Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | Director | July 31, 2023 | August 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date July 31, 2023 · Filed August 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 118,545 |
Reported balance
After 2023-07-31 transaction · row 1
1 source rowRow 1 · 2023-07-31 · Grant · Acquired 62,816 · Balance 118,545 F1: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2023, 12/16/2023, 3/16/2024 and 6/16/2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2023, 12/16/2023, 3/16/2024 and 6/16/2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2023 Filed Aug 2, 2023 20:30 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 62,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001719895-23-000001 · wk-form4_1691008240.xml · nonDerivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,545 F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2023, 12/16/2023, 3/16/2024 and 6/16/2024. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 21:22 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 17,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001719895-22-000003 · wf-form4_165947532097401.xml · nonDerivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,729 F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2022, 12/16/2022, 3/16/2023 and 6/16/2023. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:39 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 6,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001719895-21-000002 · wf-form4_162810954802014.xml · nonDerivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,899 F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2021, 12/16/2021, 3/16/2022 and 6/16/2022. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 4,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001719895-20-000002 · wf-form4_159665818689796.xml · nonDerivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,848 F1 · shares: Represents restricted stock units vesting in four quarterly installments beginning on the three-month anniversary of the Vesting Commencement date, provided the participant continues to serves as a director through such dates. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001719895-19-000002 · wf-form4_156520947858236.xml · nonDerivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,281 F1 · shares: Represents restricted stock units vesting as follows: 297 shares on each of 9/16/19, 12/16/2019, 3/16/20 and 6/16/20. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:38 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001719895-18-000002 · wf-form4_153376071873872.xml · nonDerivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,093 F1 · shares: Represents restricted stock vesting as to 25% of shares on each of 9/16/18, 12/16/18, 3/16/19 and 6/16/19. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 20:58 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantStock Option (right to buy) · Derivative | 18,414 | $0.00 Strike: $20.30 | $0.00 |
DisclosureSEC source: 0001719895-17-000004 · wf-form4_151017469228586.xml · derivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,414 Underlying: Common Stock · 18,414 shares Expires 2027-11-07 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal monthly installments commencing on December 16, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.