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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2006 Filed Jul 26, 2006 23:03 UTC Tax withholdingCommon Stock 891 $83.96 $74,808.36
Disclosure

SEC source: 0000100885-06-000181 · edgardoc.xml · nonDerivative · entry 1

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAX UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,613

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:03 UTC
JONES MARY SVP & TREASURER UPC
Tax withholdingCommon Stock 250 $83.96 $20,990.00
Disclosure

SEC source: 0000100885-06-000182 · edgardoc.xml · nonDerivative · entry 2

JONES MARY S · CIK 0001200005 · VP & TREASURER UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,004

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:03 UTC
JONES MARY SVP & TREASURER UPC
Tax withholdingCommon Stock 846 $83.96 $71,030.16
Disclosure

SEC source: 0000100885-06-000182 · edgardoc.xml · nonDerivative · entry 1

JONES MARY S · CIK 0001200005 · VP & TREASURER UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,254

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
OtherCommon Stock 4,874.2193 $83.96 $409,239.45
Disclosure

SEC source: 0000100885-06-000183 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 16,206.9055

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 125.7807 $83.96 $10,560.55
Disclosure

SEC source: 0000100885-06-000183 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,186

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
OtherCommon Stock 4,874.2193 $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000183 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,311.7807

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
KORALESKI JOHN JEVP MKTG & SALES
OtherCommon Stock 19,496.8771 $83.96 $1,636,957.80
Disclosure

SEC source: 0000100885-06-000184 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 19,496.8771

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 503.1229 $83.96 $42,242.20
Disclosure

SEC source: 0000100885-06-000184 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,245

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
KORALESKI JOHN JEVP MKTG & SALES
OtherCommon Stock 19,496.8771 $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000184 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,748.1229

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
MCAULIFFE MARY EVP EXTERNAL RELNS
Tax withholdingCommon Stock 500 $83.96 $41,980.00
Disclosure

SEC source: 0000100885-06-000185 · edgardoc.xml · nonDerivative · entry 2

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,296

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
MCAULIFFE MARY EVP EXTERNAL RELNS
Tax withholdingCommon Stock 1,610 $83.96 $135,175.60
Disclosure

SEC source: 0000100885-06-000185 · edgardoc.xml · nonDerivative · entry 1

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,796

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:04 UTC
PUTZ RICHARD JVP CONTROLLER & CAO
Tax withholdingCommon Stock 1,798 $83.96 $150,960.08
Disclosure

SEC source: 0000100885-06-000186 · edgardoc.xml · nonDerivative · entry 1

PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,480

F1 · security: The amount of securities disposed of in column 4 includes shares transferred pursuant to a Qualified Domestic Relations Order.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:05 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Tax withholdingCommon Stock 4,381 $83.96 $367,828.76
Disclosure

SEC source: 0000100885-06-000187 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,282

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:05 UTC Tax withholdingCommon Stock 846 $83.96 $71,030.16
Disclosure

SEC source: 0000100885-06-000188 · edgardoc.xml · nonDerivative · entry 2

Tennison Lynden L · CIK 0001319871 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,506

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:05 UTC Tax withholdingCommon Stock 250 $83.96 $20,990.00
Disclosure

SEC source: 0000100885-06-000188 · edgardoc.xml · nonDerivative · entry 1

Tennison Lynden L · CIK 0001319871 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,352

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:06 UTC
TURNER ROBERT WSVP CORP RELNS
OtherCommon Stock 4,874.2193 $83.96 $409,239.45
Disclosure

SEC source: 0000100885-06-000189 · edgardoc.xml · nonDerivative · entry 3

TURNER ROBERT W · CIK 0001200016 · SVP CORP RELNS

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 4,874.2193

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:06 UTC
TURNER ROBERT WSVP CORP RELNS
OtherCommon Stock 4,874.2193 $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000189 · edgardoc.xml · nonDerivative · entry 2

TURNER ROBERT W · CIK 0001200016 · SVP CORP RELNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:06 UTC
TURNER ROBERT WSVP CORP RELNS
Tax withholdingCommon Stock 125.7807 $83.96 $10,560.55
Disclosure

SEC source: 0000100885-06-000189 · edgardoc.xml · nonDerivative · entry 1

TURNER ROBERT W · CIK 0001200016 · SVP CORP RELNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,760.2193

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:06 UTC
YOUNG JAMES RDirector · PRESIDENT & CEO
OtherCommon Stock 38,993.7543 $83.96 $3,273,915.61
Disclosure

SEC source: 0000100885-06-000190 · edgardoc.xml · nonDerivative · entry 3

YOUNG JAMES R · CIK 0001200019 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 62,597.8332

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:06 UTC
YOUNG JAMES RDirector · PRESIDENT & CEO
OtherCommon Stock 38,993.7543 $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000190 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,185

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
July 25, 2006 Filed Jul 26, 2006 23:06 UTC
YOUNG JAMES RDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 1,006.2457 $83.96 $84,484.39
Disclosure

SEC source: 0000100885-06-000190 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,178.7543

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:27 UTC GrantPhantom Stock · Derivative 576 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000155 · edgardoc.xml · derivative · entry 1

ANSCHUTZ PHILIP F · CIK 0000944423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,697

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:27 UTC GrantPhantom Stock · Derivative 125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000156 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315

Underlying: Common Stock · 125 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:28 UTC GrantPhantom Stock · Derivative 145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000157 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,145

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:29 UTC GrantPhantom Stock · Derivative 102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000159 · edgardoc.xml · derivative · entry 1

ECCLES SPENCER F · CIK 0001224500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,691

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:28 UTC GrantPhantom Stock · Derivative 134 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000158 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,875

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:30 UTC GrantPhantom Stock · Derivative 122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000161 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241

Underlying: Common Stock · 122 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:29 UTC GrantPhantom Stock · Derivative 143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000160 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,561

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:30 UTC GrantPhantom Stock · Derivative 242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000162 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871

Underlying: Common Stock · 242 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:31 UTC GrantPhantom Stock · Derivative 133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000163 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,679

Underlying: Common Stock · 133 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 03, 2006 Filed Jul 5, 2006 17:31 UTC GrantPhantom Stock · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000164 · edgardoc.xml · derivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 02, 2006 Filed Jun 5, 2006 15:26 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-06-000144 · edgardoc.xml · derivative · entry 6

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
June 02, 2006 Filed Jun 5, 2006 15:26 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
Tax withholdingCommon Stock 821 $95.00 $77,995.00
Disclosure

SEC source: 0000100885-06-000144 · edgardoc.xml · nonDerivative · entry 4

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,050

F2 · security: Transfer of shares for additional tax withholding purposes.

F3 · balance_after: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order.

Read SEC document
June 02, 2006 Filed Jun 5, 2006 15:26 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
Tax withholdingCommon Stock 3,598 $95.00 $341,810.00
Disclosure

SEC source: 0000100885-06-000144 · edgardoc.xml · nonDerivative · entry 3

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,871

Read SEC document
June 02, 2006 Filed Jun 5, 2006 15:26 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
SaleCommon Stock 10,953 $95.00 $1,040,535.00
Disclosure

SEC source: 0000100885-06-000144 · edgardoc.xml · nonDerivative · entry 2

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,469

Read SEC document
June 02, 2006 Filed Jun 5, 2006 15:26 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
Exercise / conversionCommon Stock 20,000 $55.98 $1,119,600.00
Disclosure

SEC source: 0000100885-06-000144 · edgardoc.xml · nonDerivative · entry 1

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
May 30, 2006 Filed May 31, 2006 14:19 UTC
JONES MARY SVP & TREASURER UPC
SaleCommon Stock 4,419 $92.12 $407,078.28
Disclosure

SEC source: 0000100885-06-000140 · edgardoc.xml · nonDerivative · entry 1

JONES MARY S · CIK 0001200005 · VP & TREASURER UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
May 19, 2006 Filed May 22, 2006 15:24 UTC
DAVIDSON RICHARD KDirector · CHAIRMAN OF THE BOARD
SaleCommon Stock 175,000 $91.62 $16,033,132.50
Disclosure

SEC source: 0000100885-06-000138 · edgardoc.xml · nonDerivative · entry 1

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,694

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
May 17, 2006 Filed May 19, 2006 21:27 UTC OtherContract · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001341447-06-000006 · edgar.xml · derivative · entry 1

ANSCHUTZ PHILIP F · CIK 0000944423 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Anschutz Corporation

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · security: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows:

F2 · security: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price.

F3 · security: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract.

F1 · derivative.exercise_price: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows:

F2 · derivative.exercise_price: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price.

F3 · derivative.exercise_price: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract.

F1 · price: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows:

F2 · price: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price.

F3 · price: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract.

F1 · derivative.exercise_date: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows:

F2 · derivative.exercise_date: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price.

F3 · derivative.exercise_date: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract.

F1 · derivative.expiration_date: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows:

F2 · derivative.expiration_date: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price.

F3 · derivative.expiration_date: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract.

F1 · derivative.underlying_shares: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows:

F2 · derivative.underlying_shares: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price.

F3 · derivative.underlying_shares: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract.

F1 · balance_after: On May 17, 2006, The Anschutz Corporation entered into a forward sale contract (the "Contract") that relates to an aggregate of 200,000 shares of common stock (the "Base Amount"). The Contract provides that The Anschutz Corporation will deliver on one settlement cycle following December 17, 2009 (the "Settlement Date") a number of shares of common stock equal to the product of (i) the applicable Base Amount, multiplied by (ii) the applicable Exchange Rate, which will be determined as follows:

F2 · balance_after: (a) If the closing price (the "Settlement Price") of the common stock on December 17, 2009 is less than or equal to $96.4636 (the "Forward Floor Price"), the Exchange Rate will be one; (b) If the Settlement Price is greater than the Forward Floor Price but less than or equal to $135.0490 (the "Forward Cap Price"), the Exchange Rate will be equal to the Forward Floor Price divided by the Settlement Price; and (c) If the Settlement Price is greater than the Forward Cap Price, the Exchange Rate will be equal to the Adjusted Forward Floor Price (as hereinafter defined) divided by the Settlement Price. The Adjusted Forward Floor Price will be equal to the Forward Floor Price plus the Settlement Price minus the Forward Cap Price.

F3 · balance_after: In consideration therefor, The Anschutz Corporation will receive on May 22, 2006 an aggregate prepayment amount of $15,000,000. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Settlement Price, Forward Floor Price and Forward Cap Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged 200,000 shares of common stock to secure its obligations under the Contract.

F4 · ownership.nature: Philip F. Anschutz owns 100% of the capital stock of Anschutz Company, which owns 100% of the capital stock of The Anschutz Corporation. The Anschutz Corporation is the registered owner of the securities indicated.

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April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,996 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · derivative · entry 13

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,996 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,200 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · derivative · entry 12

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,200 shares

Expires 2008-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,004 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · derivative · entry 11

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,004 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 389 $97.21 $37,814.69
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 9

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,278

F2 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 1,317 $97.21 $128,025.57
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 8

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,667

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 4,102 $97.21 $398,755.42
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 7

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,984

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionCommon Stock 7,996 $49.88 $398,840.48
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 6

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order.

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April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 1,389 $97.21 $135,024.69
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 5

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 3,029 $97.21 $294,449.09
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 4

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,479

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionCommon Stock 6,200 $47.50 $294,500.00
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 3

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The amount of securities beneficially owned in column 5 does not include shares transferred pursuant to a Qualified Domestic Relations Order.

Read SEC document
April 25, 2006 Filed Apr 26, 2006 14:18 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 1,028 $97.21 $99,931.88
Disclosure

SEC source: 0000100885-06-000136 · edgardoc.xml · nonDerivative · entry 2

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,308

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.