Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Timberline Resources CorpTLRS · Entity 87554 | Former Director | May 13, 2021 | May 13, 2021 |
| U.S. GOLD CORP.USAU · Entity 6127 | Vice President of Exploration | June 17, 2019 | June 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Timberline Resources Corp
Report date May 13, 2021 · Filed May 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,350,000 |
Reported balance
After 2021-05-13 transaction · row 1
1 source rowRow 1 · 2021-05-13 · Purchase · Acquired 350,000 · Balance 2,350,000 |
| Series D WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.14 · Expires 2021-04-30 | Direct | 0 |
Reported balance
After 2021-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-13 · Conversion · Disposed 350,000 · Balance 0 F2: Treasury order sent to transfer agent 4/30/21; due to COVID, certificates were not available until 5/13/21. F1: Initial Warrant was for 625,000. 350,000 were exercised; 275,000 expired 04/30/2021 |
Filing footnotes · ownership attribution and instrument terms
F1: Initial Warrant was for 625,000. 350,000 were exercised; 275,000 expired 04/30/2021
F2: Treasury order sent to transfer agent 4/30/21; due to COVID, certificates were not available until 5/13/21.
U.S. GOLD CORP.
Report date June 17, 2019 · Filed June 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 686,384 |
Reported balance
After 2019-06-17 transaction · row 1
1 source rowRow 1 · 2019-06-17 · Grant · Acquired 9,398 · Balance 686,384 F1: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2021 Filed May 13, 2021 17:34 UTC | Timberline Resources Corp TLRS · Entity 87554 | ConversionSeries D Warrants · Derivative | 350,000 | $0.14 Strike: $0.14 | $49,000.00 |
DisclosureSEC source: 0001288750-21-000014 · primary_doc.xml · derivative · entry 2 Mathewson David C. · CIK 0001453148 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 350,000 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: Treasury order sent to transfer agent 4/30/21; due to COVID, certificates were not available until 5/13/21. F1 · balance_after: Initial Warrant was for 625,000. 350,000 were exercised; 275,000 expired 04/30/2021 Read SEC document |
| May 13, 2021 Filed May 13, 2021 17:34 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseCommon Stock | 350,000 | $0.14 | $49,000.00 |
DisclosureSEC source: 0001288750-21-000014 · primary_doc.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350,000 Read SEC document |
| May 06, 2021 Filed May 12, 2021 16:49 UTC | Timberline Resources Corp TLRS · Entity 87554 | GrantStock Options (Right to Buy) · Derivative | 220,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001288750-21-000009 · primary_doc.xml · derivative · entry 1 Mathewson David C. · CIK 0001453148 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Shares · 220,000 shares Expires 2026-05-06 F1 · deemedExecutionDate: Options were awarded 05/06/2021 and paperwork officially signed 05/11/2021. Read SEC document |
| October 29, 2019 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | GrantStock Options · Derivative | 334,783 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · derivative · entry 9 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,434,783 Underlying: Common Shares · 334,783 shares Expires 2024-10-29 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 17:51 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Shares | 9,398 | $1.33 | $12,499.34 |
DisclosureSEC source: 0001567619-19-013671 · doc1.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,384 F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| May 06, 2019 Filed May 7, 2019 17:13 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Shares | 10,684 | $1.17 | $12,500.28 |
DisclosureSEC source: 0001567619-19-009953 · doc1.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,986 F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| March 29, 2019 Filed Apr 11, 2019 21:21 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Shares | 13,889 | $0.90 | $12,500.10 |
DisclosureSEC source: 0001567619-19-008708 · doc1.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,302 F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| March 29, 2019 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseSeries H Warrants · Derivative | 500,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · derivative · entry 8 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100,000 Underlying: Common Shares · 500,000 shares Expires 2022-03-30 Read SEC document |
| March 25, 2019 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseCommon Stock | 500,000 | $0.08 | $40,000.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · nonDerivative · entry 4 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Read SEC document |
| March 13, 2019 Filed Mar 26, 2019 23:43 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Shares | 13,158 | $0.95 | $12,500.10 |
DisclosureSEC source: 0001567619-19-007676 · doc1.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,413 F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 22:05 UTC | U.S. GOLD CORP. USAU · Entity 6127 | SaleCommon Shares | 20,000 | $0.96 | $19,228.00 |
DisclosureSEC source: 0001567619-19-002180 · doc1.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,255 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on January 31, 2019, at prices ranging from $0.96 to $0.9805, inclusive. The reporting person undertakes to provide to U.S. Gold Corp., any security holder of U.S. Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 29, 2018 Filed Jan 7, 2019 18:45 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 13,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000677 · doc1.xml · nonDerivative · entry 3 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,366 F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| December 12, 2018 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseSeries E Warrants · Derivative | 250,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · derivative · entry 7 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Shares · 250,000 shares Expires 2021-10-29 Read SEC document |
| December 06, 2018 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseCommon Stock | 250,000 | $0.08 | $20,000.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · nonDerivative · entry 3 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Read SEC document |
| November 16, 2018 Filed Jan 7, 2019 18:45 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 12,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000677 · doc1.xml · nonDerivative · entry 2 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,925 F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| November 16, 2018 Filed Jan 18, 2019 00:33 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Shares | 13,889 | $0.90 | $12,500.10 |
DisclosureSEC source: 0001567619-19-001319 · doc1.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,255 F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| November 09, 2018 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseSeries E Warrants · Derivative | 625,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · derivative · entry 6 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350,000 Underlying: Common Shares · 625,000 shares Expires 2021-10-29 Read SEC document |
| November 09, 2018 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseCommon Stock | 625,000 | $0.08 | $50,000.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · nonDerivative · entry 2 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Read SEC document |
| October 24, 2018 Filed Jan 7, 2019 18:45 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000677 · doc1.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,906 F1 · shares: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of the reporting person's employment with U.S. Gold Corp., wherein the reporting person receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 13:00 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-013325 · ownership.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,114 F1 · security: Represents a restricted stock grant issued pursuant to the issuer's 2017 Equity Incentive Plan which vests 50% on the date of issuance and 50% on the one-year anniversary of the date of issuance. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:56 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 10,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-013016 · ownership.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,114 F1 · security: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of his employment with U.S. Gold Corp, wherein he receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| September 06, 2018 Filed Jan 7, 2019 18:42 UTC Amendment | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 10,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000674 · doc1.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,114 F1 · security: Represents shares of restricted common stock issued pursuant to the Issuer's Equity Incentive Plan in lieu of cash compensation pursuant to the terms of his employment with U.S. Gold Corp, wherein he receives 75% of his salary in the form of common stock, issued pro rata on a monthly basis. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 20:28 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 9,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-011820 · ownership.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,149 Read SEC document |
| July 14, 2018 Filed Jul 18, 2018 16:56 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 9,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-010129 · ownership.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,306 Read SEC document |
| June 21, 2018 Filed Jul 17, 2018 13:12 UTC | Timberline Resources Corp TLRS · Entity 87554 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001052918-18-000276 · primary_doc.xml · derivative · entry 1 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2023-06-21 Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 19:23 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 9,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-008670 · form4.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,385 Read SEC document |
| May 08, 2018 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseSeries D Warrants · Derivative | 625,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · derivative · entry 5 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,000 Underlying: Common Shares · 625,000 shares Expires 2021-04-30 Read SEC document |
| May 08, 2018 Filed Jan 23, 2020 18:38 UTC | Timberline Resources Corp TLRS · Entity 87554 | PurchaseCommon Stock | 625,000 | $0.08 | $50,000.00 |
DisclosureSEC source: 0001541324-20-000006 · primary_doc.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,000 Read SEC document |
| May 07, 2018 Filed May 10, 2018 01:42 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 9,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-006514 · form4.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,987 F1 · price: Issued pursuant to the U.S. Gold Corp. 2017 Equity Incentive Plan as monthly consideration for the Reporting Person's service as an officer of the Issuer and pursuant to the terms of Reporting Person's employment agreement. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 00:14 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-005009 · form-4.xml · nonDerivative · entry 5 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,796 F1 · price: Issued pursuant to the U.S. Gold Corp. 2017 Equity Incentive Plan as monthly consideration for the Reporting Person's service as an officer of the Issuer and pursuant to the terms of Reporting Person's employment agreement. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 22:07 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 10,000 | $1.27 | $12,700.00 |
DisclosureSEC source: 0001493152-18-004191 · form4.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,624 Read SEC document |
| March 02, 2018 Filed Apr 11, 2018 00:14 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 6,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-005009 · form-4.xml · nonDerivative · entry 4 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,030 F1 · price: Issued pursuant to the U.S. Gold Corp. 2017 Equity Incentive Plan as monthly consideration for the Reporting Person's service as an officer of the Issuer and pursuant to the terms of Reporting Person's employment agreement. Read SEC document |
| February 08, 2018 Filed Apr 11, 2018 00:14 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 4,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-005009 · form-4.xml · nonDerivative · entry 3 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,124 F1 · price: Issued pursuant to the U.S. Gold Corp. 2017 Equity Incentive Plan as monthly consideration for the Reporting Person's service as an officer of the Issuer and pursuant to the terms of Reporting Person's employment agreement. Read SEC document |
| January 03, 2018 Filed Apr 11, 2018 00:14 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 7,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-005009 · form-4.xml · nonDerivative · entry 2 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,222 F1 · price: Issued pursuant to the U.S. Gold Corp. 2017 Equity Incentive Plan as monthly consideration for the Reporting Person's service as an officer of the Issuer and pursuant to the terms of Reporting Person's employment agreement. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 23:42 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantOption · Derivative | 125,000 | $0.00 Strike: $1.47 | $0.00 |
DisclosureSEC source: 0001493152-17-015138 · form4.xml · derivative · entry 1 Mathewson David C. · CIK 0001453148 · VP of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 125,000 shares Expires 2022-12-22 F2 · price: Option Award is compensation for the Reporting Person's service as VP of Exploration of the Issuer. F1 · derivative.exercise_date: Represents an option award under the U.S. Gold Corp. Equity Incentive Plan (the "Option Award"), of which one-quarter shall vest immediately and three-quarters shall vest in equal yearly installments over a three year period. F3 · balance_after: Includes options vested or to be vested within 60 days pursuant to the Option Award. Read SEC document |
| December 22, 2017 Filed Apr 11, 2018 00:14 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 8,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-005009 · form-4.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,553 F1 · price: Issued pursuant to the U.S. Gold Corp. 2017 Equity Incentive Plan as monthly consideration for the Reporting Person's service as an officer of the Issuer and pursuant to the terms of Reporting Person's employment agreement. Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 23:23 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 10,000 | $1.40 | $14,000.00 |
DisclosureSEC source: 0001493152-17-012957 · form4.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,624 Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 20:33 UTC Amendment | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 10,000 | $1.40 | $14,000.00 |
DisclosureSEC source: 0001493152-17-013167 · form4-a.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,624 F1 · balance_after: This amendment to Form 4 is being filed by the Reporting Person to correct the amount of securities beneficially owned following the reported transaction. Read SEC document |
| November 06, 2017 Filed Nov 13, 2017 23:23 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 10,000 | $1.39 | $13,900.00 |
DisclosureSEC source: 0001493152-17-012957 · form4.xml · nonDerivative · entry 2 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,624 Read SEC document |
| November 06, 2017 Filed Nov 14, 2017 20:33 UTC Amendment | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 10,000 | $1.39 | $13,900.00 |
DisclosureSEC source: 0001493152-17-013167 · form4-a.xml · nonDerivative · entry 2 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,624 F1 · balance_after: This amendment to Form 4 is being filed by the Reporting Person to correct the amount of securities beneficially owned following the reported transaction. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 15:36 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 29,412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-009841 · form4.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,624 F1 · price: Issued pursuant to the Issuer's 2017 Equity Incentive Plan in consideration for the Reporting Person's role as an officer of the Issuer and in accordance with Reporting Person's employment agreement and for the period February 1, 2017 through July 31, 2017 inclusive. Read SEC document |
| August 23, 2017 Filed Aug 28, 2017 10:55 UTC | U.S. GOLD CORP. USAU · Entity 6127 | OtherCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-009914 · form4.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,624 F1 · price: Issued as partial consideration for the sale to the Issuer and the Issuer's wholly-owned subsidiary, U.S. Gold Acquisition Company, by the Reporting Person and Nevada Gold Ventures, LLC of a gold exploration property in Eureka County, Nevada. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:45 UTC | U.S. GOLD CORP. DRAM · Entity 6127 | PurchaseCommon Stock | 77,083 | $1.00 | $77,083.00 |
DisclosureSEC source: 0001493152-17-006488 · form4.xml · nonDerivative · entry 1 Mathewson David C. · CIK 0001453148 · Vice President of Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,212 F1 · shares: The Reporting Person acquired shares of common stock of the Issuer pursuant to a Stock Purchase Agreement between the Reporting Person and a shareholder of the Issuer. The Reporting Person acquired 77,083 shares of common stock of the Issuer for an aggregate purchase price of $77,083. F1 · price: The Reporting Person acquired shares of common stock of the Issuer pursuant to a Stock Purchase Agreement between the Reporting Person and a shareholder of the Issuer. The Reporting Person acquired 77,083 shares of common stock of the Issuer for an aggregate purchase price of $77,083. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.