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UNM

Unum Group

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3369
SEC CIK
0000005513
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447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2020 Filed Mar 4, 2020 00:21 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 242 $23.31 $5,641.02
Disclosure

SEC source: 0000005513-20-000070 · wf-form4_158328126395141.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,438

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 942.520 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 7,352 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 9,086 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:18 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 26,426 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000068 · wf-form4_158328110808845.xml · nonDerivative · entry 4

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,126

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8 · balance_after: Includes 41,788 stock-settled RSUs and 89,338 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:18 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,619 $23.31 $37,738.89
Disclosure

SEC source: 0000005513-20-000068 · wf-form4_158328110808845.xml · nonDerivative · entry 3

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,700

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,515.789 stock-settled RSUs.

F6 · balance_after: Includes 15,362 stock-settled RSUs and 89,338 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:18 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,186 $23.31 $27,645.66
Disclosure

SEC source: 0000005513-20-000068 · wf-form4_158328110808845.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,319

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,038.332 stock-settled RSUs.

F4 · balance_after: Includes 20,878 stock-settled RSUs and 85,441 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:18 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,087 $23.31 $25,337.97
Disclosure

SEC source: 0000005513-20-000068 · wf-form4_158328110808845.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,505

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,702.757 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 24,916 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 82,589 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:14 UTC
Pashley CherieSVP, Chief Accounting Officer
GrantCommon Stock 5,912 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000064 · wf-form4_158328083966203.xml · nonDerivative · entry 4

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8 · balance_after: Includes 8,857 stock-settled RSUs and 3,308 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:14 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 343 $23.31 $7,995.33
Disclosure

SEC source: 0000005513-20-000064 · wf-form4_158328083966203.xml · nonDerivative · entry 3

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,253

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,156.084 stock-settled RSUs.

F6 · balance_after: Includes 2,945 stock-settled RSUs and 3,308 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:14 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 173 $23.31 $4,032.63
Disclosure

SEC source: 0000005513-20-000064 · wf-form4_158328083966203.xml · nonDerivative · entry 2

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,596

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 580.257 stock-settled RSUs.

F4 · balance_after: Includes 4,101 stock-settled RSUs and 2,495 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:14 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 118 $23.31 $2,750.58
Disclosure

SEC source: 0000005513-20-000064 · wf-form4_158328083966203.xml · nonDerivative · entry 1

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,769

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 395.248 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 4,681 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 2,088 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:08 UTC
O'Donnell Peter GEVP, Unum International
GrantCommon Stock 9,116 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000062 · wf-form4_158328051823683.xml · nonDerivative · entry 4

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,939

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8 · balance_after: Includes 14,877 stock-settled RSUs and 40,062 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:08 UTC
O'Donnell Peter GEVP, Unum International
Tax withholdingCommon Stock 954 $23.31 $22,237.74
Disclosure

SEC source: 0000005513-20-000062 · wf-form4_158328051823683.xml · nonDerivative · entry 3

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,823

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,027.818 stock-settled RSUs.

F6 · balance_after: Includes 5,761 stock-settled RSUs and 40,062 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:08 UTC
O'Donnell Peter GEVP, Unum International
Tax withholdingCommon Stock 749 $23.31 $17,459.19
Disclosure

SEC source: 0000005513-20-000062 · wf-form4_158328051823683.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,777

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,592.507 stock-settled RSUs.

F4 · balance_after: Includes 7,788 stock-settled RSUs and 38,988 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:08 UTC
O'Donnell Peter GEVP, Unum International
Tax withholdingCommon Stock 767 $23.31 $17,878.77
Disclosure

SEC source: 0000005513-20-000062 · wf-form4_158328051823683.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,526

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,629.863 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 9,381 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 38,145 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:06 UTC
McKenney Richard PDirector · President and CEO
GrantRestricted Stock Units · Derivative 68,318 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · derivative · entry 5

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,318

Underlying: Common Stock · 68,318 shares

Expires not disclosed

F9 · security: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F9 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F10 · derivative.exercise_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

F10 · derivative.expiration_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:06 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 68,318 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,519

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8 · balance_after: Includes 149,579 stock-settled RSUs and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:06 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 11,046 $23.31 $257,482.26
Disclosure

SEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,201

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 28,068.782 stock-settled RSUs.

F6 · balance_after: Includes 81,261 stock-settled RSUs and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:06 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 9,270 $23.31 $216,083.70
Disclosure

SEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,247

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,556.943 stock-settled RSUs.

F4 · balance_after: Includes 109,330 stock-settled RSUs and 439,917 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:06 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 8,013 $23.31 $186,783.03
Disclosure

SEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,517

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 20,362.981 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 132,887 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 425,630 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:02 UTC
Leiper MarthaEVP, Chief Investment Officer
GrantCommon Stock 11,068 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000058 · wf-form4_158328012089078.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,663

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2021.

F2 · balance_after: Includes 18,124 stock-settled RSUs and 4,539 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 132.899 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:56 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 15,484 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000054 · wf-form4_158327976596639.xml · nonDerivative · entry 2

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,215

F4 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F5 · balance_after: Includes 28,337 stock-settled RSUs and 5,879 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:56 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 756 $23.31 $17,622.36
Disclosure

SEC source: 0000005513-20-000054 · wf-form4_158327976596639.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,731

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,783.322 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 12,853 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 5,879 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 783.571 shares of common stock under the issuer's employee stock purchase plan and 569.196 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:22 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 14,748 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000052 · wf-form4_158327774658903.xml · nonDerivative · entry 4

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,466

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8 · balance_after: Includes 23,161 stock-settled RSUs and 33,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:22 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 865 $23.31 $20,163.15
Disclosure

SEC source: 0000005513-20-000052 · wf-form4_158327774658903.xml · nonDerivative · entry 3

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,718

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,982.574 stock-settled RSUs.

F6 · balance_after: Includes 8,413 stock-settled RSUs and 33,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:22 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 663 $23.31 $15,454.53
Disclosure

SEC source: 0000005513-20-000052 · wf-form4_158327774658903.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,583

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,284.762 stock-settled RSUs.

F4 · balance_after: Includes 11,395 stock-settled RSUs and 31,188 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:22 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 495 $23.31 $11,538.45
Disclosure

SEC source: 0000005513-20-000052 · wf-form4_158327774658903.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,246

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,703.704 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 13,680 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 29,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:16 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 9,910 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000050 · wf-form4_158327738792365.xml · nonDerivative · entry 2

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,219

F4 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F5 · balance_after: Includes 14,340 stock-settled RSUs and 1,879 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:16 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 647 $23.31 $15,081.57
Disclosure

SEC source: 0000005513-20-000050 · wf-form4_158327738792365.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,309

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,181.410 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 4,430 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 1,879 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 344.588 shares of common stock under the issuer's employee stock purchase plan and 240.685 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 01:28 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 239 $25.60 $6,118.40
Disclosure

SEC source: 0000005513-20-000046 · wf-form4_158285330878597.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,680

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs.

F5 · balance_after: Includes 8,295 stock-settled RSUs and 8,385 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 01:28 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 804.834 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000046 · wf-form4_158285330878597.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,919

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019.

F2 · balance_after: Includes 8,295 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,624 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 98.068 shares of common stock under the issuer's employee stock purchase plan and 242.223 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 01:26 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,792 $25.60 $71,475.20
Disclosure

SEC source: 0000005513-20-000044 · wf-form4_158285318703259.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,592

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs.

F5 · balance_after: Includes 28,619 stock-settled RSUs and 79,973 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 01:26 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 9,495.14 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000044 · wf-form4_158285318703259.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,384

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019.

F2 · balance_after: Includes 28,619 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 82,765 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,041.799 stock-settled RSUs and 2,670.258 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 01:24 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 476 $25.60 $12,185.60
Disclosure

SEC source: 0000005513-20-000042 · wf-form4_158285305055425.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,259

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs.

F5 · balance_after: Includes 11,955 stock-settled RSUs and 15,304 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 01:24 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 1,372.952 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000042 · wf-form4_158285305055425.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,735

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019.

F2 · balance_after: Includes 11,955 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 15,780 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 112.615 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 25, 2020 Filed Feb 28, 2020 01:21 UTC
O'Donnell Peter GEVP, Unum International
Tax withholdingCommon Stock 1,964 $25.60 $50,278.40
Disclosure

SEC source: 0000005513-20-000040 · wf-form4_158285288390263.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,293

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs.

F5 · balance_after: Includes 11,011 stock-settled RSUs and 37,282 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 25, 2020 Filed Feb 28, 2020 01:21 UTC
O'Donnell Peter GEVP, Unum International
GrantCommon Stock 4,177.56 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000040 · wf-form4_158285288390263.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,257

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019.

F2 · balance_after: Includes 11,011 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 39,246 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 321.528 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 25, 2020 Filed Feb 28, 2020 01:18 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 20,547 $25.60 $526,003.20
Disclosure

SEC source: 0000005513-20-000038 · wf-form4_158285272127990.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,530

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs.

F5 · balance_after: Includes 153,250 stock-settled RSUs and 413,280 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 25, 2020 Filed Feb 28, 2020 01:18 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 52,223.268 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000038 · wf-form4_158285272127990.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,077

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019.

F2 · balance_after: Includes 153,250 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 433,827 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 5,578.734 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 25, 2020 Filed Feb 28, 2020 01:15 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,480 $25.60 $37,888.00
Disclosure

SEC source: 0000005513-20-000036 · wf-form4_158285253291321.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,804

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs.

F5 · balance_after: Includes 17,669 stock-settled RSUs and 45,135 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 25, 2020 Filed Feb 28, 2020 01:15 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 5,875.284 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000036 · wf-form4_158285253291321.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,284

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019.

F2 · balance_after: Includes 17,669 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 46,615 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 643.209 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 25, 2020 Filed Feb 28, 2020 01:09 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,438 $25.60 $36,812.80
Disclosure

SEC source: 0000005513-20-000034 · wf-form4_158285217786355.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,741

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs.

F5 · balance_after: Includes 15,384 stock-settled RSUs and 28,357 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 25, 2020 Filed Feb 28, 2020 01:09 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 4,367.877 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000034 · wf-form4_158285217786355.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,179

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019.

F2 · balance_after: Includes 15,384 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 29,795 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 45.945 shares of common stock under the issuer's employee stock purchase plan and 560.012 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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October 21, 2019 Filed Oct 23, 2019 22:01 UTC
Leiper MarthaEVP, Chief Investment Officer
GrantCommon Stock 6,923 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000129 · wf-form4_157186800565403.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,463

F1 · shares: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in two equal annual installments beginning on October 21, 2020.

F2 · balance_after: Includes 6,923 stock-settled RSUs and 4,540 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 28, 2019 Filed May 30, 2019 22:25 UTC SaleCommon Stock 1,602 $33.55 $53,742.29
Disclosure

SEC source: 0000005513-19-000108 · wf-form4_155925509827485.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,645

F1 · balance_after: Includes 44,854 deferred share rights ("DSRs"), 35,387 restricted stock units ("RSUs"), and 2,404 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,006.319 RSUs since the reporting person's prior Form 4.

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May 23, 2019 Filed May 28, 2019 22:24 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000106 · wf-form4_155908228284569.xml · nonDerivative · entry 1

Shammo Francis · CIK 0001325625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,861

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 12,282 RSUs and 7,579 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,300.375 RSUs, and the exempt acquisitions of an aggregate of 236.931 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 23, 2019 Filed May 28, 2019 22:02 UTC GrantCommon Stock 3,455 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000090 · wf-form4_155908090574291.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,873

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 4,103 DSRs and 5,770 RSUs. Fractional amounts have been rounded to the nearest whole number.

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May 23, 2019 Filed May 28, 2019 22:02 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000090 · wf-form4_155908090574291.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 648 deferred share rights ("DSRs") and 5,770 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 4.805 DSRs and 7.137 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 23, 2019 Filed May 28, 2019 22:07 UTC GrantCommon Stock 4,356 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000094 · wf-form4_155908125100282.xml · nonDerivative · entry 2

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,001

F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person.

F5 · balance_after: Includes 13,570 DSRs and 17,431 RSUs. Fractional amounts have been rounded to the nearest whole number.

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May 23, 2019 Filed May 28, 2019 22:07 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000094 · wf-form4_155908125100282.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,645

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 9,214 deferred share rights ("DSRs") and 17,431 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 262.925 DSRs and 360.183 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 23, 2019 Filed May 28, 2019 22:20 UTC GrantCommon Stock 3,605 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000104 · wf-form4_155908203102259.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,074

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 9,085 DSRs, 8,814 RSUs, and 11,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 23, 2019 Filed May 28, 2019 22:20 UTC GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000005513-19-000104 · wf-form4_155908203102259.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,469

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020.

F2 · balance_after: Includes 5,480 deferred share rights ("DSRs"), 8,814 RSUs, and 11,174 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,368.697 RSUs, and the exempt acquisitions of an aggregate of 156.362 DSRs and 114.319 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.