Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | General Counsel and Secretary | June 16, 2025 | June 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date June 16, 2025 · Filed June 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,908 |
Reported balance
After 2025-06-16 transaction · row 1
1 source rowRow 1 · 2025-06-16 · Tax withholding · Disposed 3,596 · Balance 131,908 F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2025 Filed Jun 17, 2025 16:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 3,596 | $1.84 | $6,616.64 |
DisclosureSEC source: 0001505155-25-000069 · wk-form4_1750191498.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,908 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2025 Filed Mar 17, 2025 17:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,135 | $3.10 | $12,818.50 |
DisclosureSEC source: 0001505155-25-000036 · wk-form4_1742246745.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,504 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 17:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001505155-25-000008 · wk-form4_1738275572.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,639 F1 · shares: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2024, provided that the participant continues to be a service provider through each such vesting date, except as otherwise specified in the Executive Employment Agreement between the Company and participant. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 17:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,197 | $4.51 | $27,948.47 |
DisclosureSEC source: 0001505155-24-000124 · wk-form4_1734473959.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,639 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 16:59 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,240 | $2.24 | $2,777.60 |
DisclosureSEC source: 0001505155-24-000081 · wk-form4_1726606793.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,836 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2024 Filed Jun 17, 2024 17:12 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,460 | $2.63 | $3,839.80 |
DisclosureSEC source: 0001422137-24-000006 · wk-form4_1718658721.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,076 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2024 Filed Mar 19, 2024 18:12 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,464 | $4.21 | $6,163.44 |
DisclosureSEC source: 0001422137-24-000004 · wk-form4_1710886298.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,536 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:49 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001422137-24-000002 · wk-form4_1706741386.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · shares: The RSUs vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2023, provided that the Participant continues to be a Service Provider through each such vesting date. Notwithstanding the foregoing, in the event of the Participant's termination by the Company for any reason other than cause or if Participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the RSUs shall become fully vested. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 18:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-036081 · wk-form4_1698876215.xml · nonDerivative · entry 1 Smith Matthew Harnden · CIK 0001422137 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents restricted stock units vesting as follows: One third (33.33%) of the shares of Common Stock shall vest on December 16, 2024, one-third (33.33%) of the shares of Common Stock shall vest on December 16, 2025, the remainder (33.34%) of the shares of Common Stock shall vest on December 16, 2026; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.