Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | Director | August 07, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,052.6 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Sale · Disposed 847.4 · Balance 36,052.6 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. F2: This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026.
F2: This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 11, 2026 20:54 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 847.4 | $4.28 | $3,626.96 |
DisclosureSEC source: 0001624067-26-000008 · wk-form4_1786481684.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,052.6 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:36 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,000 | $4.27 | $4,270.00 |
DisclosureSEC source: 0001624067-26-000006 · wk-form4_1786397783.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. Read SEC document |
| August 05, 2026 Filed Aug 6, 2026 20:55 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,000 | $4.53 | $4,530.00 |
DisclosureSEC source: 0001624067-26-000004 · wk-form4_1786049709.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. Read SEC document |
| August 04, 2026 Filed Aug 6, 2026 20:55 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,000 | $4.33 | $4,330.00 |
DisclosureSEC source: 0001624067-26-000004 · wk-form4_1786049709.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 21:46 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,000 | $4.45 | $4,450.00 |
DisclosureSEC source: 0001624067-26-000002 · wk-form4_1785879985.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 21:46 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,000 | $4.48 | $4,480.00 |
DisclosureSEC source: 0001624067-26-000002 · wk-form4_1785879985.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,900 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 20:36 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624067-25-000002 · wk-form4_1761770176.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419,008 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 21:26 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 20,000 | $3.19 | $63,862.00 |
DisclosureSEC source: 0001505155-25-000037 · wk-form4_1742246800.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 394,008 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 11/22/2024. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 17, 2024 Filed Dec 17, 2024 22:21 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 2,768 | $4.56 | $12,612.39 |
DisclosureSEC source: 0001505155-24-000126 · wk-form4_1734474077.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 414,008 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 2/27/2024 Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 21:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 18,000 | $2.50 | $45,061.20 |
DisclosureSEC source: 0001505155-24-000110 · wk-form4_1731705506.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,776 F1 · kind: Sales made to recognize general portfolio tax savings. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.490 to $2.530. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 2,000 | $2.64 | $5,271.60 |
DisclosureSEC source: 0001505155-24-000110 · wk-form4_1731705506.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,776 F1 · kind: Sales made to recognize general portfolio tax savings. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.630 to $2.730. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 22:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001505155-24-000087 · wk-form4_1730758218.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,776 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/24 and the remaining shall vest in two equal quarterly installments on each of 3/16/25 and 6/16/25. Read SEC document |
| January 06, 2024 Filed Jan 9, 2024 01:05 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 27,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001624067-24-000003 · wk-form4_1704762291.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,776 F1 · price: Represents restricted stock units vesting in 4 equal installments on each of 3/16/2024, 6/16/2024, 9/16/2024 and 12/16/2024, provided Mr. Mattox continues to serve as a Director of Upland Software, Inc. (the "Issuer") as of each date. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 21:50 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 4,483 | $51.00 | $228,633.00 |
DisclosureSEC source: 0001624067-21-000004 · wf-form4_161316661058828.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,045 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 23:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 20,633 | $51.00 | $1,052,287.13 |
DisclosureSEC source: 0001624067-21-000002 · wf-form4_161291216251412.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,528 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.02, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 23:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 14,884 | $51.00 | $759,084.00 |
DisclosureSEC source: 0001624067-21-000002 · wf-form4_161291216251412.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,161 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:07 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 2,900 | $47.50 | $137,744.20 |
DisclosureSEC source: 0001624067-20-000014 · wf-form4_160876485213178.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,045 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.20 to $48.00, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:07 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 10,082 | $46.77 | $471,545.22 |
DisclosureSEC source: 0001624067-20-000014 · wf-form4_160876485213178.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,945 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.20 to $47.17, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 20:13 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 29,713 | $45.00 | $1,337,102.83 |
DisclosureSEC source: 0001624067-20-000012 · wf-form4_160322481013457.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,027 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.01, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 20:13 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 7,232 | $45.00 | $325,440.00 |
DisclosureSEC source: 0001624067-20-000012 · wf-form4_160322481013457.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,740 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:58 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 700 | $38.46 | $26,921.30 |
DisclosureSEC source: 0001624067-20-000010 · wf-form4_160046267321499.xml · nonDerivative · entry 3 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,972 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.38 to $38.62, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:58 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 3,231 | $37.74 | $121,950.86 |
DisclosureSEC source: 0001624067-20-000010 · wf-form4_160046267321499.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,672 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.37 to $38.34, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:58 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 9,187 | $36.82 | $338,256.15 |
DisclosureSEC source: 0001624067-20-000010 · wf-form4_160046267321499.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,903 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.36 to $37.35, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 13:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 3,055 | $45.00 | $137,475.00 |
DisclosureSEC source: 0001624067-20-000008 · wf-form4_159706446081264.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,090 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 00:16 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 9,835 | $34.10 | $335,373.50 |
DisclosureSEC source: 0001624067-20-000006 · wf-form4_159252577381538.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,145 F2 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.96 to $34.36, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 00:16 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 3,426 | $34.08 | $116,758.08 |
DisclosureSEC source: 0001624067-20-000006 · wf-form4_159252577381538.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,980 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:53 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 13,002 | $22.61 | $293,975.22 |
DisclosureSEC source: 0001624067-20-000004 · wf-form4_158456481961914.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,406 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:51 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624067-20-000002 · wf-form4_158276106896890.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,408 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2020 and ending on December 16, 2022; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:41 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 27,199 | $36.22 | $985,147.78 |
DisclosureSEC source: 0001624067-19-000012 · wf-form4_157670527293615.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,408 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:13 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 12,443 | $36.02 | $448,196.86 |
DisclosureSEC source: 0001624067-19-000010 · wf-form4_156875118350207.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,607 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| June 16, 2019 Filed Jun 18, 2019 20:31 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 12,442 | $48.19 | $599,579.98 |
DisclosureSEC source: 0001624067-19-000008 · wf-form4_156088990065708.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,050 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 23:16 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 12,448 | $41.43 | $515,720.64 |
DisclosureSEC source: 0001624067-19-000006 · wf-form4_155303740180294.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,586 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 16, 2019 Filed Apr 3, 2019 20:48 UTC Amendment | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 12,542 | $41.43 | $519,615.06 |
DisclosureSEC source: 0001624067-19-000007 · wf-form4a_155432451816125.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,492 F1 · shares: Amended to correct the number of shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 28,196 | $40.27 | $1,135,452.92 |
DisclosureSEC source: 0001624067-19-000004 · wf-form4_155242448669004.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,034 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.68, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 21:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 12,804 | $40.00 | $512,183.05 |
DisclosureSEC source: 0001624067-19-000004 · wf-form4_155242448669004.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,230 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.02, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624067-19-000002 · wf-form4_155190687919073.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,034 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2019 and ending on December 16, 2021; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 22:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 54,385 | $28.56 | $1,553,235.60 |
DisclosureSEC source: 0001624067-18-000016 · wf-form4_154517133826853.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,034 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 20:17 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,370 | $34.82 | $256,586.55 |
DisclosureSEC source: 0001624067-18-000014 · wf-form4_153730183220709.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,419 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 15,901 | $38.10 | $605,901.24 |
DisclosureSEC source: 0001624067-18-000012 · wf-form4_153574570272549.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,789 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F3 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.27, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 20:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,099 | $38.00 | $41,765.52 |
DisclosureSEC source: 0001624067-18-000012 · wf-form4_153574570272549.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,690 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F2 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.025, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 22:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionIncentive Stock Option · Derivative | 15,860 | $0.00 Strike: $8.72 | $0.00 |
DisclosureSEC source: 0001628280-18-010235 · wf-form4_153316226618863.xml · derivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Underlying: Common Stock · 15,860 shares Expires 2024-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 10% of the shares subject to the option vest on 7/14/15, 20% of the shares subject to the option vest in 12 equal monthly installments beginning on 8/14/15, 30% of the shares subject to the option vest in 12 equal monthly installments beginning on 8/14/16, and 40% of the shares subject to the option vest in 12 equal monthly installments beginning on 8/14/17, in each case subject to the reporting person's continued employment through such vesting dates. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 22:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 15,860 | $8.72 | $138,299.20 |
DisclosureSEC source: 0001628280-18-010235 · wf-form4_153316226618863.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 21:21 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 14,500 | $36.04 | $522,520.55 |
DisclosureSEC source: 0001628280-18-009216 · wf-form4_153151690407187.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,929 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 14, 2018, with an effective date of July 11, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.13, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 21:21 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 2,500 | $36.02 | $90,060.00 |
DisclosureSEC source: 0001628280-18-009216 · wf-form4_153151690407187.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,429 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 14, 2018, with an effective date of July 11, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.055, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 16, 2018 Filed Jun 19, 2018 21:39 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,371 | $35.27 | $259,975.17 |
DisclosureSEC source: 0001624067-18-000010 · wf-form4_152944435450044.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,929 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:33 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 3,332 | $28.79 | $95,928.28 |
DisclosureSEC source: 0001624067-18-000008 · wf-form4_152244916619313.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,300 F2 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:33 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 104,500 | $28.79 | $3,008,555.00 |
DisclosureSEC source: 0001624067-18-000008 · wf-form4_152244916619313.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,632 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2018 and ending on December 16, 2020; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:50 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,072 | $28.62 | $116,540.64 |
DisclosureSEC source: 0001624067-18-000006 · wf-form4_152158264542258.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,132 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 15:33 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 41,000 | $30.03 | $1,231,361.20 |
DisclosureSEC source: 0001624067-18-000004 · wf-form4_152095519509103.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,204 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 25, 2017, with an effective date of September 15, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.345, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 15:33 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 17,000 | $28.03 | $476,549.10 |
DisclosureSEC source: 0001624067-18-000004 · wf-form4_152095519509103.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,204 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 25, 2017, with an effective date of September 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.11, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.