Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | Chief Operating & Product Ofcr | September 16, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date September 16, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,473 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Tax withholding · Disposed 2,952 · Balance 86,473 F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 21, 2026 21:39 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 2,952 | $3.95 | $11,645.64 |
DisclosureSEC source: 0001940842-26-000010 · wk-form4_1790026750.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,473 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2026 Filed Jun 16, 2026 22:32 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 29,515 | $0.61 | $17,897.90 |
DisclosureSEC source: 0001940842-26-000007 · wk-form4_1781649141.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 894,251 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:30 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 33,491 | $0.54 | $18,085.14 |
DisclosureSEC source: 0001940842-26-000005 · wk-form4_1773779428.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 923,766 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 23:00 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001940842-26-000003 · wk-form4_1772578857.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 957,257 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2025. The restricted stock units are subject to accelerated vesting under certain circumstances following a change of control. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 22:51 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001940842-26-000001 · wk-form4_1772059891.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 857,257 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2025, provided that the participant continues to be a service provider through each such vesting date, except as otherwise specified in the Executive Employment Agreement between the Company and participant. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 21:30 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 24,595 | $1.49 | $36,523.58 |
DisclosureSEC source: 0001940842-25-000006 · wk-form4_1766007003.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 707,257 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 21:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 26,236 | $2.48 | $65,065.28 |
DisclosureSEC source: 0001940842-25-000003 · wk-form4_1758144251.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Operating & Product Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 731,852 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2025 Filed Jun 17, 2025 20:16 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 14,758 | $1.84 | $27,154.72 |
DisclosureSEC source: 0001505155-25-000066 · wk-form4_1750191365.xml · nonDerivative · entry 2 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 758,088 F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 20:16 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001505155-25-000066 · wk-form4_1750191365.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,846 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of June 16, 2025, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested. Read SEC document |
| March 16, 2025 Filed Mar 17, 2025 21:23 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 16,414 | $3.10 | $50,883.40 |
DisclosureSEC source: 0001505155-25-000033 · wk-form4_1742246588.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422,846 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 22:13 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001505155-25-000002 · wk-form4_1738275176.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,260 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2024, provided that the participant continues to be a service provider through each such vesting date, except as otherwise specified in the Executive Employment Agreement between the Company and participant. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 11,643 | $4.51 | $52,509.93 |
DisclosureSEC source: 0001505155-24-000118 · wk-form4_1734473637.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,260 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 20:57 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 11,643 | $2.24 | $26,080.32 |
DisclosureSEC source: 0001505155-24-000078 · wk-form4_1726606619.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,903 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: The number of shares beneficially owned has been adjusted pursuant to an internal review of the Reporting Person's holdings. Read SEC document |
| June 16, 2024 Filed Jun 17, 2024 21:08 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 13,447 | $2.63 | $35,365.61 |
DisclosureSEC source: 0001940842-24-000006 · wk-form4_1718658487.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,566 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2024 Filed Mar 19, 2024 22:04 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 15,258 | $4.21 | $64,236.18 |
DisclosureSEC source: 0001940842-24-000004 · wk-form4_1710885854.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,013 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 23:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001940842-24-000002 · wk-form4_1706742097.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,271 F1 · shares: The RSUs vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2023, provided that the Participant continues to be a Service Provider through each such vesting date. Notwithstanding the foregoing, in the event of the Participant's termination by the Company for any reason other than cause or if Participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the RSUs shall become fully vested. Read SEC document |
| December 16, 2023 Filed Dec 19, 2023 22:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 8,528 | $4.61 | $39,314.08 |
DisclosureSEC source: 0001940842-23-000006 · wk-form4_1703025272.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,271 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 21:50 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 13,996 | $4.80 | $67,242.38 |
DisclosureSEC source: 0001628280-23-038306 · wk-form4_1699566618.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,779 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.71 to $4.89; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Upland Software, or a security holder of Upland Software. Read SEC document |
| September 16, 2023 Filed Sep 19, 2023 22:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 8,528 | $3.86 | $32,918.08 |
DisclosureSEC source: 0001628280-23-032553 · wk-form4_1695160861.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,775 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 20:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 8,528 | $3.53 | $30,103.84 |
DisclosureSEC source: 0000950170-23-028939 · ownership.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,303 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 22:51 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 10,407 | $4.72 | $49,121.04 |
DisclosureSEC source: 0001940842-23-000004 · wf-form4_167935266567043.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,831 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:20 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001940842-23-000002 · wf-form4_167710080942559.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,238 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2023 and ending on December 16, 2025; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:22 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 3,444 | $7.99 | $27,517.56 |
DisclosureSEC source: 0001940842-22-000011 · wf-form4_167157133285730.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,238 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 21:23 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,399 | $8.07 | $51,639.93 |
DisclosureSEC source: 0001940842-22-000009 · wf-form4_166880660051047.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,682 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 20:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001940842-22-000007 · wf-form4_166672837832367.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,081 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on Dec 16, 2022 and ending on September 16, 2025; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:27 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,804 | $9.38 | $16,921.52 |
DisclosureSEC source: 0001940842-22-000005 · wf-form4_166370563476148.xml · nonDerivative · entry 1 Doman Dan · CIK 0001940842 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,081 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.