Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | Director | October 27, 2025 | October 29, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date October 27, 2025 · Filed October 29, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 191,437 |
Reported balance
After 2025-10-27 transaction · row 1
1 source rowRow 1 · 2025-10-27 · Grant · Acquired 25,000 · Balance 191,437 F1: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2025 Filed Oct 29, 2025 16:32 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-25-000002 · wk-form4_1761769952.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,437 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 17:08 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-24-000003 · wk-form4_1730758128.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,437 F1 · shares: Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/24 and the remaining shall vest in two equal quarterly installments on each of 3/16/25 and 6/16/25. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 16:26 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 62,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-23-000001 · wk-form4_1691007984.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,437 F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2023, 12/16/2023, 3/16/2024 and 6/16/2024. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 17:20 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 17,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-22-000003 · wf-form4_165947518862346.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,621 F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2022, 12/16/2022, 3/16/2023 and 6/16/2023. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 16:37 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 6,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-21-000004 · wf-form4_162810941063112.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,791 F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2021, 12/16/2021, 3/16/2022 and 6/16/2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:07 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 10,000 | $50.17 | $501,653.00 |
DisclosureSEC source: 0001458635-21-000002 · wf-form4_161480564745544.xml · nonDerivative · entry 3 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Roth IRA Disclosed balance after: 0 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.31, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:07 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 100 | $51.05 | $5,105.00 |
DisclosureSEC source: 0001458635-21-000002 · wf-form4_161480564745544.xml · nonDerivative · entry 2 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,740 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:07 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 9,900 | $50.04 | $495,410.85 |
DisclosureSEC source: 0001458635-21-000002 · wf-form4_161480564745544.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,840 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.375, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 09:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $33.72 | $337,237.00 |
DisclosureSEC source: 0001458635-20-000006 · wf-form4_159775595358873.xml · nonDerivative · entry 2 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Roth IRA Disclosed balance after: 10,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.588 to $33.8899, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 16:08 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 4,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-20-000004 · wf-form4_159665809127695.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,740 F1 · shares: Represents restricted stock units vesting in four quarterly installments beginning on the three-month anniversary of the Vesting Commencement date, provided the participant continues to serves as a director through such dates. Read SEC document |
| January 13, 2020 Filed Feb 6, 2020 16:28 UTC | Upland Software, Inc. UPLD · Entity 7891 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-20-000002 · wf-form5_158102446976334.xml · nonDerivative · entry 2 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,173 Read SEC document |
| December 31, 2019 Filed Feb 6, 2020 16:28 UTC | Upland Software, Inc. UPLD · Entity 7891 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-20-000002 · wf-form5_158102446976334.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,473 Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 16:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 5,000 | $42.74 | $213,710.50 |
DisclosureSEC source: 0001458635-19-000008 · wf-form4_156685021490102.xml · nonDerivative · entry 2 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,773 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.4251 to $43.055, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 22, 2019 Filed Aug 26, 2019 16:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 15,000 | $42.83 | $642,514.50 |
DisclosureSEC source: 0001458635-19-000008 · wf-form4_156685021490102.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,773 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.7426 to $42.90, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:23 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-19-000006 · wf-form4_156520940177821.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,773 F1 · shares: Represents restricted stock units vesting as follows: 297 shares on each of 9/16/19, 12/16/2019, 3/16/20 and 6/16/20. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 16:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock · Derivative | 4,378 | $0.00 Strike: $33.39 | $0.00 |
DisclosureSEC source: 0001458635-18-000004 · wf-form4_153376044524371.xml · derivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,378 Underlying: Common Stock · 4,378 shares Expires 2028-08-06 F1 · derivative.exercise_date: Options vest and become exercisable as to 25% of shares on each of 9/16/19, 12/16/18, 3/16/19 and 6/16/19. Read SEC document |
| August 06, 2018 Filed Aug 30, 2018 16:15 UTC Amendment | Upland Software, Inc. UPLD · Entity 7891 | GrantStock Option (right to buy) · Derivative | 4,378 | $0.00 Strike: $33.39 | $0.00 |
DisclosureSEC source: 0001458635-18-000006 · wf-form4a_153566012496871.xml · derivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,378 Underlying: Common Stock · 4,378 shares Expires 2028-08-06 F1 · security: Form was amended to correct the Title of Derivative Security. F2 · derivative.exercise_date: Options vest and become exercisable as to 25% of shares on each of 9/16/19, 12/16/18, 3/16/19 and 6/16/19. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 18:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 20,000 | $34.96 | $699,160.00 |
DisclosureSEC source: 0001628280-18-009343 · wf-form4_153195324606644.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,500 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 14, 2018, with an effective date of July 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 17:28 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 4,979 | $36.06 | $179,558.67 |
DisclosureSEC source: 0001458635-18-000002 · wf-form4_152944368856600.xml · nonDerivative · entry 2 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,500 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 14, 2018, with an effective date of June 15, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.185 to $36.82, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 17:28 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 35,021 | $35.21 | $1,233,145.44 |
DisclosureSEC source: 0001458635-18-000002 · wf-form4_152944368856600.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,479 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 14, 2018, with an effective date of June 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.39, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:55 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 25,000 | $21.43 | $535,750.00 |
DisclosureSEC source: 0001458635-17-000006 · wf-form4_150585450391880.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.91, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 08, 2017 Filed Oct 5, 2017 16:04 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantStock Option (right to buy) · Derivative | 6,525 | $0.00 Strike: $23.60 | $0.00 |
DisclosureSEC source: 0001458635-17-000008 · wf-form4_150723386246875.xml · derivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,242 Underlying: Common Stock · 6,525 shares Expires 2027-08-08 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal monthly installments commencing on June 16, 2017. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 13:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $8.59 | $85,900.00 |
DisclosureSEC source: 0001458635-16-000006 · wf-form4_147949344334490.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $8.47 to $8.69, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1). Read SEC document |
| August 08, 2016 Filed Aug 30, 2018 16:09 UTC Amendment | Upland Software, Inc. UPLD · Entity 7891 | GrantStock Option (right to buy) · Derivative | 38,717 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001458635-18-000005 · wf-form4a_153565975131387.xml · derivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,717 Underlying: Common Stock · 38,717 shares Expires 2026-08-08 F1 · security: Form was amended to correct the Title of Derivative Security. F2 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.