Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2019 Filed Aug 26, 2019 16:10 UTC |
MAY DAVIDDirector
|
SaleCommon Stock | 15,000 | $42.83 | $642,514.50 |
DisclosureSEC source: 0001458635-19-000008 · wf-form4_156685021490102.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,773 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.7426 to $42.90, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 22:14 UTC |
Hill Michael DouglassCFO &Treasurer
|
Exercise / conversionIncentive Stock Option · Derivative | 6,383 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001289889-19-000009 · wf-form4_156633923053295.xml · derivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,383 shares Expires 2021-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 22:14 UTC |
Hill Michael DouglassCFO &Treasurer
|
Exercise / conversionCommon Stock | 6,383 | $0.30 | $1,914.90 |
DisclosureSEC source: 0001289889-19-000009 · wf-form4_156633923053295.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:20 UTC |
COURTER STEPHEN EDirector
|
GrantCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001131058-19-000002 · wf-form4_156520920893577.xml · nonDerivative · entry 1 COURTER STEPHEN E · CIK 0001131058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,101 F1 · shares: Represents restricted stock units vesting as follows: 297 shares on each of 9/16/19, 12/16/2019, 3/16/20 and 6/16/20. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:23 UTC |
MAY DAVIDDirector
|
GrantCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-19-000006 · wf-form4_156520940177821.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,773 F1 · shares: Represents restricted stock units vesting as follows: 297 shares on each of 9/16/19, 12/16/2019, 3/16/20 and 6/16/20. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:24 UTC |
Ross JoeDirector
|
GrantCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001719895-19-000002 · wf-form4_156520947858236.xml · nonDerivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,281 F1 · shares: Represents restricted stock units vesting as follows: 297 shares on each of 9/16/19, 12/16/2019, 3/16/20 and 6/16/20. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:21 UTC |
Favaron Rodney CDirector
|
GrantCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001622461-19-000002 · wf-form4_156520929595568.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,101 F1 · shares: Represents restricted stock units vesting as follows: 297 shares on each of 9/16/19, 12/16/2019, 3/16/20 and 6/16/20. Read SEC document |
| June 16, 2019 Filed Jun 18, 2019 20:34 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 16,461 | $48.19 | $793,255.59 |
DisclosureSEC source: 0001094792-19-000009 · wf-form4_156089004664777.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,709,928 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| June 16, 2019 Filed Jun 18, 2019 20:30 UTC |
Hill Michael DouglassCFO &Treasurer
|
Tax withholdingCommon Stock | 7,098 | $48.19 | $342,052.62 |
DisclosureSEC source: 0001289889-19-000007 · wf-form4_156088981441306.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,854 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| June 16, 2019 Filed Jun 18, 2019 20:31 UTC |
Mattox TimothyPresident & COO
|
Tax withholdingCommon Stock | 12,442 | $48.19 | $599,579.98 |
DisclosureSEC source: 0001624067-19-000008 · wf-form4_156088990065708.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,050 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| April 08, 2019 Filed Jun 18, 2019 20:34 UTC |
MCDONALD JOHN TDirector · CEO
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-19-000009 · wf-form4_156089004664777.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726,389 Read SEC document |
| March 19, 2019 Filed Mar 19, 2019 23:14 UTC |
Hill Michael DouglassCFO &Treasurer
|
SaleCommon Stock | 35,861 | $41.37 | $1,483,569.57 |
DisclosureSEC source: 0001289889-19-000004 · wf-form4_155303723298231.xml · nonDerivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,004 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F4 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.97, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 19, 2019 Filed Mar 19, 2019 23:14 UTC |
Hill Michael DouglassCFO &Treasurer
|
SaleCommon Stock | 5,570 | $40.90 | $227,813.00 |
DisclosureSEC source: 0001289889-19-000004 · wf-form4_155303723298231.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,865 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F3 · shares: The price reported a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.80 to $40.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 23:10 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 14,650 | $41.43 | $606,949.50 |
DisclosureSEC source: 0001094792-19-000006 · wf-form4_155303701991083.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731,297 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 23:14 UTC |
Hill Michael DouglassCFO &Treasurer
|
Tax withholdingCommon Stock | 7,161 | $41.43 | $296,680.23 |
DisclosureSEC source: 0001289889-19-000004 · wf-form4_155303723298231.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,435 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 23:16 UTC |
Mattox TimothyPresident & COO
|
Tax withholdingCommon Stock | 12,448 | $41.43 | $515,720.64 |
DisclosureSEC source: 0001624067-19-000006 · wf-form4_155303740180294.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,586 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 16, 2019 Filed Apr 3, 2019 20:56 UTC Amendment |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 16,558 | $41.43 | $685,997.94 |
DisclosureSEC source: 0001094792-19-000007 · wf-form4a_155432499297845.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,389 F1 · shares: Form amended to correct the shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 16, 2019 Filed Apr 3, 2019 20:52 UTC Amendment |
Hill Michael DouglassCFO &Treasurer
|
Tax withholdingCommon Stock | 7,213 | $41.43 | $298,834.59 |
DisclosureSEC source: 0001289889-19-000005 · wf-form4a_155432474306636.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,383 F1 · shares: Form amended to correct the shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 16, 2019 Filed Apr 3, 2019 20:48 UTC Amendment |
Mattox TimothyPresident & COO
|
Tax withholdingCommon Stock | 12,542 | $41.43 | $519,615.06 |
DisclosureSEC source: 0001624067-19-000007 · wf-form4a_155432451816125.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,492 F1 · shares: Amended to correct the number of shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:01 UTC |
Mattox TimothyPresident & COO
|
SaleCommon Stock | 28,196 | $40.27 | $1,135,452.92 |
DisclosureSEC source: 0001624067-19-000004 · wf-form4_155242448669004.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,034 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.68, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 21:01 UTC |
Mattox TimothyPresident & COO
|
SaleCommon Stock | 12,804 | $40.00 | $512,183.05 |
DisclosureSEC source: 0001624067-19-000004 · wf-form4_155242448669004.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,230 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.02, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:19 UTC |
MCDONALD JOHN TDirector · CEO
|
GrantCommon Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-19-000004 · wf-form4_155190718135527.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745,947 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2019 and ending on December 16, 2021; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:09 UTC |
Hill Michael DouglassCFO &Treasurer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289889-19-000002 · wf-form4_155190653316333.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,596 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2019 and ending on December 16, 2021; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:14 UTC |
Mattox TimothyPresident & COO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624067-19-000002 · wf-form4_155190687919073.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,034 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2019 and ending on December 16, 2021; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 21:13 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 20,000 | $30.00 | $600,000.00 |
DisclosureSEC source: 0001094792-19-000002 · wf-form4_154819160841382.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 153,738 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 22:36 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 14,864 | $28.56 | $424,515.84 |
DisclosureSEC source: 0001094792-18-000031 · wf-form4_154517259266556.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,565,947 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 22:13 UTC |
Hill Michael DouglassCFO,Treasurer & Secretary
|
Tax withholdingCommon Stock | 9,394 | $28.56 | $268,292.64 |
DisclosureSEC source: 0001289889-18-000014 · wf-form4_154517116999794.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,596 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 22:15 UTC |
Mattox TimothyPresident & COO
|
Tax withholdingCommon Stock | 54,385 | $28.56 | $1,553,235.60 |
DisclosureSEC source: 0001624067-18-000016 · wf-form4_154517133826853.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,034 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:46 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 841 | $30.75 | $25,860.75 |
DisclosureSEC source: 0001094792-18-000029 · wf-form4_154266397082505.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580,811 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:46 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 9,365 | $30.00 | $280,950.00 |
DisclosureSEC source: 0001094792-18-000029 · wf-form4_154266397082505.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 173,738 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. Read SEC document |
| November 14, 2018 Filed Nov 14, 2018 22:12 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 1,130 | $30.00 | $33,900.00 |
DisclosureSEC source: 0001094792-18-000027 · wf-form4_154223352723557.xml · nonDerivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 183,103 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 22:12 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 1,586 | $31.16 | $49,419.76 |
DisclosureSEC source: 0001094792-18-000027 · wf-form4_154223352723557.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 184,233 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.73, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 22:12 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 7,919 | $30.37 | $240,463.60 |
DisclosureSEC source: 0001094792-18-000027 · wf-form4_154223352723557.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 185,819 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 21:05 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 1,570 | $37.00 | $58,090.00 |
DisclosureSEC source: 0001094792-18-000025 · wf-form4_153911914003947.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581,652 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 20:24 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 10,473 | $34.82 | $364,617.50 |
DisclosureSEC source: 0001094792-18-000023 · wf-form4_153730226272157.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,586,222 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 20:21 UTC |
Hill Michael DouglassCFO,Treasurer & Secretary
|
Tax withholdingCommon Stock | 4,550 | $34.82 | $158,408.25 |
DisclosureSEC source: 0001289889-18-000012 · wf-form4_153730206279833.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,990 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 20:17 UTC |
Mattox TimothyPresident & COO
|
Tax withholdingCommon Stock | 7,370 | $34.82 | $256,586.55 |
DisclosureSEC source: 0001624067-18-000014 · wf-form4_153730183220709.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,419 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 22:40 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 18,202 | $35.29 | $642,330.38 |
DisclosureSEC source: 0001094792-18-000021 · wf-form4_153670561915392.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596,695 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.63, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 22:40 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 28,001 | $35.22 | $986,279.22 |
DisclosureSEC source: 0001094792-18-000021 · wf-form4_153670561915392.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614,897 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.95 to $35.65, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 22:02 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 20,744 | $35.26 | $731,495.67 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 5 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,898 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.62, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 22:02 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 19,231 | $35.51 | $682,846.66 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,663,642 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.91, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 22:02 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 7,432 | $34.72 | $258,065.80 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,682,873 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.41 to $34.98, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:02 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 9,839 | $36.24 | $356,587.01 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,690,305 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.73, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:02 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 16,551 | $35.90 | $594,144.49 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700,144 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.58 to $35.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:01 UTC |
Mattox TimothyPresident & COO
|
SaleCommon Stock | 15,901 | $38.10 | $605,901.24 |
DisclosureSEC source: 0001624067-18-000012 · wf-form4_153574570272549.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,789 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F3 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.27, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 20:01 UTC |
Mattox TimothyPresident & COO
|
SaleCommon Stock | 1,099 | $38.00 | $41,765.52 |
DisclosureSEC source: 0001624067-18-000012 · wf-form4_153574570272549.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,690 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F2 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.025, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 16:18 UTC |
EPM Live, Inc.Member of 10% owner group
ESW Capital, LLC10% owner
LIEMANDT JOSEPH10% owner
|
SaleCommon Stock | 854,400 | $34.85 | $29,776,181.76 |
DisclosureSEC source: 0000899243-18-023375 · doc4.xml · nonDerivative · entry 2 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.85 to $35.13. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 16:18 UTC |
EPM Live, Inc.Member of 10% owner group
ESW Capital, LLC10% owner
LIEMANDT JOSEPH10% owner
|
SaleCommon Stock | 5,000 | $35.41 | $177,051.00 |
DisclosureSEC source: 0000899243-18-023375 · doc4.xml · nonDerivative · entry 1 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,400 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 18:15 UTC |
EPM Live, Inc.Member of 10% owner group
ESW Capital, LLC10% owner
LIEMANDT JOSEPH10% owner
|
SaleCommon Stock | 7,153 | $35.00 | $250,369.31 |
DisclosureSEC source: 0000899243-18-023167 · doc4.xml · nonDerivative · entry 2 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,400 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.07. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 18:15 UTC |
EPM Live, Inc.Member of 10% owner group
ESW Capital, LLC10% owner
LIEMANDT JOSEPH10% owner
|
SaleCommon Stock | 7,500 | $34.93 | $261,975.00 |
DisclosureSEC source: 0000899243-18-023167 · doc4.xml · nonDerivative · entry 1 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,553 F1 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.