0001144204-18-036916 · tv497883_4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,616 Underlying: Common Stock · 4,509 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 4,509 restricted stock units in lieu of cash for retainer and meeting fees of $8,250 earned by the Reporting Person during the fiscal quarter ended June 30, 2018. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 29, 2018. Pursuant to the Agreement, all restricted stock units vested on June 29, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 29, 2018. Pursuant to the Agreement, all restricted stock units vested on June 29, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:54 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 4,513 | $2.05 Strike: $0.00 | $9,251.65 |
DisclosureSEC source: 0001144204-18-023123 · tv492376_4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,107 Underlying: Common Stock · 4,513 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 4,513 shares of restricted stock units in lieu of cash for retainer and meeting fees of $9,250 earned by the Reporting Person during the fiscal quarter ended March 31, 2018. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 26, 2018. Pursuant to the Agreement, all restricted stock units vested on April 26, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 26, 2018. Pursuant to the Agreement, all restricted stock units vested on April 26, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:30 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 132,979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-003655 · form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,540 F1 · price: Represents a restricted stock award issued pursuant to the U.S. Gold Corp. Equity Incentive Plan as compensation for the Reporting Person's service as Chief Executive Officer, President and Chairman of the Issuer. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 20:55 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-004976 · tv484599_4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · shares: The Reporting Person received 5,000 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated January 29, 2018. F2 · derivative.exercise_date: Pursuant to the Agreement, all units vested on the date of grant. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: Pursuant to the Agreement, all units vested on the date of grant. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 14:14 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 3,021 | $2.40 Strike: $0.00 | $7,250.40 |
DisclosureSEC source: 0001144204-18-000428 · tv482485_4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,594 Underlying: Common Stock · 3,021 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 3,021 shares of restricted stock units in lieu of cash for retainer and meeting fees of $7,250 earned by the Reporting Person during the fiscal quarter ended December 31, 2017. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated September 29, 2017. Pursuant to the Agreement, all restricted stock units vested on December 29, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated September 29, 2017. Pursuant to the Agreement, all restricted stock units vested on December 29, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 23:35 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantOption · Derivative | 500,000 | $0.00 Strike: $1.47 | $0.00 |
DisclosureSEC source: 0001493152-17-015132 · form4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 500,000 shares Expires 2022-12-22 F2 · price: Option Award is compensation for the Reporting Person's service as Chief Executive Officer, President and Chairman of the Issuer. F1 · derivative.exercise_date: Represents an option award under the U.S. Gold Corp. Equity Incentive Plan (the "Option Award"), of which one-quarter shall vest immediately and three-quarters shall vest in equal yearly installments over a three year period. F3 · balance_after: Includes options vested or to be vested within 60 days pursuant to the Option Award. Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 23:29 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 5,000 | $1.36 | $6,800.00 |
DisclosureSEC source: 0001493152-17-012959 · form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,561 Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 13:43 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 5,000 | $1.09 | $5,450.00 |
DisclosureSEC source: 0001493152-17-012368 · form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,561 Read SEC document |
| October 25, 2017 Filed Oct 25, 2017 20:07 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 5,000 | $1.17 | $5,850.00 |
DisclosureSEC source: 0001493152-17-012050 · form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,561 Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 20:30 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 5,000 | $1.47 | $7,350.00 |
DisclosureSEC source: 0001493152-17-011915 · form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,561 Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:05 UTC | U.S. GOLD CORP. USAU] · Entity 6127 | PurchaseCommon Stock | 27,778 | $1.80 | $50,000.40 |
DisclosureSEC source: 0001493152-17-011500 · form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,561 Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 18:37 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 2,797 | $2.95 Strike: $0.00 | $8,251.15 |
DisclosureSEC source: 0001144204-17-051248 · v476410_form4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,573 Underlying: Common Stock · 2,797 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 2,797 shares of restricted stock units in lieu of cash for retainer and meeting fees of $8,250 earned by the Reporting Person during the fiscal quarter ended September 30, 2017. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated September 29, 2017. Pursuant to the Agreement, all restricted stock units vested on September 29, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated September 29, 2017. Pursuant to the Agreement, all restricted stock units vested on September 29, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 16:01 UTC | Pershing Gold Corp. PGLC · Entity 158389 | PurchaseCommon Stock | 2,500 | $2.98 | $7,446.25 |
DisclosureSEC source: 0001144204-17-048485 · v475370_form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,316 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 15:33 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-009839 · fom4.xml · nonDerivative · entry 2 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,744 F2 · price: Issued pursuant to the Issuer's 2017 Equity Incentive Plan for Board service for the period May 1, 2017 through July 31, 2017. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 15:33 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 98,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-009839 · fom4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO & President, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,783 F1 · price: Issued pursuant to the Issuer's 2017 Equity Incentive Plan in consideration for the Reporting Person's role as an officer of the Issuer in lieu of an annual cash bonus for period May 1, 2016 through April 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:49 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 3,316 | $2.79 Strike: $0.00 | $9,251.64 |
DisclosureSEC source: 0001144204-17-035610 · v470331_4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,776 Underlying: Common Stock · 3,316 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 3,316 shares of restricted stock units in lieu of cash for retainer and meeting fees of $9,250 earned by the Reporting Person during the fiscal quarter ended June 30, 2017. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 30, 2017. Pursuant to the Agreement, all restricted stock units vested on June 30, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 30, 2017. Pursuant to the Agreement, all restricted stock units vested on June 30, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:45 UTC | U.S. GOLD CORP. DRAM · Entity 6127 | PurchaseCommon Stock, par value $0.001 per share | 77,084 | $1.00 | $77,084.00 |
DisclosureSEC source: 0001493152-17-006487 · form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,244 F1 · shares: The Reporting Person acquired shares of Common Stock of the Issuer pursuant to a Stock Purchase Agreement between the Reporting Person and a shareholder of the Issuer. The Reporting Person acquired 77,084 shares of Common Stock of the Issuer for an aggregate purchase price of $77,084. F1 · price: The Reporting Person acquired shares of Common Stock of the Issuer pursuant to a Stock Purchase Agreement between the Reporting Person and a shareholder of the Issuer. The Reporting Person acquired 77,084 shares of Common Stock of the Issuer for an aggregate purchase price of $77,084. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:40 UTC | U.S. GOLD CORP. DRAM · Entity 6127 | GrantCommon Stock, par value $0.001 per share | 208,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-005906 · form4.xml · nonDerivative · entry 1 Karr Edward M · CIK 0001562138 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,160 F1 · balance_after: Includes 208,333 shares of the Issuer's common stock issued to the Reporting Person in connection with the closing of the merger contemplated under the Agreement and Plan of Merger, as amended and restated, by and among the Issuer, Dataram Acquisition Sub, Inc., a Nevada corporation and wholly-owned subsidiary of the Issuer, U.S. Gold Corp., a Nevada corporation ("USG") and Copper King LLC, the principal shareholder of USG. Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:18 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 3,610 | $2.84 Strike: $0.00 | $10,252.40 |
DisclosureSEC source: 0001144204-17-023950 · v465895_4.xml · derivative · entry 5 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,460 Underlying: Common Stock · 3,610 shares Expires not disclosed F6 · shares: The Reporting Person received a grant of 3,610 shares of restricted stock units in lieu of cash for retainer and meeting fees of $10,250 earned by the Reporting Person during the fiscal quarter ended March 31, 2017. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:18 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 2,523 | $3.27 Strike: $0.00 | $8,250.21 |
DisclosureSEC source: 0001144204-17-023950 · v465895_4.xml · derivative · entry 4 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 2,523 shares Expires not disclosed F5 · shares: The Reporting Person received a grant of 2,523 shares of restricted stock units in lieu of cash for retainer and meeting fees of $8,250 earned by the Reporting Person during the fiscal quarter ended December 31, 2016. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:18 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 2,042 | $4.53 Strike: $0.00 | $9,250.26 |
DisclosureSEC source: 0001144204-17-023950 · v465895_4.xml · derivative · entry 3 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,327 Underlying: Common Stock · 2,042 shares Expires not disclosed F4 · shares: The Reporting Person received a grant of 2,042 shares of restricted stock units in lieu of cash for retainer and meeting fees of $9,250 earned by the Reporting Person during the fiscal quarter ended September 30, 2016. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:18 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 1,690 | $4.29 Strike: $0.00 | $7,250.10 |
DisclosureSEC source: 0001144204-17-023950 · v465895_4.xml · derivative · entry 2 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,285 Underlying: Common Stock · 1,690 shares Expires not disclosed F3 · shares: The Reporting Person received a grant of 1,690 shares of restricted stock units in lieu of cash for retainer and meeting fees of $7,250 earned by the Reporting Person during the fiscal quarter ended June 30, 2016. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:18 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 2,595 | $3.95 Strike: $0.00 | $10,250.25 |
DisclosureSEC source: 0001144204-17-023950 · v465895_4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 Underlying: Common Stock · 2,595 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 2,595 shares of restricted stock units in lieu of cash for retainer and meeting fees of $10,250 earned by the Reporting Person during the fiscal quarter ended March 31, 2016. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 15:38 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-006468 · v458629_4.xml · derivative · entry 1 Karr Edward M · CIK 0001562138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · shares: The Reporting Person received 10,000 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated February 3, 2017. F2 · derivative.exercise_date: Pursuant to the Agreement, 5,000 units vested on February 3, 2017 and 5,000 units vest on February 3, 2018, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: Pursuant to the Agreement, 5,000 units vested on February 3, 2017 and 5,000 units vest on February 3, 2018, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.