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person · Reporting owner

Bee George M

Disclosed activity across 2 companies

Tapewire entity
68980
SEC CIK
0001563172

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
U.S. GOLD CORP.USAU · Entity 6127Director · CEO, PresidentSeptember 28, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

U.S. GOLD CORP.

Report date September 28, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect474,060 Reported balance After 2026-09-28 transaction · row 1
1 source row

Row 1 · 2026-09-28 · Grant · Acquired 14,482 · Balance 474,060

F1: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.80 · Expires 2031-09-28Direct25,172 Reported balance After 2026-09-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-28 · Grant · Acquired 25,172 · Balance 25,172

F2: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

F2: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STILLWATER MINING CO /DE/

Report date May 04, 2017 · Filed May 05, 2017

Section 16 reporting ended · disclosed 2017-05-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect0 Reported balance After 2017-05-04 transaction · row 1
1 source row

Row 1 · 2017-05-04 · Disposition to issuer · Disposed 24,354 · Balance 0

F1: On May 4, 2017, pursuant to the agreement and plan of merger dated December 9, 2016 (the "Merger Agreement"), among the Issuer, Sibanye Gold Limited, a public company organized under the laws of South Africa ("Sibanye"), Thor US HoldCo Inc., a Delaware corporation and an indirect wholly owned subsidiary of Sibanye ("US Holdco"), and Thor Mergco Inc., a Delaware corporation and a direct wholly owned subsidiary of US Holdco ("Merger Sub") Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer as the surviving corporation. Upon closing of the Merger, each of the Issuer's shares of Common Stock, par value $0.01 per share (the "Shares"), not owned directly or indirectly by the Issuer, Sibanye, or any of their direct or indirect subsidiaries, was converted into the right to receive $18.00 in cash (the "Merger Consideration"). The amount of the Reporting Person's common stock listed in Table I includes 1,753 shares maintained in a 409A account.

Deferred Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-05-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-05-04 · Disposition to issuer · Disposed 23,275 · Balance 0

F1: On May 4, 2017, pursuant to the agreement and plan of merger dated December 9, 2016 (the "Merger Agreement"), among the Issuer, Sibanye Gold Limited, a public company organized under the laws of South Africa ("Sibanye"), Thor US HoldCo Inc., a Delaware corporation and an indirect wholly owned subsidiary of Sibanye ("US Holdco"), and Thor Mergco Inc., a Delaware corporation and a direct wholly owned subsidiary of US Holdco ("Merger Sub") Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer as the surviving corporation. Upon closing of the Merger, each of the Issuer's shares of Common Stock, par value $0.01 per share (the "Shares"), not owned directly or indirectly by the Issuer, Sibanye, or any of their direct or indirect subsidiaries, was converted into the right to receive $18.00 in cash (the "Merger Consideration"). The amount of the Reporting Person's common stock listed in Table I includes 1,753 shares maintained in a 409A account.

F2: Represents Shares underlying Deferred Share Units ("DSUs") outstanding immediately prior to the closing of the Merger. Pursuant to the Merger Agreement, any vesting conditions applicable to each outstanding DSU automatically accelerated in full, each such DSU was canceled, and the Reporting Person was entitled to receive (without interest) an amount in cash equal to the product of (x) the total number of Shares subject to the DSU, multiplied by (y) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On May 4, 2017, pursuant to the agreement and plan of merger dated December 9, 2016 (the "Merger Agreement"), among the Issuer, Sibanye Gold Limited, a public company organized under the laws of South Africa ("Sibanye"), Thor US HoldCo Inc., a Delaware corporation and an indirect wholly owned subsidiary of Sibanye ("US Holdco"), and Thor Mergco Inc., a Delaware corporation and a direct wholly owned subsidiary of US Holdco ("Merger Sub") Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer as the surviving corporation. Upon closing of the Merger, each of the Issuer's shares of Common Stock, par value $0.01 per share (the "Shares"), not owned directly or indirectly by the Issuer, Sibanye, or any of their direct or indirect subsidiaries, was converted into the right to receive $18.00 in cash (the "Merger Consideration"). The amount of the Reporting Person's common stock listed in Table I includes 1,753 shares maintained in a 409A account.

F2: Represents Shares underlying Deferred Share Units ("DSUs") outstanding immediately prior to the closing of the Merger. Pursuant to the Merger Agreement, any vesting conditions applicable to each outstanding DSU automatically accelerated in full, each such DSU was canceled, and the Reporting Person was entitled to receive (without interest) an amount in cash equal to the product of (x) the total number of Shares subject to the DSU, multiplied by (y) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2026 Filed Sep 29, 2026 21:49 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantStock Options · Derivative 25,172 $0.00 Strike: $14.80 $0.00
Disclosure

SEC source: 0001493152-26-044935 · ownership.xml · derivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,172

Underlying: Common Stock · 25,172 shares

Expires 2031-09-28

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

Read SEC document
September 28, 2026 Filed Sep 29, 2026 21:49 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 14,482 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-044935 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,060

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 21:17 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantStock Options · Derivative 15,982 $0.00 Strike: $19.24 $0.00
Disclosure

SEC source: 0001493152-26-003387 · ownership.xml · derivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,982

Underlying: Common Stock · 15,982 shares

Expires 2031-01-21

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 21:17 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 13,043 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003387 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,578

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 00:28 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantStock Options · Derivative 30,387 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001493152-24-052771 · ownership.xml · derivative · entry 4

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,387

Underlying: Common Stock · 30,387 shares

Expires 2029-11-25

F1 · date: The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024.

F5 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested 25% upon the date of grant and shall vest 25% every six months thereafter until fully vested.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 00:28 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantStock Options · Derivative 26,519 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001493152-24-052771 · ownership.xml · derivative · entry 3

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,519

Underlying: Common Stock · 26,519 shares

Expires 2029-11-25

F1 · date: The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024.

F4 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested immediately on the date of grant.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 00:28 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 19,713 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052771 · ownership.xml · nonDerivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,535

F1 · date: The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024.

F3 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vested 25% upon the date of grant and shall vest 25% every six months thereafter until fully vested.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 00:28 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 25,806 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052771 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,822

F1 · date: The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024.

F2 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant.

Read SEC document
May 22, 2024 Filed May 24, 2024 10:06 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 2,518 $5.90 $14,856.20
Disclosure

SEC source: 0001493152-24-021256 · ownership.xml · nonDerivative · entry 5

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,016

Read SEC document
May 22, 2024 Filed May 24, 2024 10:06 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 1 $5.89 $5.89
Disclosure

SEC source: 0001493152-24-021256 · ownership.xml · nonDerivative · entry 4

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,498

Read SEC document
May 22, 2024 Filed May 24, 2024 10:06 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 200 $5.89 $1,178.20
Disclosure

SEC source: 0001493152-24-021256 · ownership.xml · nonDerivative · entry 3

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,497

Read SEC document
May 22, 2024 Filed May 24, 2024 10:06 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 500 $5.90 $2,949.50
Disclosure

SEC source: 0001493152-24-021256 · ownership.xml · nonDerivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,297

Read SEC document
May 22, 2024 Filed May 24, 2024 10:06 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 152 $5.88 $893.00
Disclosure

SEC source: 0001493152-24-021256 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,797

Read SEC document
May 15, 2024 Filed May 16, 2024 19:19 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 500 $5.05 $2,525.00
Disclosure

SEC source: 0001493152-24-020209 · ownership.xml · nonDerivative · entry 4

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,645

Read SEC document
May 15, 2024 Filed May 16, 2024 19:19 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 2,478 $5.07 $12,563.46
Disclosure

SEC source: 0001493152-24-020209 · ownership.xml · nonDerivative · entry 3

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,145

Read SEC document
May 15, 2024 Filed May 16, 2024 19:19 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 200 $5.10 $1,020.00
Disclosure

SEC source: 0001493152-24-020209 · ownership.xml · nonDerivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,667

Read SEC document
May 15, 2024 Filed May 16, 2024 19:19 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 761 $5.09 $3,873.49
Disclosure

SEC source: 0001493152-24-020209 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,467

Read SEC document
May 13, 2024 Filed May 15, 2024 19:46 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 100 $4.69 $469.00
Disclosure

SEC source: 0001493152-24-019777 · ownership.xml · nonDerivative · entry 3

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,706

Read SEC document
May 13, 2024 Filed May 15, 2024 19:46 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 1,050 $4.71 $4,945.50
Disclosure

SEC source: 0001493152-24-019777 · ownership.xml · nonDerivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,606

Read SEC document
May 13, 2024 Filed May 15, 2024 19:46 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 3,029 $4.70 $14,236.30
Disclosure

SEC source: 0001493152-24-019777 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,556

Read SEC document
January 12, 2023 Filed Jan 18, 2023 00:06 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantStock Options · Derivative 15,000 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001493152-23-001696 · ownership.xml · derivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-01-12

F1 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested immediately on the date of grant.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:35 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 1,567 $7.15 $11,204.05
Disclosure

SEC source: 0001493152-22-008502 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,527

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:51 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseWarrant · Derivative 770 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001493152-22-004986 · ownership.xml · derivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Underlying: Common Stock · 770 shares

Expires 2027-02-16

F2 · shares: Represents the warrant of U.S. Gold Corp. acquired by the reporting person in a registered direct offering on February 16, 2022. The warrant will be exercisable immediately following issuance, at an exercise price of $8.00 per share and will expire five years from the date such warrant first becomes exercisable.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:51 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 1,540 $6.50 $10,010.00
Disclosure

SEC source: 0001493152-22-004986 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,960

F1 · shares: Represents the common stock of U.S. Gold Corp. acquired by the reporting person in a registered direct offering on February 16, 2022, at a price of $6.50 per share.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 02:53 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantStock Options · Derivative 15,928 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001493152-22-002332 · ownership.xml · derivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,928

Underlying: Common Stock · 15,928 shares

Expires 2032-01-24

F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The options vest 25% upon the date of grant and 25% on the first, second and third anniversaries of the date of grant.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 02:53 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 25,450 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-002332 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,420

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 21:02 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseCommon Stock 150 $7.90 $1,185.20
Disclosure

SEC source: 0001493152-22-001261 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,970

Read SEC document
December 09, 2020 Filed Dec 12, 2020 02:26 UTC U.S. GOLD CORP. USAU · Entity 6127 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-023437 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,820

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement.

Read SEC document
November 13, 2020 Filed Nov 28, 2020 02:21 UTC U.S. GOLD CORP. USAU · Entity 6127 ConversionSeries H Convertible Preferred Stock · Derivative 16,082 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022638 · ownership.xml · derivative · entry 2

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election and has no expiration date.

Read SEC document
November 13, 2020 Filed Nov 28, 2020 02:21 UTC U.S. GOLD CORP. USAU · Entity 6127 ConversionCommon Stock 160,820 $0.00 $160.82
Disclosure

SEC source: 0001493152-20-022638 · ownership.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 27, 2020 00:14 UTC U.S. GOLD CORP. USAU · Entity 6127 PurchaseSeries H Convertible Preferred Stock · Derivative 1,200 $0.01 Strike: $0.00 $9.96
Disclosure

SEC source: 0001493152-20-016796 · ownership.xml · derivative · entry 1

Bee George M · CIK 0001563172 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,082

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · shares: Received in exchange for $10.00.

F1 · price: Received in exchange for $10.00.

F2 · derivative.exercise_date: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election following receipt of approval by the requisite vote of the Issuer's stockholders at the Issuer's next annual general meeting, to be held on or about 10/27/2020, and has no expiration date.

F2 · derivative.expiration_date: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election following receipt of approval by the requisite vote of the Issuer's stockholders at the Issuer's next annual general meeting, to be held on or about 10/27/2020, and has no expiration date.

F2 · derivative.underlying_shares: Each share of Series H Convertible Preferred Stock shall convert into Common Stock on a 1 for 10 basis at the holder's election following receipt of approval by the requisite vote of the Issuer's stockholders at the Issuer's next annual general meeting, to be held on or about 10/27/2020, and has no expiration date.

Read SEC document
May 04, 2017 Filed May 5, 2017 11:42 UTC STILLWATER MINING CO /DE/ SWC · Entity 176416 Disposition to issuerDeferred Share Units · Derivative 23,275 $18.00 $418,950.00
Disclosure

SEC source: 0000931948-17-000045 · wf-form4_149399890646119.xml · derivative · entry 2

Bee George M · CIK 0001563172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 23,275 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 4, 2017, pursuant to the agreement and plan of merger dated December 9, 2016 (the "Merger Agreement"), among the Issuer, Sibanye Gold Limited, a public company organized under the laws of South Africa ("Sibanye"), Thor US HoldCo Inc., a Delaware corporation and an indirect wholly owned subsidiary of Sibanye ("US Holdco"), and Thor Mergco Inc., a Delaware corporation and a direct wholly owned subsidiary of US Holdco ("Merger Sub") Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer as the surviving corporation. Upon closing of the Merger, each of the Issuer's shares of Common Stock, par value $0.01 per share (the "Shares"), not owned directly or indirectly by the Issuer, Sibanye, or any of their direct or indirect subsidiaries, was converted into the right to receive $18.00 in cash (the "Merger Consideration"). The amount of the Reporting Person's common stock listed in Table I includes 1,753 shares maintained in a 409A account.

F2 · shares: Represents Shares underlying Deferred Share Units ("DSUs") outstanding immediately prior to the closing of the Merger. Pursuant to the Merger Agreement, any vesting conditions applicable to each outstanding DSU automatically accelerated in full, each such DSU was canceled, and the Reporting Person was entitled to receive (without interest) an amount in cash equal to the product of (x) the total number of Shares subject to the DSU, multiplied by (y) the Merger Consideration.

F2 · derivative.exercise_date: Represents Shares underlying Deferred Share Units ("DSUs") outstanding immediately prior to the closing of the Merger. Pursuant to the Merger Agreement, any vesting conditions applicable to each outstanding DSU automatically accelerated in full, each such DSU was canceled, and the Reporting Person was entitled to receive (without interest) an amount in cash equal to the product of (x) the total number of Shares subject to the DSU, multiplied by (y) the Merger Consideration.

F2 · derivative.expiration_date: Represents Shares underlying Deferred Share Units ("DSUs") outstanding immediately prior to the closing of the Merger. Pursuant to the Merger Agreement, any vesting conditions applicable to each outstanding DSU automatically accelerated in full, each such DSU was canceled, and the Reporting Person was entitled to receive (without interest) an amount in cash equal to the product of (x) the total number of Shares subject to the DSU, multiplied by (y) the Merger Consideration.

F2 · derivative.underlying_shares: Represents Shares underlying Deferred Share Units ("DSUs") outstanding immediately prior to the closing of the Merger. Pursuant to the Merger Agreement, any vesting conditions applicable to each outstanding DSU automatically accelerated in full, each such DSU was canceled, and the Reporting Person was entitled to receive (without interest) an amount in cash equal to the product of (x) the total number of Shares subject to the DSU, multiplied by (y) the Merger Consideration.

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May 04, 2017 Filed May 5, 2017 11:42 UTC STILLWATER MINING CO /DE/ SWC · Entity 176416 Disposition to issuerCommon stock 24,354 $18.00 $438,372.00
Disclosure

SEC source: 0000931948-17-000045 · wf-form4_149399890646119.xml · nonDerivative · entry 1

Bee George M · CIK 0001563172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On May 4, 2017, pursuant to the agreement and plan of merger dated December 9, 2016 (the "Merger Agreement"), among the Issuer, Sibanye Gold Limited, a public company organized under the laws of South Africa ("Sibanye"), Thor US HoldCo Inc., a Delaware corporation and an indirect wholly owned subsidiary of Sibanye ("US Holdco"), and Thor Mergco Inc., a Delaware corporation and a direct wholly owned subsidiary of US Holdco ("Merger Sub") Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer as the surviving corporation. Upon closing of the Merger, each of the Issuer's shares of Common Stock, par value $0.01 per share (the "Shares"), not owned directly or indirectly by the Issuer, Sibanye, or any of their direct or indirect subsidiaries, was converted into the right to receive $18.00 in cash (the "Merger Consideration"). The amount of the Reporting Person's common stock listed in Table I includes 1,753 shares maintained in a 409A account.

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April 25, 2017 Filed Apr 26, 2017 11:46 UTC STILLWATER MINING CO /DE/ SWC · Entity 176416 GrantDeferred Share Units · Derivative 4,447 $17.99 $80,001.53
Disclosure

SEC source: 0000931948-17-000027 · wf-form4_149322160486596.xml · derivative · entry 1

Bee George M · CIK 0001563172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,275

Underlying: Common stock · 4,447 shares

Expires not disclosed

F1 · derivative.exercise_price: These Deferred Share Units (DSUs) were granted on April 25, 2017, pursuant to the Stillwater Mining Company Independent Director Deferred Share Unit Plan, as the Director's annual grant of Deferred Share Units for 2017, and are fully vested and owned as of the date of the grant. The DSUs are settled in cash upon termination of the reporting person's service on the Board of Directors.

F2 · price: The closing price of Stillwater Mining Company common stock on April 25, 2017.

F1 · derivative.exercise_date: These Deferred Share Units (DSUs) were granted on April 25, 2017, pursuant to the Stillwater Mining Company Independent Director Deferred Share Unit Plan, as the Director's annual grant of Deferred Share Units for 2017, and are fully vested and owned as of the date of the grant. The DSUs are settled in cash upon termination of the reporting person's service on the Board of Directors.

F1 · derivative.expiration_date: These Deferred Share Units (DSUs) were granted on April 25, 2017, pursuant to the Stillwater Mining Company Independent Director Deferred Share Unit Plan, as the Director's annual grant of Deferred Share Units for 2017, and are fully vested and owned as of the date of the grant. The DSUs are settled in cash upon termination of the reporting person's service on the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.