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UNM

Unum Group

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3369
SEC CIK
0000005513
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447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2023 Filed Feb 22, 2023 23:43 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 21,151 $42.81 $905,474.31
Disclosure

SEC source: 0000005513-23-000028 · wf-form4_167710938166221.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,805

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F5 · balance_after: Includes 65,668 stock-settled RSUs, 31,217 SSUs, and 130,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:43 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 47,566.8 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000028 · wf-form4_167710938166221.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,956

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 65,668 restricted stock units, 31,217 stock success units, and 152,071 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 869.656 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 20, 2023 Filed Feb 22, 2023 23:40 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 2,220 $42.81 $95,038.20
Disclosure

SEC source: 0000005513-23-000026 · wf-form4_167710921777265.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,402

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F4 · balance_after: Includes 18,331 stock-settled RSUs, 8,205 SSUs, and 23,866 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:40 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 7,241.4 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000026 · wf-form4_167710921777265.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,622

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 18,331 restricted stock units, 8,205 stock success units, and 26,086 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:36 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 96,774 $42.81 $4,142,894.94
Disclosure

SEC source: 0000005513-23-000024 · wf-form4_167710898427498.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099,540

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F4 · balance_after: Includes 271,851 stock-settled RSUs, 124,867 SSUs, and 702,822 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:36 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 245,946.6 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000024 · wf-form4_167710898427498.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,314

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 271,851 restricted stock units, 124,867 stock success units, and 799,596 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:33 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 4,957 $42.81 $212,209.17
Disclosure

SEC source: 0000005513-23-000022 · wf-form4_167710878762778.xml · nonDerivative · entry 2

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,374

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F5 · balance_after: Includes 21,168 stock-settled RSUs, 3,350 SSUs, and 35,856 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:33 UTC
Leiper MarthaEVP, Chief Investment Officer
GrantCommon Stock 19,922.4 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000022 · wf-form4_167710878762778.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,331

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 21,168 restricted stock units, 3,350 stock success units, and 40,813 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 398.761 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:29 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 11,366 $42.81 $486,578.46
Disclosure

SEC source: 0000005513-23-000020 · wf-form4_167710855583442.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,116

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F4 · balance_after: Includes 28,372 stock-settled RSUs, 13,245 SSUs, and 32,499 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:29 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 28,668.6 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000020 · wf-form4_167710855583442.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,482

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 28,372 restricted stock units, 13,245 stock success units, and 43,865 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:25 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 11,057 $42.81 $473,350.17
Disclosure

SEC source: 0000005513-23-000018 · wf-form4_167710829169722.xml · nonDerivative · entry 2

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,031

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F4 · balance_after: Includes 26,135 stock-settled RSUs, 6,280 SSUs, and 41,616 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:25 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 27,871.2 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000018 · wf-form4_167710829169722.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,088

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 26,135 restricted stock units, 6,280 stock success units, and 52,673 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:20 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 12,264 $42.81 $525,021.84
Disclosure

SEC source: 0000005513-23-000016 · wf-form4_167710799127532.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,594

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F5 · balance_after: Includes 25,887 stock-settled RSUs, 11,149 SSUs, and 68,558 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:20 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 26,546.4 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000016 · wf-form4_167710799127532.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,858

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 25,887 restricted stock units, 11,149 stock success units, and 80,822 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 39.876 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:11 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 4,440 $42.81 $190,076.40
Disclosure

SEC source: 0000005513-23-000014 · wf-form4_167710745135254.xml · nonDerivative · entry 2

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,672

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F5 · balance_after: Includes 22,389 stock-settled RSUs, 1,490 SSUs, and 31,793 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:11 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 17,838 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000014 · wf-form4_167710745135254.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,112

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 22,389 restricted stock units, 1,490 stock success units, and 36,233 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 398.761 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:40 UTC GiftCommon Stock 5,787 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000167 · wf-form4_167105760282173.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,958

F1 · balance_after: Includes 17,860 deferred share rights ("DSRs"), 9,143 restricted stock units ("RSUs"), and 17,955 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 117.537 DSRs and 37.629 RSUs pursuant to the reinvestment of dividends since the date of the transactions in the reporting person's prior Form 4.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 23:45 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
SaleCommon Stock 10,725 $41.03 $440,046.75
Disclosure

SEC source: 0000005513-22-000160 · wf-form4_166916070779972.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,217

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $41.02 per share to $41.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 26,135 restricted stock units ("stock-settled RSUs"), 6,280 stock success units ("SSUs"), and 24,802 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:16 UTC
Pyne Christopher WEVP, Group Benefits
SaleCommon Stock 5,400 $45.02 $243,091.80
Disclosure

SEC source: 0000005513-22-000158 · wf-form4_166794936539587.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,381

F1 · balance_after: Includes 18,331 restricted stock units ("stock-settled RSUs"), 8,205 stock success units ("SSUs"), and 18,845 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 21:59 UTC GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000150 · wf-form4_166267436672312.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,589

F1 · balance_after: Includes 17,743 deferred share rights ("DSRs"), 9,105 restricted stock units ("RSUs"), and 23,742 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,384.108 DSRs and 5,395.118 RSUs, and the exempt acquisitions of an aggregate of 120.335 DSRs and 38.525 RSUs pursuant to the reinvestment of dividends, since the date of the transactions in the reporting person's prior Form 4.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 22:01 UTC
McKenney Richard PDirector · President and CEO
SaleCommon Stock 40,000 $40.13 $1,605,392.00
Disclosure

SEC source: 0000005513-22-000148 · wf-form4_166155129521937.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,367

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $40.00 per share to $40.20 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 271,851 restricted stock units ("stock-settled RSUs"), 124,867 stock success units ("SSUs"), and 553,649 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 21:52 UTC
IGLESIAS LISA GEVP, General Counsel
SaleCommon Stock 20,000 $40.00 $800,000.00
Disclosure

SEC source: 0000005513-22-000146 · wf-form4_166155073711259.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,814

F1 · balance_after: Includes 28,372 restricted stock units ("stock-settled RSUs"), 13,245 stock success units ("SSUs"), and 15,197 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:04 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000110 · wf-form4_165403466808796.xml · nonDerivative · entry 1

DeVore Susan D. · CIK 0001587697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,216

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 9,843 RSUs and 20,373 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 10,562.417 RSUs, and the exempt acquisitions of an aggregate of 225.118 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:31 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000126 · wf-form4_165403628355219.xml · nonDerivative · entry 1

Shammo Francis · CIK 0001325625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,058

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 26,408 RSUs and 20,650 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 668.053 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:29 UTC GrantCommon Stock 3,197 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000124 · wf-form4_165403613637169.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,930

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 19,007 DSRs, 14,461 RSUs, and 29,462 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:29 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000124 · wf-form4_165403613637169.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,733

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 15,810 deferred share rights ("DSRs"), 14,461 RSUs, and 29,462 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 10,562.417 RSUs, and the exempt acquisitions of an aggregate of 659.679 DSRs and 417.825 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:26 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000122 · wf-form4_165403596392334.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,538

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 48,509 deferred share rights ("DSRs"), 45,094 RSUs, and 20,936 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 10,562.417 RSUs, and the exempt acquisitions of an aggregate of 2,024.074 DSRs and 1,696.001 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 26, 2022 Filed May 31, 2022 22:21 UTC
KING GALE V.Director
GrantCommon Stock 3,336 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000120 · wf-form4_165403568634046.xml · nonDerivative · entry 2

KING GALE V. · CIK 0001740249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,118

F4 · shares: Represents deferred share rights ("DSRs") in lieu of cash for annual retainer pursuant to the election of the reporting person. All DSRs may be settled, on a 1-for-1 basis, only in shares of common stock.

F5 · balance_after: Includes 3,336 DSRs and 5,782 RSUs. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:21 UTC
KING GALE V.Director
GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000120 · wf-form4_165403568634046.xml · nonDerivative · entry 1

KING GALE V. · CIK 0001740249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: All are RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 11.600 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 26, 2022 Filed May 31, 2022 22:19 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000118 · wf-form4_165403551541057.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,610

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 1,000 deferred share rights ("DSRs"), 9,843 RSUs, and 30,767 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 10,562.417 RSUs, and the exempt acquisitions of an aggregate of 41.740 DSRs and 225.118 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 26, 2022 Filed May 31, 2022 22:11 UTC
Egan CynthiaDirector
GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000114 · wf-form4_165403509294136.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,488

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 20,865 RSUs and 24,623 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 685.039 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 26, 2022 Filed May 31, 2022 22:16 UTC GrantCommon Stock 3,128 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000116 · wf-form4_165403532033113.xml · nonDerivative · entry 2

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,397

F4 · shares: Represents half of annual chairman retainer for the 2022-2023 Board year, which is paid in the form of RSUs.

F5 · balance_after: Includes 16,764 RSUs and 91,363 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 26, 2022 Filed May 31, 2022 22:16 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000116 · wf-form4_165403532033113.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,269

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 13,636 RSUs and 91,633 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 842.273 deferred share units ("DSRs") and 19,112.944 RSUs, and the exempt acquisitions of an aggregate of 35.145 DSRs and 430.265 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 26, 2022 Filed May 31, 2022 22:08 UTC GrantCommon Stock 4,031 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000112 · wf-form4_165403490366661.xml · nonDerivative · entry 2

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,512

F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person.

F5 · balance_after: Includes 34,553 DSRs and 40,959 RSUs. Fractional amounts have been rounded to the nearest whole number.

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May 26, 2022 Filed May 31, 2022 22:08 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000112 · wf-form4_165403490366661.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,481

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 30,522 deferred share rights ("DSRs") and 40,959 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,273.553 DSRs and 1,523.470 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 26, 2022 Filed May 31, 2022 22:00 UTC GrantCommon Stock 3,197 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000108 · wf-form4_165403438839066.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,235

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 19,727 DSRs, 27,428 RSUs, and 80 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 26, 2022 Filed May 31, 2022 22:00 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000108 · wf-form4_165403438839066.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,038

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 16,530 deferred share rights ("DSRs"), 27,428 RSUs, and 80 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 689.747 DSRs and 958.856 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 26, 2022 Filed May 31, 2022 21:57 UTC GrantCommon Stock 4,448 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000106 · wf-form4_165403422771738.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,302

F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023.

F2 · balance_after: Includes 39,380 RSUs and 12,922 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 8,256.270 RSUs, and the exempt acquisitions of an aggregate of 1,457.565 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 11, 2022 Filed May 13, 2022 22:01 UTC
Pyne Christopher WEVP, Group Benefits
SaleCommon Stock 7,149 $35.13 $251,165.10
Disclosure

SEC source: 0000005513-22-000088 · wf-form4_165247927125884.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,781

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $35.04 per share to $35.225 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 18,331 restricted stock units ("stock-settled RSUs"), 8,205 stock success units ("SSUs"), and 24,245 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 10, 2022 Filed May 13, 2022 00:55 UTC
McKenney Richard PDirector · President and CEO
SaleCommon Stock 35,271 $36.49 $1,287,038.79
Disclosure

SEC source: 0000005513-22-000086 · wf-form4_165240328480650.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,367

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022.

F2 · balance_after: Includes 271,851 restricted stock units ("stock-settled RSUs"), 124,867 stock success units ("SSUs"), and 593,649 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 09, 2022 Filed May 11, 2022 22:58 UTC
Pashley CherieSVP, Chief Accounting Officer
SaleCommon Stock 7,033 $35.68 $250,945.18
Disclosure

SEC source: 0000005513-22-000084 · wf-form4_165230989118725.xml · nonDerivative · entry 1

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,413

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $35.67 per share to $35.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 18,412 restricted stock units ("stock-settled RSUs") and 1 share of common stock. All stock-settled RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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April 18, 2022 Filed Apr 20, 2022 22:06 UTC
IGLESIAS LISA GEVP, General Counsel
SaleCommon Stock 30,000 $32.55 $976,500.00
Disclosure

SEC source: 0000005513-22-000072 · wf-form4_165049237098900.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,814

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022.

F2 · balance_after: Includes 28,372 restricted stock units ("stock-settled RSUs"), 13,245 stock success units ("SSUs"), and 35,197 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 22, 2022 Filed Mar 24, 2022 21:29 UTC
Simonds Michael QEVP, Chief Operating Officer
SaleCommon Stock 20,000 $30.00 $600,000.00
Disclosure

SEC source: 0000005513-22-000069 · wf-form4_164815735878614.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,519

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021.

F2 · balance_after: Includes 65,668 restricted stock units ("stock-settled RSUs"), 31,217 stock success units ("SSUs"), and 103,634 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 04, 2022 Filed Mar 8, 2022 22:59 UTC
KING GALE V.Director
GrantCommon Stock 1,322 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000067 · wf-form4_164678035598758.xml · nonDerivative · entry 1

KING GALE V. · CIK 0001740249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

F1 · shares: All are restricted stock units ("RSUs") vesting on March 4, 2023. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

F1 · balance_after: All are restricted stock units ("RSUs") vesting on March 4, 2023. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

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March 01, 2022 Filed Mar 4, 2022 00:35 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 28,774 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000058 · wf-form4_164635411302197.xml · nonDerivative · entry 4

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,311

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F8 · balance_after: Includes 48,817 stock-settled RSUs, 7,590 SSUs, and 32,904 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 4, 2022 00:35 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,773 $26.88 $47,658.24
Disclosure

SEC source: 0000005513-22-000058 · wf-form4_164635411302197.xml · nonDerivative · entry 3

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,537

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,279.000 stock-settled RSUs.

F6 · balance_after: Includes 20,043 stock-settled RSUs, 7,590 SSUs, and 32,904 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 4, 2022 00:35 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,244 $26.88 $33,438.72
Disclosure

SEC source: 0000005513-22-000058 · wf-form4_164635411302197.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,310

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,108.000 stock-settled RSUs.

F4 · balance_after: Includes 27,322 stock-settled RSUs, 7,590 SSUs, and 27,398 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 4, 2022 00:35 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 522 $26.88 $14,031.36
Disclosure

SEC source: 0000005513-22-000058 · wf-form4_164635411302197.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,554

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,141.390 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 32,430 restricted stock units, 7,590 stock success units ("SSUs"), and 23,534 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 4, 2022 00:32 UTC
Till Mark PaulEVP & CEO, Unum International
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000056 · wf-form4_164635394641596.xml · nonDerivative · entry 3

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,818

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F6 · balance_after: Includes 14,230 stock-settled RSUs and 2,588 shares of common stock.

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March 01, 2022 Filed Mar 4, 2022 00:32 UTC
Till Mark PaulEVP & CEO, Unum International
Tax withholdingCommon Stock 1,227 $26.88 $32,981.76
Disclosure

SEC source: 0000005513-22-000056 · wf-form4_164635394641596.xml · nonDerivative · entry 2

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,818

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,610 stock-settled RSUs.

F4 · balance_after: Includes 7,230 stock-settled RSUs and 2,588 shares of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.