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Nasdaq · USD

UPLD

Upland Software, Inc.

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Tapewire entity
7891
SEC CIK
0001505155
Parsed reports
372

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2026 Filed Sep 21, 2026 21:39 UTC
Doman DanChief Operating & Product Ofcr
Tax withholdingCommon Stock 2,952 $3.95 $11,645.64
Disclosure

SEC source: 0001940842-26-000010 · wk-form4_1790026750.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,473

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 16, 2026 Filed Sep 21, 2026 21:38 UTC
Nathaniel SeanCEO and President
Tax withholdingCommon Stock 1,640 $3.95 $6,469.80
Disclosure

SEC source: 0001870221-26-000013 · wk-form4_1790026719.xml · nonDerivative · entry 1

Nathaniel Sean · CIK 0001870221 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,574

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 16, 2026 Filed Sep 21, 2026 21:37 UTC
Simon Jennifer L.Chief Financial Officer
Tax withholdingCommon Stock 1,117 $3.95 $4,406.57
Disclosure

SEC source: 0002147950-26-000008 · wk-form4_1790026667.xml · nonDerivative · entry 1

Simon Jennifer L. · CIK 0002147950 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,883

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 20:25 UTC
Simon Jennifer L.Chief Financial Officer
GrantPerformance Share Unit · Derivative 6,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002147950-26-000005 · wk-form4_1787084725.xml · derivative · entry 2

Simon Jennifer L. · CIK 0002147950 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 6,666 shares

Expires 2029-08-16

F2 · derivative.exercise_date: Performance Stock Units ("PSUs") may vest at target amount of 6,666 and up to a maximum number of shares of 25,000 upon the achievement of the stock price hurdles for thirty (30) consecutive trading days immediately preceding such date during the three-year performance period beginning on August 17, 2026 and ending on August 16, 2029, the Performance Period. PSUs may vest as follows a) 6,666 shares at $20.00, b) 1,222 shares at $22.00, c) 1,223 shares at $24.00, d) 1,222 shares at $26.00, e) 1,222 shares at $28.00, f) 1,222 shares at $30.00, g) 1,223 shares at $32.00, h) 1,222 shares at $34.00, i) 1,222 shares at $36.00, j) 1,222 shares at $38.00, k) 1,223 shares at $40.00, l) 1,222 shares at $42.00, m) 1,222 shares at $44.00, n) 1,222 shares at $46.00, o) 1,223 shares at $48.00, and p) 1,222 shares at $50.00.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 20:25 UTC
Simon Jennifer L.Chief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0002147950-26-000005 · wk-form4_1787084725.xml · nonDerivative · entry 1

Simon Jennifer L. · CIK 0002147950 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the Vesting Commencement Date of September 30, 2026, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 20:54 UTC SaleCommon Stock 847.4 $4.28 $3,626.96
Disclosure

SEC source: 0001624067-26-000008 · wk-form4_1786481684.xml · nonDerivative · entry 1

Mattox Timothy · CIK 0001624067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,052.6

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:36 UTC SaleCommon Stock 1,000 $4.27 $4,270.00
Disclosure

SEC source: 0001624067-26-000006 · wk-form4_1786397783.xml · nonDerivative · entry 1

Mattox Timothy · CIK 0001624067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,900

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026.

Read SEC document
August 05, 2026 Filed Aug 6, 2026 20:55 UTC SaleCommon Stock 1,000 $4.53 $4,530.00
Disclosure

SEC source: 0001624067-26-000004 · wk-form4_1786049709.xml · nonDerivative · entry 2

Mattox Timothy · CIK 0001624067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,900

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:55 UTC SaleCommon Stock 1,000 $4.33 $4,330.00
Disclosure

SEC source: 0001624067-26-000004 · wk-form4_1786049709.xml · nonDerivative · entry 1

Mattox Timothy · CIK 0001624067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,900

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 21:46 UTC SaleCommon Stock 1,000 $4.45 $4,450.00
Disclosure

SEC source: 0001624067-26-000002 · wk-form4_1785879985.xml · nonDerivative · entry 2

Mattox Timothy · CIK 0001624067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,900

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units

Read SEC document
July 31, 2026 Filed Aug 4, 2026 21:46 UTC SaleCommon Stock 1,000 $4.48 $4,480.00
Disclosure

SEC source: 0001624067-26-000002 · wk-form4_1785879985.xml · nonDerivative · entry 1

Mattox Timothy · CIK 0001624067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,900

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units

Read SEC document
June 16, 2026 Filed Jun 16, 2026 22:33 UTC
Nathaniel SeanCEO and President
Tax withholdingCommon Stock 18,605 $0.61 $11,282.07
Disclosure

SEC source: 0001870221-26-000009 · wk-form4_1781649213.xml · nonDerivative · entry 1

Nathaniel Sean · CIK 0001870221 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,146

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 16, 2026 Filed Jun 16, 2026 22:34 UTC
Hill Michael DouglassCFO, Treasurer & Secretary
Tax withholdingCommon Stock 8,931 $0.61 $5,415.76
Disclosure

SEC source: 0001289889-26-000006 · wk-form4_1781649271.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,360

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 16, 2026 Filed Jun 16, 2026 22:32 UTC
Doman DanChief Operating & Product Ofcr
Tax withholdingCommon Stock 29,515 $0.61 $17,897.90
Disclosure

SEC source: 0001940842-26-000007 · wk-form4_1781649141.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 894,251

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:51 UTC
Nathaniel SeanCEO and President
GrantPerformance-based Restricted Stock Unit June 2026 · Derivative 133,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001870221-26-000007 · wk-form4_1780951876.xml · derivative · entry 2

Nathaniel Sean · CIK 0001870221 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 133,333 shares

Expires 2029-05-01

F2 · derivative.exercise_date: Performance Stock Units ("PSUs") may vest at target amount of 133,333 and up to a maximum number of shares of 500,000 upon the achievement of the stock price hurdles for thirty (30) consecutive trading days immediately preceding such date during the three-year performance period beginning on May 1, 2026 and ending on May 1, 2029, the Performance Period. PSUs may vest as follows a) 133,333 shares at $2.00, b) 24,445 shares at $2.20, c) 24,444 shares at $2.40, d) 24,445 shares at $2.60, e) 24,444 shares at $2.80, f) 24,445 shares at $3.00, g) 24,444 shares at $3.20, h) 24,445 shares at $3.40, i) 24,444 shares at $3.60, j) 24,445 shares at $3.80, k) 24,444 shares at $4.00, l) 24,445 shares at $4.20, m) 24,444 shares at $4.40, n) 24,445 shares at $4.60, o) 24,444 shares at $4.80, and p) 24,444 shares at $5.00.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:51 UTC
Nathaniel SeanCEO and President
GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001870221-26-000007 · wk-form4_1780951876.xml · nonDerivative · entry 1

Nathaniel Sean · CIK 0001870221 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,751

F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the Vesting Commencement Date of June 16, 2026, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested.

Read SEC document
April 30, 2026 Filed May 4, 2026 20:50 UTC Disposition to issuerPerformance Share Unit · Derivative 250,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001094792-26-000004 · wk-form4_1777927816.xml · derivative · entry 3

MCDONALD JOHN T · CIK 0001094792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F3 · derivative.exercise_date: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald.

F3 · derivative.expiration_date: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald.

Read SEC document
April 30, 2026 Filed May 4, 2026 20:50 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001094792-26-000004 · wk-form4_1777927816.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,640,887

F1 · shares: The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 20:33 UTC
MCDONALD JOHN TDirector · CEO
Tax withholdingCommon Stock 18,605 $0.54 $10,046.70
Disclosure

SEC source: 0001094792-26-000002 · wk-form4_1773779622.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,390,887

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 20:31 UTC
Hill Michael DouglassCFO, Treasurer & Secretary
Tax withholdingCommon Stock 8,931 $0.54 $4,822.74
Disclosure

SEC source: 0001289889-26-000004 · wk-form4_1773779509.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,291

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 20:30 UTC
Doman DanChief Operating & Product Ofcr
Tax withholdingCommon Stock 33,491 $0.54 $18,085.14
Disclosure

SEC source: 0001940842-26-000005 · wk-form4_1773779428.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923,766

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 23:00 UTC
Doman DanChief Operating & Product Ofcr
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001940842-26-000003 · wk-form4_1772578857.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957,257

F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2025. The restricted stock units are subject to accelerated vesting under certain circumstances following a change of control.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:53 UTC
Hill Michael DouglassCFO, Treasurer & Secretary
GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001289889-26-000002 · wk-form4_1772059995.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,222

F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2025, provided that the participant continues to be a service provider through each such vesting date, except as otherwise specified in the Executive Employment Agreement between the Company and participant.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:51 UTC
Doman DanChief Operating & Product Ofcr
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001940842-26-000001 · wk-form4_1772059891.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 857,257

F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2025, provided that the participant continues to be a service provider through each such vesting date, except as otherwise specified in the Executive Employment Agreement between the Company and participant.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:28 UTC
MCDONALD JOHN TDirector · CEO
Tax withholdingCommon Stock 19,677 $1.49 $29,220.35
Disclosure

SEC source: 0001094792-25-000006 · wk-form4_1766006894.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,409,492

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:27 UTC
Hill Michael DouglassCFO, Treasurer & Secretary
Tax withholdingCommon Stock 8,856 $1.49 $13,151.16
Disclosure

SEC source: 0001289889-25-000005 · wk-form4_1766006860.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,222

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:30 UTC
Doman DanChief Operating & Product Ofcr
Tax withholdingCommon Stock 24,595 $1.49 $36,523.58
Disclosure

SEC source: 0001940842-25-000006 · wk-form4_1766007003.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,257

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 20:38 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001131058-25-000005 · wk-form4_1761770305.xml · nonDerivative · entry 1

COURTER STEPHEN E · CIK 0001131058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,232

F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 16:31 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001805725-25-000002 · wk-form4_1761769889.xml · nonDerivative · entry 1

Walsh Teresa Miles · CIK 0001805725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,490

F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 16:32 UTC
MAY DAVIDDirector
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001458635-25-000002 · wk-form4_1761769952.xml · nonDerivative · entry 1

MAY DAVID · CIK 0001458635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,437

F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 20:41 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-047164 · wk-form4_1761770514.xml · nonDerivative · entry 1

Chung David H S · CIK 0001576150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,484

F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26, provided Mr. Chung continues to serve as a Director of Upland Software, Inc. (the "Issuer") as of each date. Upon any subsequent disposition of common stock of the Issuer covered by the RSUs, Mr. Chung will transfer the proceeds from any such disposition to HGGC, LLC or its affiliates ("HGGC") as required by an agreement between Mr. Chung and HGGC. As such, Mr. Chung disclaims all pecuniary interest in the reported securities.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 20:36 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001624067-25-000002 · wk-form4_1761770176.xml · nonDerivative · entry 1

Mattox Timothy · CIK 0001624067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,008

F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26.

Read SEC document
September 16, 2025 Filed Sep 17, 2025 21:29 UTC
MCDONALD JOHN TDirector · CEO
Tax withholdingCommon Stock 22,956 $2.48 $56,930.88
Disclosure

SEC source: 0001094792-25-000004 · wk-form4_1758144549.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,429,169

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

Read SEC document
September 16, 2025 Filed Sep 17, 2025 21:26 UTC
Hill Michael DouglassCFO, Treasurer & Secretary
Tax withholdingCommon Stock 11,152 $2.48 $27,656.96
Disclosure

SEC source: 0001289889-25-000003 · wk-form4_1758144410.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,078

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 16, 2025 Filed Sep 17, 2025 21:24 UTC
Doman DanChief Operating & Product Ofcr
Tax withholdingCommon Stock 26,236 $2.48 $65,065.28
Disclosure

SEC source: 0001940842-25-000003 · wk-form4_1758144251.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731,852

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 11, 2025 Filed Sep 11, 2025 21:50 UTC
MCDONALD JOHN TDirector · CEO
SaleCommon Stock 14,438 $2.36 $34,063.57
Disclosure

SEC source: 0001505155-25-000098 · wk-form4_1757627398.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,452,125

F1 · kind: Sales made to recognize general portfolio tax savings.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.31 to $2.43. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 16:57 UTC
Cummings KarenPresident and COO
Tax withholdingCommon Stock 40,993 $1.95 $79,936.35
Disclosure

SEC source: 0001505155-25-000072 · wk-form4_1751403469.xml · nonDerivative · entry 1

Cummings Karen · CIK 0001342356 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,432

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 20:17 UTC
MCDONALD JOHN TDirector · CEO
Tax withholdingCommon Stock 22,957 $1.84 $42,240.88
Disclosure

SEC source: 0001505155-25-000068 · wk-form4_1750191451.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,466,563

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

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June 16, 2025 Filed Jun 17, 2025 16:18 UTC
Smith Matthew HarndenGeneral Counsel and Secretary
Tax withholdingCommon Stock 3,596 $1.84 $6,616.64
Disclosure

SEC source: 0001505155-25-000069 · wk-form4_1750191498.xml · nonDerivative · entry 1

Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,908

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

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June 16, 2025 Filed Jun 17, 2025 20:16 UTC
Hill Michael DouglassCFO & Treasurer
Tax withholdingCommon Stock 11,152 $1.84 $20,519.68
Disclosure

SEC source: 0001505155-25-000067 · wk-form4_1750191406.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,230

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

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June 16, 2025 Filed Jun 17, 2025 16:14 UTC
Cummings KarenPresident and COO
Tax withholdingCommon Stock 11,479 $1.84 $21,121.36
Disclosure

SEC source: 0001505155-25-000065 · wk-form4_1750191267.xml · nonDerivative · entry 1

Cummings Karen · CIK 0001342356 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,425

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

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June 16, 2025 Filed Jun 17, 2025 20:16 UTC
Doman DanChief Product Officer
Tax withholdingCommon Stock 14,758 $1.84 $27,154.72
Disclosure

SEC source: 0001505155-25-000066 · wk-form4_1750191365.xml · nonDerivative · entry 2

Doman Dan · CIK 0001940842 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758,088

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

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June 13, 2025 Filed Jun 17, 2025 20:16 UTC
Doman DanChief Product Officer
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001505155-25-000066 · wk-form4_1750191365.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,846

F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of June 16, 2025, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested.

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March 17, 2025 Filed Mar 17, 2025 21:26 UTC SaleCommon Stock 20,000 $3.19 $63,862.00
Disclosure

SEC source: 0001505155-25-000037 · wk-form4_1742246800.xml · nonDerivative · entry 1

Mattox Timothy · CIK 0001624067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 394,008

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 11/22/2024. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units.

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March 16, 2025 Filed Mar 17, 2025 21:24 UTC
MCDONALD JOHN TDirector · CEO
Tax withholdingCommon Stock 24,273 $3.10 $75,246.30
Disclosure

SEC source: 0001505155-25-000035 · wk-form4_1742246691.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,489,520

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

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March 16, 2025 Filed Mar 17, 2025 17:25 UTC
Smith Matthew HarndenGeneral Counsel and Secretary
Tax withholdingCommon Stock 4,135 $3.10 $12,818.50
Disclosure

SEC source: 0001505155-25-000036 · wk-form4_1742246745.xml · nonDerivative · entry 1

Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,504

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

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March 16, 2025 Filed Mar 17, 2025 21:24 UTC
Hill Michael DouglassCFO & Treasurer
Tax withholdingCommon Stock 12,653 $3.10 $39,224.30
Disclosure

SEC source: 0001505155-25-000034 · wk-form4_1742246641.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,382

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

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March 16, 2025 Filed Mar 17, 2025 17:22 UTC
Cummings KarenPresident and COO
Tax withholdingCommon Stock 8,648 $3.10 $26,808.80
Disclosure

SEC source: 0001505155-25-000032 · wk-form4_1742246528.xml · nonDerivative · entry 1

Cummings Karen · CIK 0001342356 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,904

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

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March 16, 2025 Filed Mar 17, 2025 21:23 UTC
Doman DanChief Product Officer
Tax withholdingCommon Stock 16,414 $3.10 $50,883.40
Disclosure

SEC source: 0001505155-25-000033 · wk-form4_1742246588.xml · nonDerivative · entry 1

Doman Dan · CIK 0001940842 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,846

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

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January 28, 2025 Filed Jan 30, 2025 22:17 UTC
MCDONALD JOHN TDirector · CEO
GrantPerformance Share Unit · Derivative 250,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001505155-25-000006 · wk-form4_1738275425.xml · derivative · entry 3

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2028-02-28

F3 · derivative.exercise_date: 0% to 300% of these Performance Stock Units ("PSUs") may vest based on the achievement of the Company's total stockholder return ("TSR") goals for any 30 consecutive trading days immediately preceding any such date during the period beginning on February 28, 2025, and ending on February 28, 2028, the Performance Period. The percentage of PSUs that may vest will be a) 0% if TSR is below 5%, b) 50% if TSR is 5%, c) 62.5% if TSR is 6.25%, d) 75% if TSR is 7.50%, e) 87.5% if TSR is 8.75%, f) 100% if TSR is 10%, g) 125% if TSR is 11.25%, h) 150% if TSR is 12.50%, i) 175% if TSR is 13.75%, j) 200% if TSR is 15%, k) 225% if TSR is 16.75%, l) 250% if TSR is 18.50%, m) 275% if TSR is 19.25%, and n) 300% if TSR is 20% or greater. The percentage of PSUs that may vest is determined using linear interpolation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.