Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | President | June 16, 2022 | June 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date June 16, 2022 · Filed June 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 338,742 |
Reported balance
After 2022-06-16 transaction · row 1
1 source rowRow 1 · 2022-06-16 · Tax withholding · Disposed 14,757 · Balance 338,742 F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2022 Filed Jun 21, 2022 20:04 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 14,757 | $13.72 | $202,466.04 |
DisclosureSEC source: 0001622461-22-000010 · wf-form4_165584183873840.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,742 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:21 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 14,981 | $16.66 | $249,583.46 |
DisclosureSEC source: 0001622461-22-000007 · wf-form4_164763482455689.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,499 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 21:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001622461-22-000002 · wf-form4_164219552870780.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,480 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2022 and ending on December 16, 2024; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:55 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 9,837 | $18.11 | $178,148.07 |
DisclosureSEC source: 0001622461-21-000012 · wf-form4_164004090816820.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,480 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 20, 2021 Filed Sep 20, 2021 20:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 150 | $35.86 | $5,379.00 |
DisclosureSEC source: 0001622461-21-000010 · wf-form4_163216948777814.xml · nonDerivative · entry 2 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,317 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 20:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 9,808 | $36.51 | $358,129.31 |
DisclosureSEC source: 0001622461-21-000010 · wf-form4_163216948777814.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,467 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.19 to $36.97, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges. Read SEC document |
| June 21, 2021 Filed Jun 21, 2021 23:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 49 | $40.44 | $1,981.56 |
DisclosureSEC source: 0001622461-21-000008 · wf-form4_162431693674715.xml · nonDerivative · entry 2 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,275 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 23:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 10,062 | $41.13 | $413,805.79 |
DisclosureSEC source: 0001622461-21-000008 · wf-form4_162431693674715.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,324 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.99 to $41.49, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 22:08 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionStock Option (right to buy) · Derivative | 6,525 | $0.00 Strike: $23.60 | $0.00 |
DisclosureSEC source: 0001622461-21-000006 · wf-form4_161895647804172.xml · derivative · entry 3 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,525 shares Expires 2027-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options were exercised pursuant to shareholder's 10b5-1 trading plan. F3 · derivative.exercise_date: Currently exercisable. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 22:08 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 28,989 | $50.00 | $1,449,450.00 |
DisclosureSEC source: 0001622461-21-000006 · wf-form4_161895647804172.xml · nonDerivative · entry 2 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,386 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 22:08 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 6,525 | $23.60 | $153,990.00 |
DisclosureSEC source: 0001622461-21-000006 · wf-form4_161895647804172.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Options were exercised pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 3,360 | $48.75 | $163,783.20 |
DisclosureSEC source: 0001622461-21-000004 · wf-form4_161618454959290.xml · nonDerivative · entry 2 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,850 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.87, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 6,576 | $48.14 | $316,542.34 |
DisclosureSEC source: 0001622461-21-000004 · wf-form4_161618454959290.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,210 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:00 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001622461-21-000002 · wf-form4_161420755127438.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,786 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2021 and ending on December 16, 2023; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 4,720 | $47.46 | $223,987.60 |
DisclosureSEC source: 0001622461-20-000010 · wf-form4_160876478047485.xml · nonDerivative · entry 3 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,786 F2 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.20 to $47.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 14,494 | $46.77 | $677,840.90 |
DisclosureSEC source: 0001622461-20-000010 · wf-form4_160876478047485.xml · nonDerivative · entry 2 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,506 F2 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.20 to $47.19, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 6,666 | $47.00 | $313,302.00 |
DisclosureSEC source: 0001622461-20-000010 · wf-form4_160876478047485.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionStock Option (right to buy) · Derivative | 4,603 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001622461-20-000008 · wf-form4_160858457260802.xml · derivative · entry 8 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,603 shares Expires 2026-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Currently exercisable. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionStock Option (right to buy) · Derivative | 15,929 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001622461-20-000008 · wf-form4_160858457260802.xml · derivative · entry 7 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,929 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Currently exercisable. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionStock Option (right to buy) · Derivative | 10,884 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001622461-20-000008 · wf-form4_160858457260802.xml · derivative · entry 6 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,603 Underlying: Common Stock · 10,884 shares Expires 2026-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Currently exercisable. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 10,862 | $47.00 | $510,514.00 |
DisclosureSEC source: 0001622461-20-000008 · wf-form4_160858457260802.xml · nonDerivative · entry 5 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,666 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 4,603 | $7.74 | $35,627.22 |
DisclosureSEC source: 0001622461-20-000008 · wf-form4_160858457260802.xml · nonDerivative · entry 4 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 26,813 | $47.00 | $1,260,211.00 |
DisclosureSEC source: 0001622461-20-000008 · wf-form4_160858457260802.xml · nonDerivative · entry 3 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,925 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 15,929 | $7.79 | $124,086.91 |
DisclosureSEC source: 0001622461-20-000008 · wf-form4_160858457260802.xml · nonDerivative · entry 2 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 10,884 | $7.74 | $84,242.16 |
DisclosureSEC source: 0001622461-20-000008 · wf-form4_160858457260802.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 00:13 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 88 | $34.35 | $3,022.81 |
DisclosureSEC source: 0001622461-20-000006 · wf-form4_159252558649731.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,925 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:00 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 88 | $22.61 | $1,989.68 |
DisclosureSEC source: 0001622461-20-000004 · wf-form4_158456522886842.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,013 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001622461-20-000002 · wf-form4_158327751593065.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,101 F1 · shares: Represents restricted stock units vesting as follows: 33.33% shares vesting on December 16, 2020 and remaining to vest in eight equal quarterly installments starting on March 16, 2021 and ending on December 16, 2022; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:21 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001622461-19-000002 · wf-form4_156520929595568.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,101 F1 · shares: Represents restricted stock units vesting as follows: 297 shares on each of 9/16/19, 12/16/2019, 3/16/20 and 6/16/20. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:40 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001622461-18-000002 · wf-form4_153376084090933.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,913 F1 · shares: Represents restricted stock vesting as to 25% of shares on each of 9/16/2018, 12/16/2018, 3/16/2019 and 6/16/2019 subject to continued service as a member of the Board. Read SEC document |
| August 08, 2017 Filed Oct 5, 2017 20:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantStock Option (right to buy) · Derivative | 6,525 | $0.00 Strike: $23.60 | $0.00 |
DisclosureSEC source: 0001622461-17-000005 · wf-form4_150723379147586.xml · derivative · entry 1 Favaron Rodney C · CIK 0001622461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,941 Underlying: Common Stock · 6,525 shares Expires 2027-08-08 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal monthly installments commencing on June 16, 2017. Read SEC document |
| August 08, 2016 Filed Aug 30, 2018 20:28 UTC Amendment | Upland Software, Inc. UPLD · Entity 7891 | GrantStock Option (right to buy) · Derivative | 15,487 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001622461-18-000004 · wf-form4a_153566090400180.xml · derivative · entry 1 Favaron Rodney C · CIK 0001622461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,487 Underlying: Common Stock · 15,487 shares Expires 2026-08-08 F1 · security: Form was amended to correct the Title of Derivative Security. F2 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.