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NEWBY DOUGLAS J

Disclosed activity across 1 company

Tapewire entity
145555
SEC CIK
0001278306

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
U.S. GOLD CORP.USAU · Entity 6127DirectorNovember 02, 2020November 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

U.S. GOLD CORP.

Report date November 02, 2020 · Filed November 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,900 Reported balance After 2020-11-02 transaction · row 1
1 source row

Row 1 · 2020-11-02 · Grant · Acquired 600 · Balance 9,900

F1: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2020 Filed Nov 4, 2020 21:06 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001641172-20-000022 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

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September 17, 2020 Filed Sep 22, 2020 01:12 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-018114 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

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August 03, 2020 Filed Aug 3, 2020 23:43 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014526 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on August 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

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May 01, 2020 Filed May 4, 2020 20:37 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-007661 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on May 1, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis.

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February 03, 2020 Filed Feb 5, 2020 21:30 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001646 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on February 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

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September 18, 2019 Filed Oct 1, 2019 20:30 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-014813 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 18, 2019 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.