Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| U.S. GOLD CORP.USAU · Entity 6127 | Chief Financial Officer | September 28, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
U.S. GOLD CORP.
Report date September 28, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 120,475 |
Reported balance
After 2026-09-28 transaction · row 1
1 source rowRow 1 · 2026-09-28 · Grant · Acquired 8,122 · Balance 120,475 F1: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.80 · Expires 2031-09-28 | Direct | 14,116 |
Reported balance
After 2026-09-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-28 · Grant · Acquired 14,116 · Balance 14,116 F2: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.
F2: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pershing Gold Corp.
Report date April 03, 2019 · Filed April 05, 2019
Section 16 reporting ended · disclosed 2019-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 1
1 source rowRow 1 · 2019-04-03 · Disposition to issuer · Disposed 73,809 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-03 · Disposition to issuer · Disposed 6,750 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F2: 6,750 vested restricted stock units granted on December 23, 2015. F4: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F5: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-03 · Disposition to issuer · Disposed 16,653 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F3: 16,653 vested restricted stock units granted on February 3, 2017. F4: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F5: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share.
F2: 6,750 vested restricted stock units granted on December 23, 2015.
F3: 16,653 vested restricted stock units granted on February 3, 2017.
F4: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit.
F5: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2026 Filed Sep 29, 2026 21:49 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantStock Options · Derivative | 14,116 | $0.00 Strike: $14.80 | $0.00 |
DisclosureSEC source: 0001493152-26-044934 · ownership.xml · derivative · entry 2 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,116 Underlying: Common Stock · 14,116 shares Expires 2031-09-28 F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date. Read SEC document |
| September 28, 2026 Filed Sep 29, 2026 21:49 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 8,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-044934 · ownership.xml · nonDerivative · entry 1 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,475 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date. Read SEC document |
| January 21, 2026 Filed Jan 23, 2026 21:19 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantStock Options · Derivative | 11,416 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001493152-26-003390 · ownership.xml · derivative · entry 2 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,416 Underlying: Common Stock · 11,416 shares Expires 2031-01-21 F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date. Read SEC document |
| January 21, 2026 Filed Jan 23, 2026 21:19 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 8,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-003390 · ownership.xml · nonDerivative · entry 1 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,353 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date. Read SEC document |
| December 27, 2024 Filed Jan 1, 2025 00:28 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantStock Options · Derivative | 22,099 | $0.00 Strike: $7.65 | $0.00 |
DisclosureSEC source: 0001493152-24-052770 · ownership.xml · derivative · entry 4 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,099 Underlying: Common Stock · 22,099 shares Expires 2029-11-25 F1 · date: The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024. F5 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested 25% upon the date of grant and shall vest 25% every six months thereafter until fully vested. Read SEC document |
| December 27, 2024 Filed Jan 1, 2025 00:28 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantStock Options · Derivative | 21,215 | $0.00 Strike: $7.65 | $0.00 |
DisclosureSEC source: 0001493152-24-052770 · ownership.xml · derivative · entry 3 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,215 Underlying: Common Stock · 21,215 shares Expires 2029-11-25 F1 · date: The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024. F4 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested immediately on the date of grant. Read SEC document |
| December 27, 2024 Filed Jan 1, 2025 00:28 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 14,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-052770 · ownership.xml · nonDerivative · entry 2 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,708 F1 · date: The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024. F3 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vested 25% upon the date of grant and shall vest 25% every six months thereafter until fully vested. Read SEC document |
| December 27, 2024 Filed Jan 1, 2025 00:28 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 20,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-052770 · ownership.xml · nonDerivative · entry 1 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,371 F1 · date: The securities reported in this Form 4 were approved by the Board of Directors of U.S. Gold Corp. (the "Company") on November 25, 2024. However, the Company did not issue the securities until the respective award agreements were executed on December 27, 2024. F2 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| January 12, 2023 Filed Jan 18, 2023 00:04 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantStock Options · Derivative | 15,000 | $0.00 Strike: $5.02 | $0.00 |
DisclosureSEC source: 0001493152-23-001691 · ownership.xml · derivative · entry 1 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-01-12 F1 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vested immediately on the date of grant. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:50 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseWarrant · Derivative | 770 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0001493152-22-004983 · ownership.xml · derivative · entry 2 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770 Underlying: Common Stock · 770 shares Expires 2027-02-16 F2 · shares: Represents the warrant of U.S. Gold Corp. acquired by the reporting person in a registered direct offering on February 16, 2022. The warrant will be exercisable immediately following issuance, at an exercise price of $8.00 per share and will expire five years from the date such warrant first becomes exercisable. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:50 UTC | U.S. GOLD CORP. USAU · Entity 6127 | PurchaseCommon Stock | 1,540 | $6.50 | $10,010.00 |
DisclosureSEC source: 0001493152-22-004983 · ownership.xml · nonDerivative · entry 1 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,726 F1 · shares: Represents the common stock of U.S. Gold Corp. acquired by the reporting person in a registered direct offering on February 16, 2022, at a price of $6.50 per share. Read SEC document |
| January 24, 2022 Filed Jan 27, 2022 02:52 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantStock Options · Derivative | 6,372 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001493152-22-002331 · ownership.xml · derivative · entry 2 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,372 Underlying: Common Stock · 6,372 shares Expires 2032-01-24 F2 · derivative.exercise_date: Represents options granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The options vest 25% upon the date of grant and 25% on the first, second and third anniversaries of the date of grant. Read SEC document |
| January 24, 2022 Filed Jan 27, 2022 02:52 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 17,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-002331 · ownership.xml · nonDerivative · entry 1 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,186 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| December 09, 2020 Filed Dec 12, 2020 02:30 UTC | U.S. GOLD CORP. USAU · Entity 6127 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023438 · ownership.xml · nonDerivative · entry 1 Alexander Eric · CIK 0001562584 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. 2020 Stock Incentive Plan (the "Plan"). The restricted stock units vest 25% on the date of grant, and 25% on the first, second and third anniversaries of the date of grant, subject to certain restrictions and conditions set forth in the Plan. For each vested restricted stock unit, the reporting person will be entitled to receive one share of common stock upon termination of employment with or services to the Issuer or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:57 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 16,653 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018511 · tv518329_4.xml · derivative · entry 3 Alexander Eric · CIK 0001562584 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,653 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F3 · shares: 16,653 vested restricted stock units granted on February 3, 2017. F4 · price: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F5 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F5 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:57 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerRestricted Stock Units · Derivative | 6,750 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001144204-19-018511 · tv518329_4.xml · derivative · entry 2 Alexander Eric · CIK 0001562584 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,750 shares Expires not disclosed F1 · shares: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. F2 · shares: 6,750 vested restricted stock units granted on December 23, 2015. F4 · price: Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. F5 · derivative.exercise_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. F5 · derivative.expiration_date: Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 19:57 UTC | Pershing Gold Corp. PGLC · Entity 158389 | Disposition to issuerCommon Stock | 73,809 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-018511 · tv518329_4.xml · nonDerivative · entry 1 Alexander Eric · CIK 0001562584 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 20:43 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantStock Options · Derivative | 59,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001144204-18-004966 · tv484590_4.xml · derivative · entry 1 Alexander Eric · CIK 0001562584 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Underlying: Common Stock · 59,000 shares Expires 2028-01-28 F1 · shares: The Reporting Person received 59,000 stock options pursuant to a Nonqualified Stock Option Agreement (the "Agreement") dated January 29, 2018. F2 · derivative.exercise_date: Pursuant to the Agreement, 20,060 options vest on January 29, 2019, 19,470 options vest on January 29, 2020 and 19,470 options vest on January 29, 2021. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 15:36 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 16,653 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-006463 · v458625_4.xml · derivative · entry 1 Alexander Eric · CIK 0001562584 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,653 Underlying: Common Stock · 16,653 shares Expires not disclosed F1 · shares: The Reporting Person received 16,653 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated February 3, 2017. F2 · derivative.exercise_date: Pursuant to the Agreement, 8,326 units vested on February 3, 2017 and 8,327 units vest on February 3, 2018, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: Pursuant to the Agreement, 8,326 units vested on February 3, 2017 and 8,327 units vest on February 3, 2018, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.