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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2007 Filed Dec 17, 2007 22:22 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 6,104 $133.80 $816,715.20
Disclosure

SEC source: 0000100885-07-000209 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,766

Read SEC document
December 14, 2007 Filed Dec 17, 2007 22:22 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 13,360 $61.14 $816,830.40
Disclosure

SEC source: 0000100885-07-000209 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2007 Filed Dec 12, 2007 20:12 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 85,000 $0.00 Strike: $65.10 $0.00
Disclosure

SEC source: 0000100885-07-000206 · edgardoc.xml · derivative · entry 7

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2007 Filed Dec 12, 2007 20:12 UTC Tax withholdingCommon Stock 19,316 $135.26 $2,612,682.16
Disclosure

SEC source: 0000100885-07-000206 · edgardoc.xml · nonDerivative · entry 3

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,766

Read SEC document
December 11, 2007 Filed Dec 12, 2007 20:12 UTC Tax withholdingCommon Stock 40,910 $135.26 $5,533,486.60
Disclosure

SEC source: 0000100885-07-000206 · edgardoc.xml · nonDerivative · entry 2

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,082

Read SEC document
December 11, 2007 Filed Dec 12, 2007 20:12 UTC Exercise / conversionCommon Stock 85,000 $65.10 $5,533,500.00
Disclosure

SEC source: 0000100885-07-000206 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2007 Filed Dec 10, 2007 19:17 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $59.12 $0.00
Disclosure

SEC source: 0000100885-07-000202 · edgardoc.xml · derivative · entry 5

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
December 06, 2007 Filed Dec 10, 2007 19:17 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
SaleCommon Stock 10,000 $130.00 $1,300,000.00
Disclosure

SEC source: 0000100885-07-000202 · edgardoc.xml · nonDerivative · entry 2

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,854

Read SEC document
December 06, 2007 Filed Dec 10, 2007 19:17 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
Exercise / conversionCommon Stock 10,000 $59.12 $591,200.00
Disclosure

SEC source: 0000100885-07-000202 · edgardoc.xml · nonDerivative · entry 1

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
December 06, 2007 Filed Dec 10, 2007 23:00 UTC GiftCommon Stock 3,787 $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000204 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 70,666.1147

F1 · security: The reporting person made a charitable contribution to a Foundation.

Read SEC document
November 19, 2007 Filed Nov 20, 2007 16:10 UTC
Hemmer J MichaelSVP LAW & GEN COUNSE
SaleCommon Stock 6,126 $125.60 $769,425.60
Disclosure

SEC source: 0000100885-07-000200 · edgardoc.xml · nonDerivative · entry 1

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,854

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
November 16, 2007 Filed Nov 19, 2007 15:05 UTC
PUTZ RICHARD JVP CONTROLLER & CAO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200 $0.00 Strike: $55.00 $0.00
Disclosure

SEC source: 0000100885-07-000198 · edgardoc.xml · derivative · entry 4

PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
November 16, 2007 Filed Nov 19, 2007 15:05 UTC
PUTZ RICHARD JVP CONTROLLER & CAO
SaleCommon Stock 200 $125.75 $25,150.00
Disclosure

SEC source: 0000100885-07-000198 · edgardoc.xml · nonDerivative · entry 2

PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,308

Read SEC document
November 16, 2007 Filed Nov 19, 2007 15:05 UTC
PUTZ RICHARD JVP CONTROLLER & CAO
Exercise / conversionCommon Stock 200 $55.00 $11,000.00
Disclosure

SEC source: 0000100885-07-000198 · edgardoc.xml · nonDerivative · entry 1

PUTZ RICHARD J · CIK 0001200012 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
October 24, 2007 Filed Oct 25, 2007 20:04 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,996 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-07-000194 · edgardoc.xml · derivative · entry 6

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,996 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2007 Filed Oct 25, 2007 20:04 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 4,049 $129.96 $526,208.04
Disclosure

SEC source: 0000100885-07-000194 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,510

Read SEC document
October 24, 2007 Filed Oct 25, 2007 20:04 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 5,755 $129.96 $747,919.80
Disclosure

SEC source: 0000100885-07-000194 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,559

Read SEC document
October 24, 2007 Filed Oct 25, 2007 20:04 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 14,996 $49.88 $748,000.48
Disclosure

SEC source: 0000100885-07-000194 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2007 Filed Oct 25, 2007 21:31 UTC
KORALESKI JOHN JEVP MKTG & SALES
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 44,000 $0.00 Strike: $65.10 $0.00
Disclosure

SEC source: 0000100885-07-000196 · edgardoc.xml · derivative · entry 8

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,000 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2007 Filed Oct 25, 2007 21:31 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 9,621 $129.96 $1,250,345.16
Disclosure

SEC source: 0000100885-07-000196 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,808

Read SEC document
October 24, 2007 Filed Oct 25, 2007 21:31 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 22,040 $129.96 $2,864,318.40
Disclosure

SEC source: 0000100885-07-000196 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,429

Read SEC document
October 24, 2007 Filed Oct 25, 2007 21:31 UTC
KORALESKI JOHN JEVP MKTG & SALES
Exercise / conversionCommon Stock 44,000 $65.10 $2,864,400.00
Disclosure

SEC source: 0000100885-07-000196 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2007 Filed Oct 23, 2007 20:19 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200 $0.00 Strike: $55.00 $0.00
Disclosure

SEC source: 0000100885-07-000192 · edgardoc.xml · derivative · entry 4

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2007 Filed Oct 23, 2007 20:19 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 200 $55.00 $11,000.00
Disclosure

SEC source: 0000100885-07-000192 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 19:01 UTC GrantPhantom Stock · Derivative 296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000176 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282

Underlying: Common Stock · 296 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 19:22 UTC GrantPhantom Stock · Derivative 101 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000181 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805

Underlying: Common Stock · 101 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 19:06 UTC GrantPhantom Stock · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000177 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 19:11 UTC GrantPhantom Stock · Derivative 112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000178 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,299

Underlying: Common Stock · 112 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 19:35 UTC GrantPhantom Stock · Derivative 121 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000182 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,228

Underlying: Common Stock · 121 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 19:49 UTC GrantPhantom Stock · Derivative 105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000186 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 19:44 UTC GrantPhantom Stock · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000185 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 20:09 UTC GrantPhantom Stock · Derivative 123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000189 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,822

Underlying: Common Stock · 123 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 20:14 UTC GrantPhantom Stock · Derivative 113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-07-000190 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,499

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 19,106 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · derivative · entry 11

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,106 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,930 $0.00 Strike: $66.24 $0.00
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · derivative · entry 10

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,930 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200 $0.00 Strike: $55.00 $0.00
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · derivative · entry 9

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
SaleCommon Stock 11,930 $115.00 $1,371,950.00
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · nonDerivative · entry 7

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,277

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Exercise / conversionCommon Stock 11,930 $66.24 $790,243.20
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · nonDerivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
SaleCommon Stock 19,106 $115.00 $2,197,190.00
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · nonDerivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,277

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Exercise / conversionCommon Stock 19,106 $67.13 $1,282,585.78
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · nonDerivative · entry 4

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
SaleCommon Stock 200 $115.00 $23,000.00
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,277

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Exercise / conversionCommon Stock 200 $55.00 $11,000.00
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
September 18, 2007 Filed Sep 19, 2007 19:35 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
SaleCommon Stock 13,854 $115.01 $1,593,291.74
Disclosure

SEC source: 0000100885-07-000172 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,277

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

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July 24, 2007 Filed Jul 25, 2007 20:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,763 $0.00 Strike: $59.12 $0.00
Disclosure

SEC source: 0000100885-07-000170 · edgardoc.xml · derivative · entry 7

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,763 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 24, 2007 Filed Jul 25, 2007 20:39 UTC Tax withholdingCommon Stock 4,404 $127.32 $560,717.28
Disclosure

SEC source: 0000100885-07-000170 · edgardoc.xml · nonDerivative · entry 3

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,459

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July 24, 2007 Filed Jul 25, 2007 20:39 UTC Tax withholdingCommon Stock 8,712 $127.32 $1,109,211.84
Disclosure

SEC source: 0000100885-07-000170 · edgardoc.xml · nonDerivative · entry 2

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,863

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July 24, 2007 Filed Jul 25, 2007 20:39 UTC Exercise / conversionCommon Stock 18,763 $59.12 $1,109,268.56
Disclosure

SEC source: 0000100885-07-000170 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 19, 2007 Filed Jul 20, 2007 20:20 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,325 $0.00 Strike: $61.14 $0.00
Disclosure

SEC source: 0000100885-07-000168 · edgardoc.xml · derivative · entry 11

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,325 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 19, 2007 Filed Jul 20, 2007 20:20 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 81,237 $0.00 Strike: $59.12 $0.00
Disclosure

SEC source: 0000100885-07-000168 · edgardoc.xml · derivative · entry 10

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,763

Underlying: Common Stock · 81,237 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 19, 2007 Filed Jul 20, 2007 20:20 UTC Tax withholdingCommon Stock 18,879 $125.91 $2,377,054.89
Disclosure

SEC source: 0000100885-07-000168 · edgardoc.xml · nonDerivative · entry 6

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,812

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.