USAU

SEC source: 0001493152-22-002337 · ownership.xml · derivative · entry 2

Waldkirch Michael N · CIK 0001840592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,310

Underlying: Common Stock · 5,310 shares

Expires 2032-01-24

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The options vested immediately of the date of grant.

SEC source: 0001493152-22-002337 · ownership.xml · nonDerivative · entry 1

Waldkirch Michael N · CIK 0001840592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,409

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant.

SEC source: 0001493152-22-002336 · ownership.xml · derivative · entry 2

Gilfillan Tara · CIK 0001833513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,310

Underlying: Common Stock · 5,310 shares

Expires 2032-01-24

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The options vested immediately of the date of grant.

SEC source: 0001493152-22-002336 · ownership.xml · nonDerivative · entry 1

Gilfillan Tara · CIK 0001833513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,927

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant.

SEC source: 0001493152-22-002334 · ownership.xml · derivative · entry 2

Schafer Robert W · CIK 0001832550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,310

Underlying: Common Stock · 5,310 shares

Expires 2032-01-24

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The options vested immediately of the date of grant.

SEC source: 0001493152-22-002334 · ownership.xml · nonDerivative · entry 1

Schafer Robert W · CIK 0001832550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,137

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant.

SEC source: 0001493152-22-002333 · ownership.xml · derivative · entry 2

Francis Kevin A. · CIK 0001833995 · VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires 2032-01-24

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The options vest 25% upon the date of grant and 25% on the first, second and third anniversaries of the date of grant.

SEC source: 0001493152-22-002333 · ownership.xml · nonDerivative · entry 1

Francis Kevin A. · CIK 0001833995 · VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,794

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant.

SEC source: 0001493152-22-002331 · ownership.xml · derivative · entry 2

Alexander Eric · CIK 0001562584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,372

Underlying: Common Stock · 6,372 shares

Expires 2032-01-24

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The options vest 25% upon the date of grant and 25% on the first, second and third anniversaries of the date of grant.

SEC source: 0001493152-22-002331 · ownership.xml · nonDerivative · entry 1

Alexander Eric · CIK 0001562584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,186

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant.

SEC source: 0001493152-22-002332 · ownership.xml · derivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,928

Underlying: Common Stock · 15,928 shares

Expires 2032-01-24

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The options vest 25% upon the date of grant and 25% on the first, second and third anniversaries of the date of grant.

SEC source: 0001493152-22-002332 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,420

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant.

SEC source: 0001493152-22-001261 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,970

SEC source: 0001493152-21-017582 · ownership.xml · nonDerivative · entry 1

Francis Kevin A. · CIK 0001833995 · VP - Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,322

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

SEC source: 0001493152-21-004183 · ownership.xml · nonDerivative · entry 1

Waldkirch Michael N · CIK 0001840592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,946

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant. For each restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

SEC source: 0001493152-21-001936 · ownership.xml · nonDerivative · entry 1

Zinke Ryan K · CIK 0001564641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,778

F1 · shares: Restricted shares of common stock issued as compensation pursuant to a consulting agreement between the reporting person and the Issuer. Such shares vested immediately upon issuance.

SEC source: 0001493152-20-023443 · ownership.xml · nonDerivative · entry 1

Schafer Robert W · CIK 0001832550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,674

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant. For each restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

SEC source: 0001493152-20-023441 · ownership.xml · nonDerivative · entry 1

Gilfillan Tara · CIK 0001833513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,464

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant. For each restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

SEC source: 0001493152-20-023439 · ownership.xml · nonDerivative · entry 1

Karr Edward M · CIK 0001562138 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,292

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

SEC source: 0001493152-20-023438 · ownership.xml · nonDerivative · entry 1

Alexander Eric · CIK 0001562584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

SEC source: 0001493152-20-023437 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,820

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

SEC source: 0001493152-20-023470 · ownership.xml · nonDerivative · entry 1

Zinke Ryan K · CIK 0001564641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,556

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant. For each restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

SEC source: 0001493152-20-021885 · ownership.xml · derivative · entry 2

Schafer Robert W · CIK 0001832550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election and has no expiration date.

SEC source: 0001493152-20-021885 · ownership.xml · nonDerivative · entry 1

Schafer Robert W · CIK 0001832550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-20-022638 · ownership.xml · derivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election and has no expiration date.

SEC source: 0001493152-20-022638 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001641172-20-000027 · ownership.xml · nonDerivative · entry 1

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001641172-20-000025 · ownership.xml · nonDerivative · entry 1

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001641172-20-000023 · ownership.xml · nonDerivative · entry 1

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,598

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001641172-20-000022 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on November 2, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-020429 · ownership.xml · nonDerivative · entry 1

RECTOR DAVID · CIK 0001167113 · COO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,671

F1 · shares: Represents restricted shares of common stock awarded to the reporting person pursuant to the terms of that certain general release and severance agreement between the Reporting Person and the Issuer, dated September 17, 2020 and the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis.

SEC source: 0001493152-20-018114 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-018113 · ownership.xml · derivative · entry 3

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-12-22

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

SEC source: 0001493152-20-018113 · ownership.xml · derivative · entry 2

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-12-22

F3 · derivative.exercise_price: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F3 · shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F3 · derivative.underlying_shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

SEC source: 0001493152-20-018113 · ownership.xml · nonDerivative · entry 1

JANKE TIMOTHY MARK · CIK 0001619063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,373

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-018112 · ownership.xml · nonDerivative · entry 1

Zinke Ryan K · CIK 0001564641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis.

SEC source: 0001493152-20-018111 · ownership.xml · derivative · entry 3

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-12-22

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

SEC source: 0001493152-20-018111 · ownership.xml · derivative · entry 2

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-12-22

F3 · derivative.exercise_price: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F3 · shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F3 · derivative.underlying_shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

SEC source: 0001493152-20-018111 · ownership.xml · nonDerivative · entry 1

BRACA JOHN N · CIK 0001267249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,415

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-018110 · ownership.xml · derivative · entry 3

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-12-22

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

SEC source: 0001493152-20-018110 · ownership.xml · derivative · entry 2

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-12-22

F3 · derivative.exercise_price: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F3 · shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and vested 100% on December 22, 2018. The post-termination exercise period was extended to December 22, 2022.

F3 · derivative.underlying_shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

SEC source: 0001493152-20-018110 · ownership.xml · nonDerivative · entry 1

KAPLAN ANDREW J · CIK 0001582246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,300

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.

SEC source: 0001493152-20-018109 · ownership.xml · derivative · entry 3

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2022-12-22

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

SEC source: 0001493152-20-018109 · ownership.xml · derivative · entry 2

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-12-22

F3 · derivative.exercise_price: The securities and exercise prices reported in this Form 4 have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F3 · shares: The securities and exercise prices reported in this Form 4 have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 12,500 options that otherwise would not vest due to the reporting person's relinquishment of his role as CEO of the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F3 · derivative.underlying_shares: The securities and exercise prices reported in this Form 4 have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

SEC source: 0001493152-20-018109 · ownership.xml · nonDerivative · entry 1

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,292

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020. Such shares vested immediately upon grant.

F3 · balance_after: The securities and exercise prices reported in this Form 4 have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split effected on March 19, 2020.

SEC source: 0001493152-20-022590 · ownership.xml · nonDerivative · entry 1

Karr Edward M · CIK 0001562138 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,292

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on September 17, 2020. Such shares vested immediately upon grant.

F2 · balance_after: On March 19, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split on a post-split basis.

SEC source: 0001493152-20-018042 · ownership.xml · derivative · entry 2

RECTOR DAVID · CIK 0001167113 · COO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-12-22

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 6,250 options that otherwise would not vest due to the reporting person's termination of employment with the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 6,250 options that otherwise would not vest due to the reporting person's termination of employment with the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 6,250 options that otherwise would not vest due to the reporting person's termination of employment with the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

SEC source: 0001493152-20-018042 · ownership.xml · derivative · entry 1

RECTOR DAVID · CIK 0001167113 · COO, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-12-22

F2 · derivative.exercise_price: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split on March 17, 2020.

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 6,250 options that otherwise would not vest due to the reporting person's termination of employment with the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F2 · shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split on March 17, 2020.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 6,250 options that otherwise would not vest due to the reporting person's termination of employment with the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 22, 2017 and provided for one-quarter vesting on December 22, 2017 and the remaining three-quarters to vest in equal yearly installments over a three-year period. Vesting was accelerated for 6,250 options that otherwise would not vest due to the reporting person's termination of employment with the Issuer prior to the vesting date. The post-termination exercise period was extended to December 22, 2022.

F2 · derivative.underlying_shares: The securities and exercise prices shown have been adjusted from the time of grant to reflect the Issuer's 1-for-10 reverse stock split on March 17, 2020.

SEC source: 0001493152-20-016796 · ownership.xml · derivative · entry 1

Bee George M · CIK 0001563172 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,082

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · shares: Received in exchange for $10.00.

F1 · price: Received in exchange for $10.00.

F2 · derivative.exercise_date: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election following receipt of approval by the requisite vote of the Issuer's stockholders at the Issuer's next annual general meeting, to be held on or about 10/27/2020, and has no expiration date.

F2 · derivative.expiration_date: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election following receipt of approval by the requisite vote of the Issuer's stockholders at the Issuer's next annual general meeting, to be held on or about 10/27/2020, and has no expiration date.

F2 · derivative.underlying_shares: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election following receipt of approval by the requisite vote of the Issuer's stockholders at the Issuer's next annual general meeting, to be held on or about 10/27/2020, and has no expiration date.

SEC source: 0001493152-20-014526 · ownership.xml · nonDerivative · entry 1

NEWBY DOUGLAS J · CIK 0001278306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

F1 · shares: Represents restricted shares of common stock awarded to the reporting person on August 3, 2020 pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. Such shares vested immediately upon grant.