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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
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511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2018 Filed Jul 25, 2018 19:14 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 661 $3.46 Strike: $3.46 $2,287.06
Disclosure

SEC source: 0000920427-18-000089 · wf-form4_153254602749174.xml · derivative · entry 6

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Underlying: Common Stock · 661 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Dr. Brody exercised 661 stock options at $3.46 per share, and sold at $25.35 per share.

F6 · balance_after: 11,400 stock options were granted of which 5,667 are currently exercisable.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 19:14 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 1,539 $3.46 Strike: $3.46 $5,324.94
Disclosure

SEC source: 0000920427-18-000089 · wf-form4_153254602749174.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,061

Underlying: Common Stock · 1,539 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Dr. Brody exercised 1,539 stock options at $3.46 per share, and sold at $25.24 per share.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 18:25 UTC
HUGHES JAMES ADirector · President/CEO
SaleCommon Stock 1,246 $23.04 $28,707.84
Disclosure

SEC source: 0000920427-18-000083 · wf-form4_152874152464469.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,223

F1 · balance_after: 99,223 shares consisting of 78,324 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 8,472 shares in a 401K plan.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 19:58 UTC
HUGHES JAMES ADirector · President/CEO
SaleCommon Stock 1,254 $23.00 $28,842.00
Disclosure

SEC source: 0000920427-18-000081 · wf-form4_152840151668955.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,469

F1 · balance_after: 100,469 shares consisting of 78,324 shares held in an account at Computershare, 13,673 shares held in a brokerage account, and 8,472 shares in a 401K plan.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 19:58 UTC
HUGHES JAMES ADirector · President/CEO
SaleCommon Stock 2,500 $23.05 $57,625.00
Disclosure

SEC source: 0000920427-18-000081 · wf-form4_152840151668955.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,723

Read SEC document
May 23, 2018 Filed May 24, 2018 14:50 UTC Exercise / conversionStock Options · Derivative 3,477 $3.62 Strike: $3.62 $12,586.74
Disclosure

SEC source: 0000920427-18-000079 · wf-form4_152717338837679.xml · derivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,800

Underlying: Common Stock · 3,477 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Mr. Kauchak exercised 3,477 stock options at $3.62 per share, and sold at $22.80 per share.

F4 · derivative.exercise_date: 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019.

F4 · derivative.expiration_date: 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019.

Read SEC document
May 22, 2018 Filed May 24, 2018 14:50 UTC Exercise / conversionStock Options · Derivative 1,523 $3.62 Strike: $3.62 $5,513.26
Disclosure

SEC source: 0000920427-18-000079 · wf-form4_152717338837679.xml · derivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,800

Underlying: Common Stock · 1,523 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Kauchak exercised 1,523 stock options at $3.62 per share, and sold at $23.01 per share.

F4 · derivative.exercise_date: 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019.

F4 · derivative.expiration_date: 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019.

F5 · balance_after: 89,800 stock options were granted of which 69,467 are currently exercisable.

Read SEC document
May 15, 2018 Filed May 16, 2018 15:27 UTC Amendment
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 2,200 $3.46 Strike: $3.46 $7,612.00
Disclosure

SEC source: 0000920427-18-000077 · wf-form4a_152648438544607.xml · derivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Underlying: Common Stock · 2,200 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Incorrectly filed as $2,200 - value of shares disposed. Adjusted to 2,200 shares disposed.

Read SEC document
May 15, 2018 Filed May 16, 2018 12:48 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative Not disclosed $3.46 Strike: $3.46 $2,200.00
Disclosure

SEC source: 0000920427-18-000073 · wf-form4_152647483090945.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Underlying: Common Stock · 2,200 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · reported_value: Dr. Brody exercised 2,200 stock options at $3.46 per share, and sold at $23.00 per share.

F5 · balance_after: 13,600 stock options were granted of which 7,867 are currently exercisable.

Read SEC document
May 04, 2018 Filed May 7, 2018 18:59 UTC Exercise / conversionStock Options · Derivative 4,400 $3.46 Strike: $3.46 $15,224.00
Disclosure

SEC source: 0000920427-18-000071 · wf-form4_152571952643616.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 4,400 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Souders exercised 4,400 stock options at $3.46 per shares, and sold at $21.47 per share.

F4 · balance_after: 13,500 stock options were granted to Mr. Souders of which 7,833 are currently exercisable.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 20:16 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative Not disclosed $3.46 Strike: $3.46 $2,200.00
Disclosure

SEC source: 0000920427-18-000055 · wf-form4_152114496999229.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 2,200 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · reported_value: Dr. Brody exercised 2,200 stock options at $3.46 per share, and sold at $22.50 per share.

F5 · balance_after: 15,800 stock options were granted of which 10,067 are currently exercisable.

Read SEC document
March 14, 2018 Filed May 16, 2018 15:24 UTC Amendment
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 2,200 $3.46 Strike: $3.46 $7,612.00
Disclosure

SEC source: 0000920427-18-000075 · wf-form4a_152648423122467.xml · derivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 2,200 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Incorrectly filed as $2,200 - value of shares disposed. Adjusted to 2,200 shares disposed.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:46 UTC GrantStock Options · Derivative 10,000 $21.15 Strike: $21.15 $211,500.00
Disclosure

SEC source: 0000920427-18-000053 · wf-form4_152096315959116.xml · derivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,800

Underlying: Common Stock · 10,000 shares

Expires 2028-03-09

F4 · shares: 10,000 stock options were granted on 3/9/18, which vest 1/3 per year; i.e., 3,334 on 3/9/19; 3,333 on 3/9/20; and 3,333 on 3/9/21.

F5 · balance_after: 94,800 stock options were granted to Mr. Kauchak of which 74,467 are currently exercisable.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:46 UTC GrantRestricted Stock 4,000 $21.15 $84,600.00
Disclosure

SEC source: 0000920427-18-000053 · wf-form4_152096315959116.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

F1 · shares: 4,000 restricted shares were granted on 3/9/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 1,000 shares on 3/9/19; 1,000 shares on 3/9/20; 1,000 shares on 3/9/21; and 1,000 shares on 3/9/22.

F2 · balance_after: 9,950 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:45 UTC
HUGHES JAMES ADirector · President/CEO
GrantStock Options · Derivative 10,000 $21.15 Strike: $21.15 $211,500.00
Disclosure

SEC source: 0000920427-18-000052 · wf-form4_152096314073847.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 10,000 shares

Expires 2028-03-09

F4 · shares: 10,000 stock options were granted on 3/9/18, which vest 1/3 per year; i.e., 3,334 on 3/9/19; 3,333 on 3/9/20; and 3,333 on 3/9/21.

F5 · balance_after: 43,000 stock options were granted to Mr. Hughes, of which 29,333 are currently exercisable.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:45 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 8,000 $21.15 $169,200.00
Disclosure

SEC source: 0000920427-18-000052 · wf-form4_152096314073847.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,677

F1 · shares: 8,000 restricted shares were granted on 3/9/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 2,000 shares on 3/9/19; 2,000 shares on 3/9/20; 2,000 shares on 3/9/21; and 2,000 shares on 3/9/22.

F2 · balance_after: 18,677 restricted shares are held in an account at Computershare of which 17,960 have upcoming vesting dates; and 717 are DRP shares.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:45 UTC GrantStock Options · Derivative 10,000 $21.15 Strike: $21.15 $211,500.00
Disclosure

SEC source: 0000920427-18-000051 · wf-form4_152096312482355.xml · derivative · entry 3

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Underlying: Common Stock · 10,000 shares

Expires 2028-03-09

F4 · shares: 10,000 stock options were granted on 3/9/18, which vest 1/3 per year; i.e., 3,334 on 3/9/19; 3,333 on 3/9/20; and 3,333 on 3/9/21.

F5 · balance_after: 86,000 stock options were granted to Mrs. Bolomey of which 65,667 are currently exercisable.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:45 UTC GrantRestricted Stock 4,000 $21.15 $84,600.00
Disclosure

SEC source: 0000920427-18-000051 · wf-form4_152096312482355.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

F1 · shares: 4,000 restricted shares were granted on 3/9/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 1,000 shares on 3/9/19; 1,000 shares on 3/9/20; 1,000 shares on 3/9/21; and 1,000 shares on 3/9/22.

F2 · balance_after: 10,700 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:45 UTC
BEDNER ALAN JChief Financial Officer
GrantStock Options · Derivative 10,000 $21.15 Strike: $21.15 $211,500.00
Disclosure

SEC source: 0000920427-18-000050 · wf-form4_152096310639797.xml · derivative · entry 3

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Underlying: Common Stock · 10,000 shares

Expires 2028-03-09

F4 · shares: 10,000 stock options were granted on 3/9/18, which vest 1/3 per year; i.e., 3,334 on 3/9/19; 3,333 on 3/9/20; and 3,333 on 3/9/21.

F5 · balance_after: 86,000 stock options were granted to Mr. Bedner of which 65,667 are currently exercisable.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:45 UTC
BEDNER ALAN JChief Financial Officer
GrantRestricted Stock 3,750 $21.15 $79,312.50
Disclosure

SEC source: 0000920427-18-000050 · wf-form4_152096310639797.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

F1 · shares: 3,750 restricted shares were granted on 3/9/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 937 shares on 3/9/19; 938 shares on 3/9/20; 937 shares on 3/9/21; and 938 shares on 3/9/22.

F2 · balance_after: 9,700 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:45 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
Exercise / conversionStock Options · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000049 · wf-form4_152096307579944.xml · derivative · entry 4

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Tucker exercised 8,800 stock options at $3.46 per share.

F5 · derivative.exercise_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F5 · derivative.expiration_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F6 · balance_after: 9,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:45 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000049 · wf-form4_152096307579944.xml · nonDerivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 240,888 shares are held in a brokerage account; 115,820 shares are held in an account at Computershare for a total of 356,708.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:44 UTC SaleCommon Stock 4,027 $21.81 $87,808.74
Disclosure

SEC source: 0000920427-18-000048 · wf-form4_152096304612952.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,596

F1 · shares: Mr. Courtright sold 4,027 shares @ $21.805 per share.

F2 · balance_after: 19,995 shares are currently held in an account at Computershare, and 78,601 shares are held in a brokerage account.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 19:18 UTC Exercise / conversionStock Options · Derivative 8,085 $7.00 Strike: $7.00 $56,595.00
Disclosure

SEC source: 0000920427-18-000032 · wf-form4_151751267995034.xml · derivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,800

Underlying: Common Stock · 8,085 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Kauchak exercised 8,085 stock options at $7.00 per share, and sold at $20.16 per share.

F4 · derivative.exercise_date: 8,085 stock options were granted on 2/28/08, which vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 and expire on 2/28/18.

F4 · derivative.expiration_date: 8,085 stock options were granted on 2/28/08, which vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 and expire on 2/28/18.

F5 · balance_after: 84,800 stock options were granted of which 63,800 are currently exercisable.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 19:09 UTC Exercise / conversionStock Options · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000028 · wf-form4_151725294994774.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 8,800 stock options were granted on 12/18/2008, which vest 1/3 each year commencing 12/18/2009, 12/18/2010, and 12/18/2011 and expire on 12/18/2018.

F5 · balance_after: 9,200 stock options were granted to Mr. Maricondo of which 3,467 are currently exercisable.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 19:09 UTC Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000028 · wf-form4_151725294994774.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Maricondo exercised 8,800 stock options at $3.46 per share.

F2 · balance_after: 30,353 shares are held in an account at Computershare; and 2,130 shares are held in a broker account in Mr. Maricondo's name.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionStock Options · Derivative 500 $15.70 Strike: $15.70 $7,850.00
Disclosure

SEC source: 0000920427-18-000024 · wf-form4_151578573615143.xml · derivative · entry 6

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Stock · 500 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 500 stock options at $15.70 per share.

F7 · derivative.exercise_date: 1,500 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionStock Options · Derivative 2,933 $10.97 Strike: $10.97 $32,175.01
Disclosure

SEC source: 0000920427-18-000024 · wf-form4_151578573615143.xml · derivative · entry 5

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Stock · 2,933 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 500 stock options at $15.70 per share.

F5 · derivative.exercise_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2016.

F5 · derivative.expiration_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2016.

F6 · balance_after: A total of 5,667 stock options were granted under various dates and vesting periods of which none are currently exercisable.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionCommon Stock 500 $15.70 $7,850.00
Disclosure

SEC source: 0000920427-18-000024 · wf-form4_151578573615143.xml · nonDerivative · entry 3

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 14,898 shares are held in Mr. Dallas' name in an account at Computershare.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionCommon Stock 2,933 $10.97 $32,175.01
Disclosure

SEC source: 0000920427-18-000024 · wf-form4_151578573615143.xml · nonDerivative · entry 2

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 14,898 shares are held in Mr. Dallas' name in an account at Computershare.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionStock Option · Derivative 534 $15.70 Strike: $15.70 $8,383.80
Disclosure

SEC source: 0000920427-18-000023 · wf-form4_151578571929992.xml · derivative · entry 6

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,733

Underlying: Common Stock · 534 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 534 stock options at $15.70 per share.

F7 · derivative.exercise_date: 1,600 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027.

F7 · derivative.expiration_date: 1,600 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027.

F6 · balance_after: A total of 5,733 stock options were granted under various dates and vesting periods of which none are currently exercisable.

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January 10, 2018 Filed Jan 12, 2018 19:35 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionStock Option · Derivative 2,933 $10.97 Strike: $10.97 $32,175.01
Disclosure

SEC source: 0000920427-18-000023 · wf-form4_151578571929992.xml · derivative · entry 5

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,733

Underlying: Common Stock · 2,933 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 534 stock options at $15.70 per share.

F5 · derivative.exercise_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2026.

F5 · derivative.expiration_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2026.

F6 · balance_after: A total of 5,733 stock options were granted under various dates and vesting periods of which none are currently exercisable.

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January 10, 2018 Filed Jan 12, 2018 19:35 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionCommon Stock 534 $15.70 $8,383.80
Disclosure

SEC source: 0000920427-18-000023 · wf-form4_151578571929992.xml · nonDerivative · entry 3

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 14,982 shares are held in Mr. Dallas' name in an account at Computershare.

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January 10, 2018 Filed Jan 12, 2018 19:35 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionCommon Stock 2,933 $10.97 $32,175.01
Disclosure

SEC source: 0000920427-18-000023 · wf-form4_151578571929992.xml · nonDerivative · entry 2

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 14,982 shares are held in Mr. Dallas' name in an account at Computershare.

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January 02, 2018 Filed Jan 4, 2018 18:23 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionStock Options · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000020 · wf-form4_151509019508205.xml · derivative · entry 5

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Mr. Dallas exercised 8,800 stock options at $3.46 per share.

F8 · derivative.exercise_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F8 · derivative.expiration_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F9 · balance_after: 9,100 stock options were granted under various dates and vesting periods of which 1,967 are currently exercisable.

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January 02, 2018 Filed Jan 4, 2018 18:23 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000020 · wf-form4_151509019508205.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F6 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

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January 02, 2018 Filed Jan 4, 2018 18:23 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000020 · wf-form4_151509019508205.xml · nonDerivative · entry 2

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: 11,025 shares are held in Mr. Dallas' name in an account at Computershare.

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January 02, 2018 Filed Jan 4, 2018 18:23 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantRestricted Stock 750 $19.75 $14,812.50
Disclosure

SEC source: 0000920427-18-000020 · wf-form4_151509019508205.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,081

F1 · shares: 750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17

F3 · balance_after: 3,630 shares are currently held in an account at Computershare, which have upcoming vesting dates; 451 shares are dividend reinvested shares for a total of 4,081.

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January 02, 2018 Filed Jan 4, 2018 18:23 UTC GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000019 · wf-form4_151509017834165.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F5 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F6 · balance_after: 18,000 stock options were granted under various dates and vesting periods of which 10,801 are currently exercisable.

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January 02, 2018 Filed Jan 4, 2018 18:23 UTC GrantRestricted Stock 900 $19.75 $17,775.00
Disclosure

SEC source: 0000920427-18-000019 · wf-form4_151509017834165.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930

F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

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January 02, 2018 Filed Jan 4, 2018 18:22 UTC GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000018 · wf-form4_151509016139849.xml · derivative · entry 3

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F5 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F6 · balance_after: A total of 18,000 stock options were granted under various dates and vesting periods of which 10,801 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:22 UTC GrantRestricted Stock 900 $19.75 $17,775.00
Disclosure

SEC source: 0000920427-18-000018 · wf-form4_151509016139849.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930

F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/2017

F3 · balance_after: 3,930 shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:22 UTC GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000017 · wf-form4_151509014238016.xml · derivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F5 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F6 · balance_after: A total of 7,733 stock options were granted under various dates and vesting periods of which 534 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:22 UTC GrantRestricted Stock 900 $19.75 $17,775.00
Disclosure

SEC source: 0000920427-18-000017 · wf-form4_151509014238016.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930

F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:22 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000016 · wf-form4_151509012598641.xml · derivative · entry 4

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F6 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F7 · balance_after: 18,000 stock options were granted under various dates and vesting periods of which 10,801 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:22 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantRestricted Stock 900 $19.75 $17,775.00
Disclosure

SEC source: 0000920427-18-000016 · wf-form4_151509012598641.xml · nonDerivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvested shares for a total of 4,383.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:22 UTC
BRODY MARK SDirector
GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000015 · wf-form4_151509010940827.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F6 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F7 · balance_after: A total of 18,000 options were granted under various dates and vesting period of which 10,801 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:22 UTC
BRODY MARK SDirector
GrantRestricted Stock 900 $19.75 $17,775.00
Disclosure

SEC source: 0000920427-18-000015 · wf-form4_151509010940827.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930

F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17;

F3 · balance_after: 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC
Patel RajDirector
GrantStock Option · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000014 · wf-form4_151509008984194.xml · derivative · entry 3

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F5 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F6 · balance_after: 9,100 stock options were granted under various dates and vesting periods of which 1,967 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC
Patel RajDirector
GrantRestricted Stock 750 $19.75 $14,812.50
Disclosure

SEC source: 0000920427-18-000014 · wf-form4_151509008984194.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630

F1 · shares: 750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,630 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.