Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| U.S. GOLD CORP.USAU · Entity 6127 | Director | November 02, 2020 | November 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
U.S. GOLD CORP.
Report date November 02, 2020 · Filed November 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,598 |
Reported balance
After 2020-11-02 transaction · row 1
1 source rowRow 1 · 2020-11-02 · Grant · Acquired 225 · Balance 15,598 F1: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pershing Gold Corp.
Report date April 03, 2019 · Filed April 05, 2019
Section 16 reporting ended · disclosed 2019-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 1
1 source rowRow 1 · 2019-04-03 · Disposition to issuer · Disposed 75,834 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-03 · Disposition to issuer · Disposed 9,250 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F2: 9,250 vested restricted stock units granted on December 23, 2015. F4: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F5: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-03 · Disposition to issuer · Disposed 16,002 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F3: 16,002 vested restricted stock units granted on February 3, 2017. F4: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F5: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share.
F2: 9,250 vested restricted stock units granted on December 23, 2015.
F3: 16,002 vested restricted stock units granted on February 3, 2017.
F4: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit.
F5: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2020 Filed Nov 4, 2020 21:08 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-20-000023 · ownership.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,598 F1 · shares: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant. Read SEC document |
| September 17, 2020 Filed Sep 22, 2020 01:11 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantStock Option (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $14.70 | Not disclosed |
DisclosureSEC source: 0001493152-20-018113 · ownership.xml · derivative · entry 3 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-12-22 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022. Read SEC document |
| September 17, 2020 Filed Sep 22, 2020 01:11 UTC | U.S. GOLD CORP. USAU · Entity 6127 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $14.70 | Not disclosed |
DisclosureSEC source: 0001493152-20-018113 · ownership.xml · derivative · entry 2 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2022-12-22 F3 · derivative.exercise_price: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020. F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022. F3 · shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022. F3 · derivative.underlying_shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020. Read SEC document |
| September 17, 2020 Filed Sep 22, 2020 01:11 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-018113 · ownership.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,373 F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant. Read SEC document |
| August 03, 2020 Filed Aug 3, 2020 23:42 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-014525 · ownership.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,873 F1 · shares: Represents restricted shares of common stock awarded to the reporting person on August 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:39 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-007662 · ownership.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,648 F1 · shares: Represents restricted shares of common stock awarded to the reporting person on May 1, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant. F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:30 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-001643 · ownership.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,237 F1 · shares: Represents restricted shares of common stock awarded to the reporting person on February 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 20:05 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-014362 · ownership.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,987 F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 18, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:56 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 16,002 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018509 · tv518321_4.xml · derivative · entry 3 JANKE TIMOTHY MARK · CIK 0001619063 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,002 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F3 · shares: 16,002 vested restricted stock units granted on February 3, 2017. F4 · price: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F5 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F5 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:56 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 9,250 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018509 · tv518321_4.xml · derivative · entry 2 JANKE TIMOTHY MARK · CIK 0001619063 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,250 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F2 · shares: 9,250 vested restricted stock units granted on December 23, 2015. F4 · price: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F5 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F5 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:56 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerCommon Stock | 75,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-018509 · tv518321_4.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 13:00 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-013328 · ownership.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,987 F1 · security: Represents a restricted stock grant issued pursuant to the Issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 20:49 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantStock Options · Derivative | 40,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001144204-18-004970 · tv484594_4.xml · derivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-01-28 F1 · shares: The Reporting Person received 40,000 stock options pursuant to a Nonqualified Stock Option Agreement (the "Agreement") dated January 29, 2018. F2 · derivative.exercise_date: Pursuant to the Agreement, 13,600 options vest on January 29, 2019, 13,200 options vest on January 29, 2020 and 13,200 options vest on January 29, 2021. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 23:44 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantOption · Derivative | 50,000 | $0.00 Strike: $1.47 | $0.00 |
DisclosureSEC source: 0001493152-17-015141 · form4.xml · derivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 50,000 shares Expires 2022-12-22 F2 · price: Option Award is compensation for the Reporting Person's service as a director of the Issuer. F1 · derivative.exercise_date: Represents an option award under the U.S. Gold Corp. Equity Incentive Plan (the "Option Award"), of which one-half shall vest immediately and one-half shall vest on the one year anniversary of the date of issuance. F3 · balance_after: Includes options vested or to be vested within 60 days pursuant to the Option Award. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 15:13 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 1,154 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-009836 · form4.xml · nonDerivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,987 F1 · price: Issued pursuant to the Issuer's 2017 Equity Incentive Plan in consideration for the Reporting Person's role as a director of the Issuer for Board service for the period May 1, 2017 through July 31, 2017. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 15:37 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 16,002 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-006466 · v458627_4.xml · derivative · entry 1 JANKE TIMOTHY MARK · CIK 0001619063 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,002 Underlying: Common Stock · 16,002 shares Expires not disclosed F1 · shares: The Reporting Person received 16,002 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated February 3, 2017. F2 · derivative.exercise_date: Pursuant to the Agreement, 8,001 units vested on February 3, 2017 and 8,001 units vest on February 3, 2018, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: Pursuant to the Agreement, 8,001 units vested on February 3, 2017 and 8,001 units vest on February 3, 2018, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.