Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDRICH MINING COGRMC · Entity 137500 | CFO | January 29, 2021 | February 12, 2021 |
| Timberline Resources CorpTLRS · Entity 87554 | CFO | May 06, 2021 | May 12, 2021 |
| U.S. GOLD CORP.USAU · Entity 6127 | Chief Financial Officer | November 27, 2019 | December 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDRICH MINING CO
Report date January 29, 2021 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class T WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2023-08-01 | Direct | 1,000,000 |
Reported balance
After 2021-01-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-29 · Purchase · Acquired 11,871 · Balance 1,000,000 |
| Class T WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2023-09-13 | Direct | 1,000,000 |
Reported balance
After 2021-01-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-29 · Purchase · Acquired 359,210 · Balance 1,000,000 |
| Class T WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2023-10-05 | Direct | 1,000,000 |
Reported balance
After 2021-01-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-01-29 · Purchase · Acquired 628,919 · Balance 1,000,000 |
Timberline Resources Corp
Report date May 06, 2021 · Filed May 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2026-05-06 | Direct | 150,000 |
Reported balance
After 2021-05-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-06 · Grant · Acquired 150,000 · Balance 150,000 F1: Options were awarded 05/06/2021 and paperwork officially signed on 05/11/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Options were awarded 05/06/2021 and paperwork officially signed on 05/11/2021.
U.S. GOLD CORP.
Report date November 27, 2019 · Filed December 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,767 |
Reported balance
After 2019-11-27 transaction · row 1
1 source rowRow 1 · 2019-11-27 · Grant · Acquired 22,767 · Balance 22,767 F1: Represents restricted stock awarded to the reporting person on November 27, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). Such shares vested immediately upon grant. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.81 · Expires 2029-11-27 | Direct | 0 |
Reported balance
After 2019-11-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-27 · Grant · Acquired 50,000 · Balance 0 F3: The Option Award is compensation for the reporting person's service as an officer of the issuer. F2: Represents an option award under the Plan (the "Option Award"), of which 1/24th of the total (rounded down for any fractional shares) shall vest on each of the first 23 monthly anniversaries of the date of grant, provided the reporting person is providing services to the issuer or an affiliate of the issuer on the applicable vesting date, and the remaining portion of the unvested Option Award shall vest on the second anniversary of the date of grant, provided the reporting person is providing services to the issuer or an affiliate of the issuer on that date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock awarded to the reporting person on November 27, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). Such shares vested immediately upon grant.
F2: Represents an option award under the Plan (the "Option Award"), of which 1/24th of the total (rounded down for any fractional shares) shall vest on each of the first 23 monthly anniversaries of the date of grant, provided the reporting person is providing services to the issuer or an affiliate of the issuer on the applicable vesting date, and the remaining portion of the unvested Option Award shall vest on the second anniversary of the date of grant, provided the reporting person is providing services to the issuer or an affiliate of the issuer on that date.
F3: The Option Award is compensation for the reporting person's service as an officer of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2021 Filed May 12, 2021 17:39 UTC | Timberline Resources Corp TLRS · Entity 87554 | GrantStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001288750-21-000013 · primary_doc.xml · derivative · entry 1 Sharp Ted Riley · CIK 0001357534 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 150,000 shares Expires 2026-05-06 F1 · deemedExecutionDate: Options were awarded 05/06/2021 and paperwork officially signed on 05/11/2021. Read SEC document |
| January 29, 2021 Filed Feb 12, 2021 14:30 UTC | GOLDRICH MINING CO GRMC · Entity 137500 | PurchaseClass T Warrant · Derivative | 628,919 | $0.03 Strike: $0.03 | $18,867.57 |
DisclosureSEC source: 0001052918-21-000030 · primary_doc.xml · derivative · entry 3 Sharp Ted Riley · CIK 0001357534 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common stock · 628,919 shares Expires 2023-10-05 Read SEC document |
| January 29, 2021 Filed Feb 12, 2021 14:30 UTC | GOLDRICH MINING CO GRMC · Entity 137500 | PurchaseClass T Warrant · Derivative | 359,210 | $0.03 Strike: $0.03 | $10,776.30 |
DisclosureSEC source: 0001052918-21-000030 · primary_doc.xml · derivative · entry 2 Sharp Ted Riley · CIK 0001357534 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common stock · 359,210 shares Expires 2023-09-13 Read SEC document |
| January 29, 2021 Filed Feb 12, 2021 14:30 UTC | GOLDRICH MINING CO GRMC · Entity 137500 | PurchaseClass T Warrant · Derivative | 11,871 | $0.03 Strike: $0.03 | $356.13 |
DisclosureSEC source: 0001052918-21-000030 · primary_doc.xml · derivative · entry 1 Sharp Ted Riley · CIK 0001357534 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common stock · 11,871 shares Expires 2023-08-01 Read SEC document |
| November 27, 2019 Filed Dec 3, 2019 12:25 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantOption · Derivative | 50,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001493152-19-018667 · ownership.xml · derivative · entry 2 Sharp Ted Riley · CIK 0001357534 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2029-11-27 F3 · price: The Option Award is compensation for the reporting person's service as an officer of the issuer. F2 · derivative.exercise_date: Represents an option award under the Plan (the "Option Award"), of which 1/24th of the total (rounded down for any fractional shares) shall vest on each of the first 23 monthly anniversaries of the date of grant, provided the reporting person is providing services to the issuer or an affiliate of the issuer on the applicable vesting date, and the remaining portion of the unvested Option Award shall vest on the second anniversary of the date of grant, provided the reporting person is providing services to the issuer or an affiliate of the issuer on that date. Read SEC document |
| November 27, 2019 Filed Dec 3, 2019 12:25 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 22,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-018667 · ownership.xml · nonDerivative · entry 1 Sharp Ted Riley · CIK 0001357534 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,767 F1 · shares: Represents restricted stock awarded to the reporting person on November 27, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). Such shares vested immediately upon grant. Read SEC document |
| October 29, 2019 Filed Jan 23, 2020 14:57 UTC | Timberline Resources Corp TLRS · Entity 87554 | GrantStock Options · Derivative | 152,173 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0001541324-20-000002 · primary_doc.xml · derivative · entry 2 Sharp Ted Riley · CIK 0001357534 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,173 Underlying: Common Shares · 152,173 shares Expires 2024-10-29 Read SEC document |
| January 17, 2019 Filed Jan 23, 2020 14:57 UTC | Timberline Resources Corp TLRS · Entity 87554 | GrantStock Options · Derivative | 100,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001541324-20-000002 · primary_doc.xml · derivative · entry 1 Sharp Ted Riley · CIK 0001357534 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2024-01-17 Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 20:50 UTC | GOLDRICH MINING CO GRMC · Entity 137500 | PurchaseCommon Stock | 300,000 | $0.04 | $10,500.00 |
DisclosureSEC source: 0001052918-18-000287 · primary_doc.xml · nonDerivative · entry 1 Sharp Ted Riley · CIK 0001357534 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.