Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Upland Software, Inc.
Report date August 24, 2018 · Filed August 28, 2018
Jointly reported with ESW Capital, LLC, LIEMANDT JOSEPH
Section 16 reporting ended · disclosed 2018-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2018-08-27 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-08-24 · Sale · Disposed 5,000 · Balance 854,400 F1: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Row 2 · 2018-08-27 · Sale · Disposed 854,400 · Balance 0 F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.85 to $35.13. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,803,574 |
Reported balance
Holding disclosure · report date 2018-08-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,803,574 F4: These shares represent 1,803,574 shares directly held by Acorn Performance Group, Inc. ("Acorn"). Acorn is a controlled subsidiary of ESW. Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.
F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.85 to $35.13. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: These shares represent 1,803,574 shares directly held by Acorn Performance Group, Inc. ("Acorn"). Acorn is a controlled subsidiary of ESW. Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2018 Filed Aug 28, 2018 16:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 854,400 | $34.85 | $29,776,181.76 |
DisclosureSEC source: 0000899243-18-023375 · doc4.xml · nonDerivative · entry 2 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.85 to $35.13. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 16:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 5,000 | $35.41 | $177,051.00 |
DisclosureSEC source: 0000899243-18-023375 · doc4.xml · nonDerivative · entry 1 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,400 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 18:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 7,153 | $35.00 | $250,369.31 |
DisclosureSEC source: 0000899243-18-023167 · doc4.xml · nonDerivative · entry 2 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,400 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.07. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 18:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 7,500 | $34.93 | $261,975.00 |
DisclosureSEC source: 0000899243-18-023167 · doc4.xml · nonDerivative · entry 1 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,553 F1 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:22 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 25,469 | $36.03 | $917,637.88 |
DisclosureSEC source: 0000899243-18-022804 · doc4.xml · nonDerivative · entry 2 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,053 F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.95 to $36.40. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:22 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 45,377 | $35.44 | $1,608,047.44 |
DisclosureSEC source: 0000899243-18-022804 · doc4.xml · nonDerivative · entry 1 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,522 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.80. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 17:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 5,377 | $35.01 | $188,252.00 |
DisclosureSEC source: 0000899243-18-022148 · doc4.xml · nonDerivative · entry 5 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,899 F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.10. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 17:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 4,123 | $35.01 | $144,326.03 |
DisclosureSEC source: 0000899243-18-022148 · doc4.xml · nonDerivative · entry 4 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,276 F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.96 to $35.05. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 17:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1 | $38.00 | $38.00 |
DisclosureSEC source: 0000899243-18-022148 · doc4.xml · nonDerivative · entry 3 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954,399 F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 17:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 37,579 | $36.94 | $1,388,288.51 |
DisclosureSEC source: 0000899243-18-022148 · doc4.xml · nonDerivative · entry 2 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954,400 F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $36.69 to $37.30. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 17:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 8,021 | $34.97 | $280,518.43 |
DisclosureSEC source: 0000899243-18-022148 · doc4.xml · nonDerivative · entry 1 EPM Live, Inc. · CIK 0001137204 · Member of 10% owner group ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,979 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.10. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.