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UNM

Unum Group

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3369
SEC CIK
0000005513
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447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2022 Filed Feb 24, 2022 02:33 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 548 $28.82 $15,793.36
Disclosure

SEC source: 0000005513-22-000019 · wf-form4_164567001363639.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,520

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 19,331 stock-settled RSUs, 12,247 SSUs, and 21,942 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:33 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 1,578.804 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000019 · wf-form4_164567001363639.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,068

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 19,331 restricted stock units, 12,247 stock success units, and 22,490 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 107.616 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 19, 2022 Filed Feb 24, 2022 02:32 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 244 $28.82 $7,032.08
Disclosure

SEC source: 0000005513-22-000017 · wf-form4_164566991450765.xml · nonDerivative · entry 2

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,036

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 16,346 stock-settled RSUs and 1,691 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:32 UTC
Pashley CherieSVP, Chief Accounting Officer
GrantCommon Stock 821.154 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000017 · wf-form4_164566991450765.xml · nonDerivative · entry 1

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,280

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 16,346 restricted stock units and 1,935 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 118.565 shares of common stock under the issuer's employee stock purchase plan and 56.003 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:29 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 24,201 $28.82 $697,472.82
Disclosure

SEC source: 0000005513-22-000015 · wf-form4_164566978029531.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,789

F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 61,501 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F7 · balance_after: Includes 215,726 stock-settled RSUs, 124,867 SSUs, and 568,196 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:29 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 23,529 $28.82 $678,105.78
Disclosure

SEC source: 0000005513-22-000015 · wf-form4_164566978029531.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,990

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 215,726 stock-settled RSUs, 186,368 SSUs, and 530,896 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:29 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 59,825.241 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000015 · wf-form4_164566978029531.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,519

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 215,726 restricted stock units, 186,368 stock success units, and 554,425 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,359.498 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:26 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 489 $28.82 $14,092.98
Disclosure

SEC source: 0000005513-22-000013 · wf-form4_164566954725759.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,614

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,649 stock success units ("SSUs"), representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F2 · balance_after: Includes 16,901 restricted stock units, 3,350 stock success units, and 15,363 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 158.299 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:24 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 2,567 $28.82 $73,980.94
Disclosure

SEC source: 0000005513-22-000011 · wf-form4_164566942114225.xml · nonDerivative · entry 3

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,160

F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,523 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F7 · balance_after: Includes 28,224 stock-settled RSUs, 13,245 SSUs, and 52,691 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:24 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 2,965 $28.82 $85,451.30
Disclosure

SEC source: 0000005513-22-000011 · wf-form4_164566942114225.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,727

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 28,224 stock-settled RSUs, 19,768 SSUs, and 48,735 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:24 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 7,276.516 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000011 · wf-form4_164566942114225.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,692

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 28,224 restricted stock units, 19,768 stock success units, and 51,700 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 85.527 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:22 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 754 $28.82 $21,730.28
Disclosure

SEC source: 0000005513-22-000009 · wf-form4_164566931371703.xml · nonDerivative · entry 3

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,403

F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,093 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F7 · balance_after: Includes 25,965 stock-settled RSUs, 6,280 SSUs, and 26,158 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:22 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 1,549 $28.82 $44,642.18
Disclosure

SEC source: 0000005513-22-000009 · wf-form4_164566931371703.xml · nonDerivative · entry 2

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,157

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 25,965 stock-settled RSUs, 9,373 SSUs, and 23,819 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:22 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 5,932.744 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000009 · wf-form4_164566931371703.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,706

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 25,965 restricted stock units, 9,373 stock success units, and 25,368 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 678.752 shares of common stock under the issuer's employee stock purchase plan and 134.837 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:20 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 2,546 $28.82 $73,375.72
Disclosure

SEC source: 0000005513-22-000007 · wf-form4_164566916237799.xml · nonDerivative · entry 3

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,215

F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,491 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F7 · balance_after: Includes 25,356 stock-settled RSUs, 11,149 SSUs, and 44,710 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:20 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 2,109 $28.82 $60,781.38
Disclosure

SEC source: 0000005513-22-000007 · wf-form4_164566916237799.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,761

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 25,356 stock-settled RSUs, 16,640 SSUs, and 41,765 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:20 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 6,358.283 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000007 · wf-form4_164566916237799.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,870

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 25,356 restricted stock units, 16,640 stock success units, and 43,874 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 55.064 shares of common stock under the issuer's employee stock purchase plan and 144.497 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 19, 2022 Filed Mar 3, 2022 02:01 UTC Amendment
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 6,819 $28.82 $196,523.58
Disclosure

SEC source: 0000005513-22-000036 · wf-form4a_164627285770341.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,991

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,375 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F4 · balance_after: Includes 55,169 stock-settled RSUs, 31,217 SSUs, and 108,605 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Mar 3, 2022 02:01 UTC Amendment
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 3,451 $28.82 $99,457.82
Disclosure

SEC source: 0000005513-22-000036 · wf-form4a_164627285770341.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,810

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F2 · balance_after: Includes 55,169 stock-settled RSUs, 46,592 SSUs, and 100,049 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Mar 3, 2022 01:58 UTC Amendment
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,589 $28.82 $45,794.98
Disclosure

SEC source: 0000005513-22-000034 · wf-form4a_164627268566998.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,331

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,523 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F4 · balance_after: Includes 28,224 stock-settled RSUs, 13,245 SSUs, and 54,862 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Mar 3, 2022 01:58 UTC Amendment
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,772 $28.82 $51,069.04
Disclosure

SEC source: 0000005513-22-000034 · wf-form4a_164627268566998.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,920

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F2 · balance_after: Includes 28,224 stock-settled RSUs, 19,768 SSUs, and 49,928 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Mar 3, 2022 01:54 UTC Amendment
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,722 $28.82 $49,628.04
Disclosure

SEC source: 0000005513-22-000032 · wf-form4a_164627243781752.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,039

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,491 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F2 · balance_after: Includes 25,356 stock-settled RSUs, 11,149 SSUs, and 45,534 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 22:10 UTC PurchaseCommon Stock 5,000 $26.32 $131,585.00
Disclosure

SEC source: 0000005513-21-000153 · wf-form4_163658219325751.xml · nonDerivative · entry 1

Shammo Francis · CIK 0001325625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,942

F1 · balance_after: Includes 21,292 restricted stock units ("RSUs") and 20,650 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,425.664 RSUs, and the exempt acquisitions of an aggregate of 248.254 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 21:54 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 933 $27.87 $26,002.71
Disclosure

SEC source: 0000005513-21-000142 · wf-form4_163528522538413.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,945

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,828.604 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 16,901 restricted stock units, 4,999 stock success units ("SSUs"), and 14,045 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 392.342 shares of common stock under the issuer's employee stock purchase plan and 80.086 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 22:00 UTC
IGLESIAS LISA GEVP, General Counsel
SaleCommon Stock 20,000 $26.50 $530,000.00
Disclosure

SEC source: 0000005513-21-000137 · wf-form4_163070639767516.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,330

F1 · balance_after: Includes 28,138 restricted stock units, 19,768 stock success units ("SSUs"), and 44,423 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 79.849 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:06 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000126 · wf-form4_162258878369377.xml · nonDerivative · entry 1

Shammo Francis · CIK 0001325625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,694

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 25,469 RSUs and 11,224 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 984.787 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:04 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000124 · wf-form4_162258867547415.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,208

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 15,150 deferred share rights ("DSRs"), 20,158 RSUs, and 18,900 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 734.975 DSRs and 727.121 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:03 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000122 · wf-form4_162258857335445.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,370

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 46,484 deferred share rights ("DSRs"), 49,512 RSUs, and 10,374 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 2,255.107 DSRs and 2,151.192 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 27, 2021 Filed Jun 1, 2021 23:01 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000120 · wf-form4_162258846599638.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,895

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 959 deferred share rights ("DSRs"), 15,732 RSUs, and 20,204 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 8.979 DSRs and 98.941 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 27, 2021 Filed Jun 1, 2021 22:59 UTC GrantCommon Stock 3,635 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000118 · wf-form4_162258835418973.xml · nonDerivative · entry 2

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,356

F4 · shares: Represents half of annual chairman retainer for the 2021-2022 Board year, which is paid in the form of RSUs.

F5 · balance_after: Includes 807 DSRs, 27,871 RSUs and 71,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 27, 2021 Filed Jun 1, 2021 22:59 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000118 · wf-form4_162258835418973.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,721

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 807 deferred share rights ("DSRs"), 24,236 RSUs and 71,678 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,485.720 DSRs and 4,302.308 RSUs, and the exempt acquisitions of an aggregate of 159.747 DSRs and 1,133.675 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 27, 2021 Filed Jun 1, 2021 22:55 UTC
Egan CynthiaDirector
GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000116 · wf-form4_162258812470124.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,355

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 15,732 RSUs and 24,623 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 512.417 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 27, 2021 Filed Jun 1, 2021 22:51 UTC GrantCommon Stock 4,685 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000114 · wf-form4_162258786101648.xml · nonDerivative · entry 2

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,236

F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person.

F5 · balance_after: Includes 29,248 DSRs and 34,988 RSUs. Fractional amounts have been rounded to the nearest whole number.

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May 27, 2021 Filed Jun 1, 2021 22:51 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000114 · wf-form4_162258786101648.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,551

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 24,563 deferred share rights ("DSRs") and 34,988 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,191.639 DSRs and 1,446.550 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 27, 2021 Filed Jun 1, 2021 22:48 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000112 · wf-form4_162258764882823.xml · nonDerivative · entry 1

DeVore Susan D. · CIK 0001587697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,543

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 15,732 RSUs and 9,810 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 512.417 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 27, 2021 Filed Jun 1, 2021 22:44 UTC GrantCommon Stock 3,716 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000110 · wf-form4_162258745878156.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,941

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 15,841 DSRs, 22,021 RSUs, and 80 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 27, 2021 Filed Jun 1, 2021 22:44 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000110 · wf-form4_162258745878156.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,225

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 12,125 deferred share rights ("DSRs"), 22,021 RSUs, and 80 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 588.199 DSRs and 817.488 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 27, 2021 Filed Jun 1, 2021 22:42 UTC GrantCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000108 · wf-form4_162258733152389.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,396

F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022.

F2 · balance_after: Includes 41,730 RSUs and 4,666 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,762.607 RSUs, and the exempt acquisitions of an aggregate of 1,859.171 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 14, 2021 Filed May 18, 2021 22:10 UTC
Pyne Christopher WEVP, Group Benefits
SaleCommon Stock 2,500 $30.24 $75,600.00
Disclosure

SEC source: 0000005513-21-000094 · wf-form4_162137578869399.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,381

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F2 · balance_after: Includes 19,223 restricted stock units ("stock-settled RSUs"), 12,247 stock success units ("SSUs"), and 20,911 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 14, 2021 Filed May 18, 2021 21:57 UTC
McKenney Richard PDirector · President and CEO
SaleCommon Stock 35,000 $30.46 $1,066,187.50
Disclosure

SEC source: 0000005513-21-000092 · wf-form4_162137499678385.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,335

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

F3 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $30.080 per share to $30.785 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: Includes 214,367 stock-settled RSUs, 186,368 SSUs, and 494,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 08, 2021 Filed Mar 9, 2021 22:48 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 946 $29.44 $27,850.24
Disclosure

SEC source: 0000005513-21-000070 · wf-form4_161533008808777.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,960

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,882.250 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 25,830 restricted stock units, 9,373 stock success units ("SSUs"), and 18,757 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 05, 2021 Filed Mar 9, 2021 22:56 UTC
Pashley CherieSVP, Chief Accounting Officer
SaleCommon Stock 5,000 $27.36 $136,800.00
Disclosure

SEC source: 0000005513-21-000074 · wf-form4_161533055677331.xml · nonDerivative · entry 1

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,285

F1 · balance_after: Includes 16,290 restricted stock units, which be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 995 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 05, 2021 Filed Mar 9, 2021 22:43 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
SaleCommon Stock 7,000 $28.53 $199,717.00
Disclosure

SEC source: 0000005513-21-000068 · wf-form4_161532981017499.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,312

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $28.53 per share to $28.54 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 25,212 restricted stock units, 16,640 stock success units ("SSUs"), and 37,460 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 05, 2021 Filed May 18, 2021 21:57 UTC
McKenney Richard PDirector · President and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000092 · wf-form4_162137499678385.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,335

F1 · balance_after: Includes 214,367 restricted stock units ("stock-settled RSUs"), 186,368 stock success units ("SSUs"), and 529,600 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 4, 2021 00:29 UTC
Till Mark PaulEVP & CEO Designate, Unum Intl
GrantCommon Stock 5,221 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000064 · wf-form4_161481772134133.xml · nonDerivative · entry 2

Till Mark Paul · CIK 0001843662 · EVP & CEO Designate, Unum Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,114

F2 · shares: All are stock-settled RSUs, which vest in two equal annual installments beginning on March 1, 2022.

F3 · balance_after: All are stock-settled RSUs.

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March 01, 2021 Filed Mar 4, 2021 00:29 UTC
Till Mark PaulEVP & CEO Designate, Unum Intl
GrantCommon Stock 6,893 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000064 · wf-form4_161481772134133.xml · nonDerivative · entry 1

Till Mark Paul · CIK 0001843662 · EVP & CEO Designate, Unum Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2022.

F1 · balance_after: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2022.

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March 01, 2021 Filed Mar 4, 2021 00:32 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 22,059 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000066 · wf-form4_161481792720074.xml · nonDerivative · entry 4

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,749

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8 · balance_after: Includes 34,481 stock-settled RSUs, 11,328 SSUs, and 17,941 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 4, 2021 00:32 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,240 $27.20 $33,728.00
Disclosure

SEC source: 0000005513-21-000066 · wf-form4_161481792720074.xml · nonDerivative · entry 3

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,690

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,108.000 stock-settled RSUs.

F6 · balance_after: Includes 12,422 stock-settled RSUs, 11,328 SSUs, and 17,941 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 4, 2021 00:32 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 489 $27.20 $13,300.80
Disclosure

SEC source: 0000005513-21-000066 · wf-form4_161481792720074.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,930

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,990.012 stock-settled RSUs.

F4 · balance_after: Includes 17,530 stock-settled RSUs, 11,328 SSUs, and 14,073 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 4, 2021 00:32 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 269 $27.20 $7,316.80
Disclosure

SEC source: 0000005513-21-000066 · wf-form4_161481792720074.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,419

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 904.273 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 19,520 restricted stock units, 11,328 stock success units ("SSUs"), and 12,572 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.