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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2020 Filed Mar 11, 2020 18:12 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 793 $16.41 $13,013.13
Disclosure

SEC source: 0001562180-20-002389 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,324

F1 · shares: 793 shares were withheld @ $16.41 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 23,500 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 24,324.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 18:10 UTC Tax withholdingRestricted Stock 500 $16.41 $8,205.00
Disclosure

SEC source: 0001562180-20-002387 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

F1 · shares: 500 shares were withheld @ $16.41 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 7,250 shares held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 18:08 UTC Tax withholdingRestricted Stock 484 $16.41 $7,942.44
Disclosure

SEC source: 0001562180-20-002385 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: 484 shares were withheld @ $16.41 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 7,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 18:03 UTC
BEDNER ALAN JChief Financial Officer
Tax withholdingRestricted Stock 437 $16.41 $7,171.17
Disclosure

SEC source: 0001562180-20-002383 · primarydocument.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

F1 · shares: 437 shares were withheld @ $16.41 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 6,875 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 15:16 UTC
BEDNER ALAN JChief Financial Officer
Tax withholdingRestricted Stock 583 $17.66 $10,295.78
Disclosure

SEC source: 0001562180-20-002196 · primarydocument.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

F1 · shares: 583 shares were withheld @ $17.66 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 7,813 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 15:14 UTC Tax withholdingRestricted Stock 625 $17.66 $11,037.50
Disclosure

SEC source: 0001562180-20-002194 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

F1 · shares: 625 shares were withheld @ $17.66 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 8,250 shares held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 15:12 UTC Tax withholdingRestricted Stock 728 $17.66 $12,856.48
Disclosure

SEC source: 0001562180-20-002192 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: 728 shares were withheld @ $17.66 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 8,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 15:07 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 890 $17.66 $15,717.40
Disclosure

SEC source: 0001562180-20-002190 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,324

F1 · shares: 890 shares were withheld @ $17.66 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 25,500 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 26,324.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:05 UTC
BEDNER ALAN JChief Financial Officer
Tax withholdingRestricted Stock 257 $19.01 $4,885.57
Disclosure

SEC source: 0001562180-20-001749 · primarydocument.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

F1 · shares: 257 shares were withheld @ $19.01 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 9,063 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 20:58 UTC Tax withholdingRestricted Stock 275 $19.01 $5,227.75
Disclosure

SEC source: 0001562180-20-001746 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · shares: 275 shares were withheld @ $19.01 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 9,500 shares held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 20:56 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 640 $19.01 $12,166.40
Disclosure

SEC source: 0001562180-20-001744 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,324

F1 · price: 640 shares were withheld @ $19.01 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 27,500 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 28,324.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 13:10 UTC Tax withholdingRestricted Stock 267 $19.01 $5,075.67
Disclosure

SEC source: 0001562180-20-001775 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: 267 shares were withheld @ $19.01 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 10,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:44 UTC GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000193 · primarydocument.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:55 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000203 · primarydocument.xml · derivative · entry 3

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:46 UTC
Patel RajDirector
GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000195 · primarydocument.xml · derivative · entry 3

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 18,700 stock options were granted under various dates and vesting periods of which 9,033 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:53 UTC
Rooney StephenChief Lending Officer/1st SVP
Tax withholdingRestricted Stock 152 $22.57 $3,430.64
Disclosure

SEC source: 0001562180-20-000201 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,237

F1 · shares: 152 shares were withheld @ $22.57 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 3,237 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:51 UTC
Tucker AaronDirector
GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000199 · primarydocument.xml · derivative · entry 3

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 18,700 stock options were granted under various dates and vesting periods of which 9,033 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:42 UTC GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000191 · primarydocument.xml · derivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,867

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 15,867 stock options were granted under various dates and vesting periods of which 6,200 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:49 UTC GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000197 · primarydocument.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 18,700 stock options were granted under various dates and vesting periods of which 9,033 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:36 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000187 · primarydocument.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F4 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F6 · balance_after: 13,333 stock options were granted under various dates and vesting periods of which 3,666 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:33 UTC GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000185 · primarydocument.xml · derivative · entry 3

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:40 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000189 · primarydocument.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F4 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F6 · derivative.underlying_shares: 13,300 stock options were granted under various dates and vesting periods of which 3,633 are currently exercisable.

F6 · balance_after: 13,300 stock options were granted under various dates and vesting periods of which 3,633 are currently exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:30 UTC
BRODY MARK SDirector
GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000181 · primarydocument.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F4 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F6 · balance_after: 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 13:10 UTC
Rooney StephenChief Lending Officer/1st SVP
Tax withholdingRestricted Stock 245 $23.62 $5,786.90
Disclosure

SEC source: 0001562180-19-006121 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612

F1 · shares: 245 shares were withheld @ $23.62 per share to cover tax liability on restricted stock vesting

F2 · balance_after: 3,612 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:25 UTC
Rooney StephenChief Lending Officer/1st SVP
Tax withholdingRestricted Stock 108 $22.51 $2,431.08
Disclosure

SEC source: 0001562180-19-006043 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,325

F1 · shares: 108 shares were withheld @ $22.51 per share to cover tax liability on restricted stock vesting

F2 · balance_after: 4,325 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:43 UTC
Rooney StephenChief Lending Officer/1st SVP
GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $22.25 $0.00
Disclosure

SEC source: 0001562180-19-005949 · primarydocument.xml · derivative · entry 3

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,300

Underlying: Common Stock · 5,000 shares

Expires 2029-12-06

F4 · shares: 5,000 stock options were granted on 12/06/2019 from the 2019 Equity Compensation Plan and vest over three years; vesting commences with 1,667 shares on 12/06/2020, 1,666 shares on 12/06/2021, and 1,667 shares on 12/06/2022.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 06-Dec-2019

F6 · balance_after: 25,300 stock options were granted under various dates and vesting periods of which 8,633 are currently exercisable.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:43 UTC
Rooney StephenChief Lending Officer/1st SVP
GrantRestricted Stock 1,250 $22.25 $27,812.50
Disclosure

SEC source: 0001562180-19-005949 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,638

F1 · shares: 1,250 restricted shares were granted on 12/06/2019 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 312 shares on 12/06/2020, 313 shares on 12/06/2021, 312 shares on 12/06/2022, and 313 shares on 12/06/2023.

F2 · balance_after: 4,638 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
August 22, 2019 Filed Aug 28, 2019 20:26 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 7,500 $20.00 $150,000.00
Disclosure

SEC source: 0001562180-19-004517 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,592

F1 · shares: 7,500 restricted shares were granted on 8/22/2019 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,875 shares on 8/22/2020, 1,875 shares on 8/22/2021, 1,875 shares on 8/22/2022, and 1,875 shares on 8/22/2023.

F2 · balance_after: 28,875 shares are held in an account at Computershare, which have upcoming vesting dates. 717 shares are dividend reinvested shares for a total of 29,592.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,489 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · derivative · entry 10

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,011

Underlying: Common Stock · 1,489 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 5,500 share(s) on 05-Mar-2014, 5,500 share(s) on 05-Mar-2015, 5,500 share(s) on 05-Mar-2016

F5 · balance_after: 78,011 stock options were granted under various dates and vesting periods of which 58,012 are currently exercisable.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,511 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · derivative · entry 9

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 1,511 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 5,500 share(s) on 17-Nov-2012, 5,500 share(s) on 17-Nov-2013, 5,500 share(s) on 17-Nov-2014

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
SaleCommon Stock 1,511 $20.07 $30,325.77
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · nonDerivative · entry 6

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939

F1 · balance_after: 15,939 shares consisting of 11,825 shares held in an account at Shareworks, and 4,114 shares held in a 401K plan.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
SaleCommon Stock 1,489 $20.07 $29,884.23
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · nonDerivative · entry 5

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,450

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionCommon Stock 1,489 $5.48 $8,159.72
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · nonDerivative · entry 4

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionCommon Stock 1,511 $5.82 $8,794.02
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · nonDerivative · entry 3

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · derivative · entry 8

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,011

Underlying: Common Stock · 3,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 5,500 share(s) on 17-Nov-2012, 5,500 share(s) on 17-Nov-2013, 5,500 share(s) on 17-Nov-2014

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
SaleCommon Stock 3,000 $20.03 $60,080.70
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · nonDerivative · entry 2

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:57 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionCommon Stock 3,000 $5.82 $17,460.00
Disclosure

SEC source: 0001562180-19-003464 · primarydocument.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 17, 2019 13:11 UTC
Rooney StephenChief Lending Officer/1st SVP
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001562180-19-002919 · primarydocument.xml · derivative · entry 4

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

Underlying: Common Stock · 200 shares

Expires 2025-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,834 share(s) on 16-Dec-2016, 1,833 share(s) on 16-Dec-2017, 1,833 share(s) on 16-Dec-2018

F4 · balance_after: 20,300 stock options were granted under various dates and vesting periods of which 8,633 are currently exercisable.

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May 15, 2019 Filed May 17, 2019 13:11 UTC
Rooney StephenChief Lending Officer/1st SVP
SaleCommon Stock 200 $21.50 $4,300.50
Disclosure

SEC source: 0001562180-19-002919 · primarydocument.xml · nonDerivative · entry 2

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029

F1 · balance_after: 6,029 shares are held in an account at Shareworks.

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May 15, 2019 Filed May 17, 2019 13:11 UTC
Rooney StephenChief Lending Officer/1st SVP
Exercise / conversionCommon Stock 200 $9.63 $1,926.00
Disclosure

SEC source: 0001562180-19-002919 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 10, 2019 Filed May 14, 2019 13:45 UTC
Rooney StephenChief Lending Officer/1st SVP
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001562180-19-002786 · primarydocument.xml · derivative · entry 4

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 2,500 shares

Expires 2025-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,834 share(s) on 16-Dec-2016, 1,833 share(s) on 16-Dec-2017, 1,833 share(s) on 16-Dec-2018

F4 · balance_after: 20,500 stock options were granted under various dates and vesting periods of which 8,833 are currently exercisable.

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May 10, 2019 Filed May 14, 2019 13:45 UTC
Rooney StephenChief Lending Officer/1st SVP
SaleCommon Stock 2,500 $21.00 $52,509.00
Disclosure

SEC source: 0001562180-19-002786 · primarydocument.xml · nonDerivative · entry 2

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029

F1 · balance_after: 6,029 shares are held in an account at Shareworks.

Read SEC document
May 10, 2019 Filed May 14, 2019 13:45 UTC
Rooney StephenChief Lending Officer/1st SVP
Exercise / conversionCommon Stock 2,500 $9.63 $24,075.00
Disclosure

SEC source: 0001562180-19-002786 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2019 Filed Apr 30, 2019 18:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $3.62 $0.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · derivative · entry 10

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 1,300 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 2,934 share(s) on 10-Dec-2010, 2,933 share(s) on 10-Dec-2011, 2,933 share(s) on 10-Dec-2012

F5 · balance_after: 85,000 stock options were granted under various dates and vesting periods of which 65,001 are currently exercisable.

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April 30, 2019 Filed Apr 30, 2019 18:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · derivative · entry 9

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,300

Underlying: Common Stock · 1,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014

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April 30, 2019 Filed Apr 30, 2019 18:13 UTC SaleCommon Stock 1,300 $21.40 $27,820.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 6

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,590

F1 · balance_after: 52,590 shares consisting of 51,117 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

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April 30, 2019 Filed Apr 30, 2019 18:13 UTC SaleCommon Stock 1,000 $21.40 $21,400.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 5

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,890

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April 30, 2019 Filed Apr 30, 2019 18:13 UTC Exercise / conversionCommon Stock 1,300 $3.62 $4,706.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed Apr 30, 2019 18:13 UTC Exercise / conversionCommon Stock 1,000 $6.06 $6,060.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 18:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · derivative · entry 8

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,300

Underlying: Common Stock · 2,500 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.