Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CS Disco, Inc.LAW · Entity 6054 | Chief Operating Officer | July 23, 2021 | July 27, 2021 |
| Upland Software, Inc.UPLD · Entity 7891 | CEO and President | September 16, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CS Disco, Inc.
Report date July 23, 2021 · Filed July 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 912 |
Reported balance
After 2021-07-23 transaction · row 1
1 source rowRow 1 · 2021-07-23 · Purchase · Acquired 912 · Balance 912 |
Upland Software, Inc.
Report date September 16, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,574 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Tax withholding · Disposed 1,640 · Balance 48,574 F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 21, 2026 21:38 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,640 | $3.95 | $6,469.80 |
DisclosureSEC source: 0001870221-26-000013 · wk-form4_1790026719.xml · nonDerivative · entry 1 Nathaniel Sean · CIK 0001870221 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,574 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2026 Filed Jun 16, 2026 22:33 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 18,605 | $0.61 | $11,282.07 |
DisclosureSEC source: 0001870221-26-000009 · wk-form4_1781649213.xml · nonDerivative · entry 1 Nathaniel Sean · CIK 0001870221 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,146 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:51 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantPerformance-based Restricted Stock Unit June 2026 · Derivative | 133,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001870221-26-000007 · wk-form4_1780951876.xml · derivative · entry 2 Nathaniel Sean · CIK 0001870221 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,333 Underlying: Common Stock · 133,333 shares Expires 2029-05-01 F2 · derivative.exercise_date: Performance Stock Units ("PSUs") may vest at target amount of 133,333 and up to a maximum number of shares of 500,000 upon the achievement of the stock price hurdles for thirty (30) consecutive trading days immediately preceding such date during the three-year performance period beginning on May 1, 2026 and ending on May 1, 2029, the Performance Period. PSUs may vest as follows a) 133,333 shares at $2.00, b) 24,445 shares at $2.20, c) 24,444 shares at $2.40, d) 24,445 shares at $2.60, e) 24,444 shares at $2.80, f) 24,445 shares at $3.00, g) 24,444 shares at $3.20, h) 24,445 shares at $3.40, i) 24,444 shares at $3.60, j) 24,445 shares at $3.80, k) 24,444 shares at $4.00, l) 24,445 shares at $4.20, m) 24,444 shares at $4.40, n) 24,445 shares at $4.60, o) 24,444 shares at $4.80, and p) 24,444 shares at $5.00. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:51 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001870221-26-000007 · wk-form4_1780951876.xml · nonDerivative · entry 1 Nathaniel Sean · CIK 0001870221 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,751 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the Vesting Commencement Date of June 16, 2026, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 23:30 UTC | CS Disco, Inc. LAW · Entity 6054 | PurchaseCommon Stock | 912 | $32.00 | $29,184.00 |
DisclosureSEC source: 0001209191-21-048360 · doc4.xml · nonDerivative · entry 1 Nathaniel Sean · CIK 0001870221 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.