Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Unum GroupUNM · Entity 3369 | SVP, Chief Accounting Officer | May 09, 2022 | May 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Unum Group
Report date May 09, 2022 · Filed May 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,413 |
Reported balance
After 2022-05-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-09 · Sale · Disposed 7,033 · Balance 18,413 F1: Reflects the weighted average price for multiple sale transactions ranging in price from $35.67 per share to $35.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Includes 18,412 restricted stock units ("stock-settled RSUs") and 1 share of common stock. All stock-settled RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price for multiple sale transactions ranging in price from $35.67 per share to $35.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Includes 18,412 restricted stock units ("stock-settled RSUs") and 1 share of common stock. All stock-settled RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2022 Filed May 11, 2022 22:58 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 7,033 | $35.68 | $250,945.18 |
DisclosureSEC source: 0000005513-22-000084 · wf-form4_165230989118725.xml · nonDerivative · entry 1 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,413 F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $35.67 per share to $35.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 18,412 restricted stock units ("stock-settled RSUs") and 1 share of common stock. All stock-settled RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:23 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 9,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 5 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,446 F9 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023. F10 · balance_after: Includes 18,412 stock-settled RSUs and 7,034 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:23 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 273 | $26.88 | $7,338.24 |
DisclosureSEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 4 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,145 F7 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 919.000 stock-settled RSUs. F8 · balance_after: Includes 9,111 stock-settled RSUs and 7,034 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:23 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 738 | $26.88 | $19,837.44 |
DisclosureSEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 3 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,418 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,043.000 stock-settled RSUs. F6 · balance_after: Includes 10,030 stock-settled RSUs and 6,388 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:23 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 488 | $26.88 | $13,117.44 |
DisclosureSEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 2 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,156 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,951.000 stock-settled RSUs. F4 · balance_after: Includes 13,073 stock-settled RSUs and 4,083 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:23 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 392 | $26.88 | $10,536.96 |
DisclosureSEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 1 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,644 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,321.677 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 15,024 restricted stock units and 2,620 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 02:32 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 244 | $28.82 | $7,032.08 |
DisclosureSEC source: 0000005513-22-000017 · wf-form4_164566991450765.xml · nonDerivative · entry 2 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,036 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs. F5 · balance_after: Includes 16,346 stock-settled RSUs and 1,691 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 02:32 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 821.154 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000017 · wf-form4_164566991450765.xml · nonDerivative · entry 1 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,280 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021. F2 · balance_after: Includes 16,346 restricted stock units and 1,935 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 118.565 shares of common stock under the issuer's employee stock purchase plan and 56.003 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 22:56 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 5,000 | $27.36 | $136,800.00 |
DisclosureSEC source: 0000005513-21-000074 · wf-form4_161533055677331.xml · nonDerivative · entry 1 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,285 F1 · balance_after: Includes 16,290 restricted stock units, which be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 995 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:59 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 5 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,285 F9 · shares: All are stock-settled RSUs, which vest in two equal annual installments beginning on March 1, 2022. F10 · balance_after: Includes 16,290 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:59 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 9,224 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 4 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,447 F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022. F8 · balance_after: Includes 14,452 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:59 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 530 | $27.20 | $14,416.00 |
DisclosureSEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 3 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,223 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,950.000 stock-settled RSUs F6 · balance_after: Includes 5,228 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:59 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 365 | $27.20 | $9,928.00 |
DisclosureSEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 2 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,753 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,228.184 stock-settled RSUs. F4 · balance_after: Includes 7,178 stock-settled RSUs and 4,575 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:59 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 189 | $27.20 | $5,140.80 |
DisclosureSEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 1 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,118 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 634.576 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 8,406 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,712 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 23:37 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 1,000 | $27.81 | $27,806.00 |
DisclosureSEC source: 0000005513-21-000029 · wf-form4_161429623117362.xml · nonDerivative · entry 3 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,307 F6 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $27.805 per share to $27.807 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · balance_after: Includes 9,040 stock-settled RSUs and 3,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:37 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 136 | $26.63 | $3,621.68 |
DisclosureSEC source: 0000005513-21-000029 · wf-form4_161429623117362.xml · nonDerivative · entry 2 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,307 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs. F5 · balance_after: Includes 9,040 stock-settled RSUs and 4,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:37 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 456.63 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000029 · wf-form4_161429623117362.xml · nonDerivative · entry 1 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,443 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020. F2 · balance_after: Includes 9,040 restricted stock units, which be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 4,402 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 418.154 shares of common stock under the issuer's employee stock purchase plan, and 183.656 stock-settled RSUs and 219.299 shares of common stock pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:14 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 5,912 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000064 · wf-form4_158328083966203.xml · nonDerivative · entry 4 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,165 F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021. F8 · balance_after: Includes 8,857 stock-settled RSUs and 3,308 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:14 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 343 | $23.31 | $7,995.33 |
DisclosureSEC source: 0000005513-20-000064 · wf-form4_158328083966203.xml · nonDerivative · entry 3 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,253 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,156.084 stock-settled RSUs. F6 · balance_after: Includes 2,945 stock-settled RSUs and 3,308 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:14 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 173 | $23.31 | $4,032.63 |
DisclosureSEC source: 0000005513-20-000064 · wf-form4_158328083966203.xml · nonDerivative · entry 2 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,596 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 580.257 stock-settled RSUs. F4 · balance_after: Includes 4,101 stock-settled RSUs and 2,495 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:14 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 118 | $23.31 | $2,750.58 |
DisclosureSEC source: 0000005513-20-000064 · wf-form4_158328083966203.xml · nonDerivative · entry 1 Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,769 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 395.248 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 4,681 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 2,088 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.