Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 21, 2026 21:39 UTC |
Doman DanChief Operating & Product Ofcr
|
Tax withholdingCommon Stock | 2,952 | $3.95 | $11,645.64 |
DisclosureSEC source: 0001940842-26-000010 · wk-form4_1790026750.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,473 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 16, 2026 Filed Sep 21, 2026 21:38 UTC |
Nathaniel SeanCEO and President
|
Tax withholdingCommon Stock | 1,640 | $3.95 | $6,469.80 |
DisclosureSEC source: 0001870221-26-000013 · wk-form4_1790026719.xml · nonDerivative · entry 1 Nathaniel Sean · CIK 0001870221 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,574 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 16, 2026 Filed Sep 21, 2026 21:37 UTC |
Simon Jennifer L.Chief Financial Officer
|
Tax withholdingCommon Stock | 1,117 | $3.95 | $4,406.57 |
DisclosureSEC source: 0002147950-26-000008 · wk-form4_1790026667.xml · nonDerivative · entry 1 Simon Jennifer L. · CIK 0002147950 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,883 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 20:25 UTC |
Simon Jennifer L.Chief Financial Officer
|
GrantPerformance Share Unit · Derivative | 6,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002147950-26-000005 · wk-form4_1787084725.xml · derivative · entry 2 Simon Jennifer L. · CIK 0002147950 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 6,666 shares Expires 2029-08-16 F2 · derivative.exercise_date: Performance Stock Units ("PSUs") may vest at target amount of 6,666 and up to a maximum number of shares of 25,000 upon the achievement of the stock price hurdles for thirty (30) consecutive trading days immediately preceding such date during the three-year performance period beginning on August 17, 2026 and ending on August 16, 2029, the Performance Period. PSUs may vest as follows a) 6,666 shares at $20.00, b) 1,222 shares at $22.00, c) 1,223 shares at $24.00, d) 1,222 shares at $26.00, e) 1,222 shares at $28.00, f) 1,222 shares at $30.00, g) 1,223 shares at $32.00, h) 1,222 shares at $34.00, i) 1,222 shares at $36.00, j) 1,222 shares at $38.00, k) 1,223 shares at $40.00, l) 1,222 shares at $42.00, m) 1,222 shares at $44.00, n) 1,222 shares at $46.00, o) 1,223 shares at $48.00, and p) 1,222 shares at $50.00. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 20:25 UTC |
Simon Jennifer L.Chief Financial Officer
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002147950-26-000005 · wk-form4_1787084725.xml · nonDerivative · entry 1 Simon Jennifer L. · CIK 0002147950 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the Vesting Commencement Date of September 30, 2026, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:54 UTC |
Mattox TimothyDirector
|
SaleCommon Stock | 847.4 | $4.28 | $3,626.96 |
DisclosureSEC source: 0001624067-26-000008 · wk-form4_1786481684.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,052.6 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:36 UTC |
Mattox TimothyDirector
|
SaleCommon Stock | 1,000 | $4.27 | $4,270.00 |
DisclosureSEC source: 0001624067-26-000006 · wk-form4_1786397783.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. Read SEC document |
| August 05, 2026 Filed Aug 6, 2026 20:55 UTC |
Mattox TimothyDirector
|
SaleCommon Stock | 1,000 | $4.53 | $4,530.00 |
DisclosureSEC source: 0001624067-26-000004 · wk-form4_1786049709.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. Read SEC document |
| August 04, 2026 Filed Aug 6, 2026 20:55 UTC |
Mattox TimothyDirector
|
SaleCommon Stock | 1,000 | $4.33 | $4,330.00 |
DisclosureSEC source: 0001624067-26-000004 · wk-form4_1786049709.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 21:46 UTC |
Mattox TimothyDirector
|
SaleCommon Stock | 1,000 | $4.45 | $4,450.00 |
DisclosureSEC source: 0001624067-26-000002 · wk-form4_1785879985.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 21:46 UTC |
Mattox TimothyDirector
|
SaleCommon Stock | 1,000 | $4.48 | $4,480.00 |
DisclosureSEC source: 0001624067-26-000002 · wk-form4_1785879985.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units Read SEC document |
| June 16, 2026 Filed Jun 16, 2026 22:33 UTC |
Nathaniel SeanCEO and President
|
Tax withholdingCommon Stock | 18,605 | $0.61 | $11,282.07 |
DisclosureSEC source: 0001870221-26-000009 · wk-form4_1781649213.xml · nonDerivative · entry 1 Nathaniel Sean · CIK 0001870221 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,146 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2026 Filed Jun 16, 2026 22:34 UTC |
Hill Michael DouglassCFO, Treasurer & Secretary
|
Tax withholdingCommon Stock | 8,931 | $0.61 | $5,415.76 |
DisclosureSEC source: 0001289889-26-000006 · wk-form4_1781649271.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,360 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2026 Filed Jun 16, 2026 22:32 UTC |
Doman DanChief Operating & Product Ofcr
|
Tax withholdingCommon Stock | 29,515 | $0.61 | $17,897.90 |
DisclosureSEC source: 0001940842-26-000007 · wk-form4_1781649141.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 894,251 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:51 UTC |
Nathaniel SeanCEO and President
|
GrantPerformance-based Restricted Stock Unit June 2026 · Derivative | 133,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001870221-26-000007 · wk-form4_1780951876.xml · derivative · entry 2 Nathaniel Sean · CIK 0001870221 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,333 Underlying: Common Stock · 133,333 shares Expires 2029-05-01 F2 · derivative.exercise_date: Performance Stock Units ("PSUs") may vest at target amount of 133,333 and up to a maximum number of shares of 500,000 upon the achievement of the stock price hurdles for thirty (30) consecutive trading days immediately preceding such date during the three-year performance period beginning on May 1, 2026 and ending on May 1, 2029, the Performance Period. PSUs may vest as follows a) 133,333 shares at $2.00, b) 24,445 shares at $2.20, c) 24,444 shares at $2.40, d) 24,445 shares at $2.60, e) 24,444 shares at $2.80, f) 24,445 shares at $3.00, g) 24,444 shares at $3.20, h) 24,445 shares at $3.40, i) 24,444 shares at $3.60, j) 24,445 shares at $3.80, k) 24,444 shares at $4.00, l) 24,445 shares at $4.20, m) 24,444 shares at $4.40, n) 24,445 shares at $4.60, o) 24,444 shares at $4.80, and p) 24,444 shares at $5.00. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:51 UTC |
Nathaniel SeanCEO and President
|
GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001870221-26-000007 · wk-form4_1780951876.xml · nonDerivative · entry 1 Nathaniel Sean · CIK 0001870221 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,751 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the Vesting Commencement Date of June 16, 2026, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested. Read SEC document |
| April 30, 2026 Filed May 4, 2026 20:50 UTC |
MCDONALD JOHN TDirector
|
Disposition to issuerPerformance Share Unit · Derivative | 250,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094792-26-000004 · wk-form4_1777927816.xml · derivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires not disclosed F3 · derivative.exercise_date: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald. F3 · derivative.expiration_date: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald. Read SEC document |
| April 30, 2026 Filed May 4, 2026 20:50 UTC |
MCDONALD JOHN TDirector
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-26-000004 · wk-form4_1777927816.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,640,887 F1 · shares: The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:33 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 18,605 | $0.54 | $10,046.70 |
DisclosureSEC source: 0001094792-26-000002 · wk-form4_1773779622.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,390,887 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:31 UTC |
Hill Michael DouglassCFO, Treasurer & Secretary
|
Tax withholdingCommon Stock | 8,931 | $0.54 | $4,822.74 |
DisclosureSEC source: 0001289889-26-000004 · wk-form4_1773779509.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,291 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:30 UTC |
Doman DanChief Operating & Product Ofcr
|
Tax withholdingCommon Stock | 33,491 | $0.54 | $18,085.14 |
DisclosureSEC source: 0001940842-26-000005 · wk-form4_1773779428.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 923,766 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 23:00 UTC |
Doman DanChief Operating & Product Ofcr
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001940842-26-000003 · wk-form4_1772578857.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 957,257 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2025. The restricted stock units are subject to accelerated vesting under certain circumstances following a change of control. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 22:53 UTC |
Hill Michael DouglassCFO, Treasurer & Secretary
|
GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289889-26-000002 · wk-form4_1772059995.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 401,222 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2025, provided that the participant continues to be a service provider through each such vesting date, except as otherwise specified in the Executive Employment Agreement between the Company and participant. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 22:51 UTC |
Doman DanChief Operating & Product Ofcr
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001940842-26-000001 · wk-form4_1772059891.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 857,257 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2025, provided that the participant continues to be a service provider through each such vesting date, except as otherwise specified in the Executive Employment Agreement between the Company and participant. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 21:28 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 19,677 | $1.49 | $29,220.35 |
DisclosureSEC source: 0001094792-25-000006 · wk-form4_1766006894.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,409,492 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 21:27 UTC |
Hill Michael DouglassCFO, Treasurer & Secretary
|
Tax withholdingCommon Stock | 8,856 | $1.49 | $13,151.16 |
DisclosureSEC source: 0001289889-25-000005 · wk-form4_1766006860.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,222 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 21:30 UTC |
Doman DanChief Operating & Product Ofcr
|
Tax withholdingCommon Stock | 24,595 | $1.49 | $36,523.58 |
DisclosureSEC source: 0001940842-25-000006 · wk-form4_1766007003.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 707,257 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 20:38 UTC |
COURTER STEPHEN EDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001131058-25-000005 · wk-form4_1761770305.xml · nonDerivative · entry 1 COURTER STEPHEN E · CIK 0001131058 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,232 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 16:31 UTC |
Walsh Teresa MilesDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001805725-25-000002 · wk-form4_1761769889.xml · nonDerivative · entry 1 Walsh Teresa Miles · CIK 0001805725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,490 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 16:32 UTC |
MAY DAVIDDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-25-000002 · wk-form4_1761769952.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,437 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 20:41 UTC |
Chung David H SDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-047164 · wk-form4_1761770514.xml · nonDerivative · entry 1 Chung David H S · CIK 0001576150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,484 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26, provided Mr. Chung continues to serve as a Director of Upland Software, Inc. (the "Issuer") as of each date. Upon any subsequent disposition of common stock of the Issuer covered by the RSUs, Mr. Chung will transfer the proceeds from any such disposition to HGGC, LLC or its affiliates ("HGGC") as required by an agreement between Mr. Chung and HGGC. As such, Mr. Chung disclaims all pecuniary interest in the reported securities. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 20:36 UTC |
Mattox TimothyDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624067-25-000002 · wk-form4_1761770176.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419,008 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 21:29 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 22,956 | $2.48 | $56,930.88 |
DisclosureSEC source: 0001094792-25-000004 · wk-form4_1758144549.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,429,169 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 21:26 UTC |
Hill Michael DouglassCFO, Treasurer & Secretary
|
Tax withholdingCommon Stock | 11,152 | $2.48 | $27,656.96 |
DisclosureSEC source: 0001289889-25-000003 · wk-form4_1758144410.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,078 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 21:24 UTC |
Doman DanChief Operating & Product Ofcr
|
Tax withholdingCommon Stock | 26,236 | $2.48 | $65,065.28 |
DisclosureSEC source: 0001940842-25-000003 · wk-form4_1758144251.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 731,852 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 11, 2025 Filed Sep 11, 2025 21:50 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 14,438 | $2.36 | $34,063.57 |
DisclosureSEC source: 0001505155-25-000098 · wk-form4_1757627398.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,452,125 F1 · kind: Sales made to recognize general portfolio tax savings. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.31 to $2.43. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 16:57 UTC |
Cummings KarenPresident and COO
|
Tax withholdingCommon Stock | 40,993 | $1.95 | $79,936.35 |
DisclosureSEC source: 0001505155-25-000072 · wk-form4_1751403469.xml · nonDerivative · entry 1 Cummings Karen · CIK 0001342356 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,432 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2025 Filed Jun 17, 2025 20:17 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 22,957 | $1.84 | $42,240.88 |
DisclosureSEC source: 0001505155-25-000068 · wk-form4_1750191451.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,466,563 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| June 16, 2025 Filed Jun 17, 2025 16:18 UTC |
Smith Matthew HarndenGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 3,596 | $1.84 | $6,616.64 |
DisclosureSEC source: 0001505155-25-000069 · wk-form4_1750191498.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,908 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2025 Filed Jun 17, 2025 20:16 UTC |
Hill Michael DouglassCFO & Treasurer
|
Tax withholdingCommon Stock | 11,152 | $1.84 | $20,519.68 |
DisclosureSEC source: 0001505155-25-000067 · wk-form4_1750191406.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,230 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2025 Filed Jun 17, 2025 16:14 UTC |
Cummings KarenPresident and COO
|
Tax withholdingCommon Stock | 11,479 | $1.84 | $21,121.36 |
DisclosureSEC source: 0001505155-25-000065 · wk-form4_1750191267.xml · nonDerivative · entry 1 Cummings Karen · CIK 0001342356 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,425 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2025 Filed Jun 17, 2025 20:16 UTC |
Doman DanChief Product Officer
|
Tax withholdingCommon Stock | 14,758 | $1.84 | $27,154.72 |
DisclosureSEC source: 0001505155-25-000066 · wk-form4_1750191365.xml · nonDerivative · entry 2 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 758,088 F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 20:16 UTC |
Doman DanChief Product Officer
|
GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001505155-25-000066 · wk-form4_1750191365.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,846 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of June 16, 2025, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 21:26 UTC |
Mattox TimothyDirector
|
SaleCommon Stock | 20,000 | $3.19 | $63,862.00 |
DisclosureSEC source: 0001505155-25-000037 · wk-form4_1742246800.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 394,008 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 11/22/2024. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 16, 2025 Filed Mar 17, 2025 21:24 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 24,273 | $3.10 | $75,246.30 |
DisclosureSEC source: 0001505155-25-000035 · wk-form4_1742246691.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,489,520 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| March 16, 2025 Filed Mar 17, 2025 17:25 UTC |
Smith Matthew HarndenGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 4,135 | $3.10 | $12,818.50 |
DisclosureSEC source: 0001505155-25-000036 · wk-form4_1742246745.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,504 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2025 Filed Mar 17, 2025 21:24 UTC |
Hill Michael DouglassCFO & Treasurer
|
Tax withholdingCommon Stock | 12,653 | $3.10 | $39,224.30 |
DisclosureSEC source: 0001505155-25-000034 · wk-form4_1742246641.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,382 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2025 Filed Mar 17, 2025 17:22 UTC |
Cummings KarenPresident and COO
|
Tax withholdingCommon Stock | 8,648 | $3.10 | $26,808.80 |
DisclosureSEC source: 0001505155-25-000032 · wk-form4_1742246528.xml · nonDerivative · entry 1 Cummings Karen · CIK 0001342356 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,904 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2025 Filed Mar 17, 2025 21:23 UTC |
Doman DanChief Product Officer
|
Tax withholdingCommon Stock | 16,414 | $3.10 | $50,883.40 |
DisclosureSEC source: 0001505155-25-000033 · wk-form4_1742246588.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422,846 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 22:17 UTC |
MCDONALD JOHN TDirector · CEO
|
GrantPerformance Share Unit · Derivative | 250,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001505155-25-000006 · wk-form4_1738275425.xml · derivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-02-28 F3 · derivative.exercise_date: 0% to 300% of these Performance Stock Units ("PSUs") may vest based on the achievement of the Company's total stockholder return ("TSR") goals for any 30 consecutive trading days immediately preceding any such date during the period beginning on February 28, 2025, and ending on February 28, 2028, the Performance Period. The percentage of PSUs that may vest will be a) 0% if TSR is below 5%, b) 50% if TSR is 5%, c) 62.5% if TSR is 6.25%, d) 75% if TSR is 7.50%, e) 87.5% if TSR is 8.75%, f) 100% if TSR is 10%, g) 125% if TSR is 11.25%, h) 150% if TSR is 12.50%, i) 175% if TSR is 13.75%, j) 200% if TSR is 15%, k) 225% if TSR is 16.75%, l) 250% if TSR is 18.50%, m) 275% if TSR is 19.25%, and n) 300% if TSR is 20% or greater. The percentage of PSUs that may vest is determined using linear interpolation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.