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UNM

Unum Group

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3369
SEC CIK
0000005513
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447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2021 Filed Feb 25, 2021 23:34 UTC
O'Donnell Peter GEVP, Unum International
Tax withholdingCommon Stock 1,769 $26.63 $47,108.47
Disclosure

SEC source: 0000005513-21-000027 · wf-form4_161429600405670.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,608

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5 · balance_after: Includes 15,236 stock-settled RSUs, 11,315 SSUs, and 42,057 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:34 UTC
O'Donnell Peter GEVP, Unum International
GrantCommon Stock 3,763.661 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000027 · wf-form4_161429600405670.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,377

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2 · balance_after: Includes 15,236 restricted stock units, 11,315 stock success units, and 43,826 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 146.863 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:31 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 21,904 $26.63 $583,303.52
Disclosure

SEC source: 0000005513-21-000025 · wf-form4_161429586284974.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,220

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5 · balance_after: Includes 154,647 stock-settled RSUs, 186,368 SSUs, and 492,204 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:31 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 55,663.951 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000025 · wf-form4_161429586284974.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,124

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2 · balance_after: Includes 154,647 restricted stock units, 186,368 stock success units, and 514,108 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 950.138 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:28 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,527 $26.63 $40,664.01
Disclosure

SEC source: 0000005513-21-000023 · wf-form4_161429570840849.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,426

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5 · balance_after: Includes 26,005 stock-settled RSUs, 19,768 SSUs, and 55,653 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:28 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 5,856.343 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000023 · wf-form4_161429570840849.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,953

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2 · balance_after: Includes 26,005 restricted stock units, 19,768 stock success units, and 57,180 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 241.841 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:25 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,808 $26.63 $48,147.04
Disclosure

SEC source: 0000005513-21-000021 · wf-form4_161429549065646.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,306

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5 · balance_after: Includes 23,685 stock-settled RSUs, 16,640 SSUs, and 36,981 shares of common stock.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:25 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 5,399.713 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000021 · wf-form4_161429549065646.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,114

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2 · balance_after: Includes 23,685 restricted stock units, 16,640 stock success units, and 38,789 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 37.630 shares of common stock under the issuer's employee stock purchase plan and 214.480 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:07 UTC
Simonds Michael QEVP, Chief Operating Officer
SaleCommon Stock 27,000 $24.92 $672,840.00
Disclosure

SEC source: 0000005513-21-000019 · wf-form4_161368955626162.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,960

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2020.

F2 · balance_after: Includes 42,566 restricted stock units, 46,592 stock success units, and 66,801 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of 212.029 stock-settled RSUs and 1,201.360 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:02 UTC
McKenney Richard PDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 39,760 $0.00 Strike: $24.25 $0.00
Disclosure

SEC source: 0000005513-21-000017 · wf-form4_161368932307285.xml · derivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,760 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

F6 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 20, 2014.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:02 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 38,255 $25.56 $977,797.80
Disclosure

SEC source: 0000005513-21-000017 · wf-form4_161368932307285.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,509

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

F4 · shares: Shares withheld for payment of exercise price and tax obligations incident to the exercise of stock options.

F5 · balance_after: Includes 153,697 stock-settled RSUs, 186,368 SSUs, and 458,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:02 UTC
McKenney Richard PDirector · President and CEO
Exercise / conversionCommon Stock 39,760 $24.25 $964,180.00
Disclosure

SEC source: 0000005513-21-000017 · wf-form4_161368932307285.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

F2 · balance_after: Includes 153,697 restricted stock units, 186,368 stock success units, and 496,699 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 1,121.597 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 21:28 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 891 $18.77 $16,724.07
Disclosure

SEC source: 0000005513-20-000147 · wf-form4_160348852293620.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,722

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,657.504 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 14,727 stock-settled RSUs, 4,999 stock success units ("SSUs"), and 7,997 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 231.023 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 22:44 UTC
Pyne Christopher WEVP, Group Benefits
SaleCommon Stock 2,550 $19.39 $49,447.31
Disclosure

SEC source: 0000005513-20-000145 · wf-form4_159969148269840.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,585

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $19.390 per share to $19.395 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 18,648 restricted stock units ("RSUs"), 12,247 stock success units ("SSUs"), and 16,690 shares of common stock. All RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:32 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 11,328 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000143 · wf-form4_159848470757257.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,962

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 20,305 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 11,328 SSUs, and 11,328 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 184.002 shares of common stock under the issuer's employee stock purchase plan and 171.626 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:29 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 46,592 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000141 · wf-form4_159848456645179.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,546

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 42,354 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 46,592 SSUs, and 92,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 566.421 stock-settled RSUs and 3,261.956 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:26 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 12,247 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000139 · wf-form4_159848435365131.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,135

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 18,648 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 12,247 SSUs, and 19,240 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 233.984 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:24 UTC
O'Donnell Peter GEVP, Unum International
GrantCommon Stock 11,315 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000137 · wf-form4_159848422643686.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,466

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 15,089 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 11,315 SSUs, and 40,062 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 212.403 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:21 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 186,368 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000135 · wf-form4_159848407089620.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,883

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 152,575 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 186,368 SSUs, and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 2,996.272 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:18 UTC
Leiper MarthaEVP, Chief Investment Officer
GrantCommon Stock 4,999 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000133 · wf-form4_159848391420579.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,382

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 18,384 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 4,999 SSUs, and 4,999 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 460.005 shares of common stock under the issuer's employee stock purchase plan and 260.166 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:15 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 19,768 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000131 · wf-form4_159848372208822.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,854

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 25,763 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 19,768 SSUs, and 51,324 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 349.766 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 23:09 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 9,373 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000129 · wf-form4_159848332944838.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,879

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 25,133 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 9,373 SSUs, and 9,373 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 795.808 shares of common stock under the issuer's employee stock purchase plan and 343.135 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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August 24, 2020 Filed Aug 26, 2020 23:05 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 16,640 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000127 · wf-form4_159848312409814.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,462

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 23,471 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 16,640 SSUs, and 33,351 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 46.001 shares of common stock under the issuer's employee stock purchase plan and 310.193 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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August 24, 2020 Filed Aug 26, 2020 23:01 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 2,224 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000125 · wf-form4_159848288076803.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,952

F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.

F2 · balance_after: Includes 14,504 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 2,224 SSUs, and 2,224 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 345.003 shares of common stock under the issuer's employee stock purchase plan and 163.414 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 28, 2020 Filed Jun 2, 2020 00:10 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000096 · wf-form4_159105662382232.xml · nonDerivative · entry 1

Shammo Francis · CIK 0001325625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,539

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 19,315 RSUs and 11,224 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,644.769 RSUs, and the exempt acquisitions of an aggregate of 627.357 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 28, 2020 Filed Jun 2, 2020 00:09 UTC GrantCommon Stock 7,538 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000095 · wf-form4_159105655616330.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,576

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 14,415 DSRs, 14,261 RSUs, and 18,900 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 28, 2020 Filed Jun 2, 2020 00:09 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000095 · wf-form4_159105655616330.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,038

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 6,877 deferred share rights ("DSRs"), 14,261 RSUs, and 18,900 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,671.800 DSRs and 5,053.590 RSUs, and the exempt acquisitions of an aggregate of 464.045 DSRs and 450.231 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 28, 2020 Filed Jun 2, 2020 00:08 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000094 · wf-form4_159105649692975.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,794

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 44,229 deferred share rights ("DSRs"), 42,191 RSUs, and 10,374 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,915.600 DSRs and 5,053.590 RSUs, and the exempt acquisitions of an aggregate of 2,291.103 DSRs and 1,807.561 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 28, 2020 Filed Jun 2, 2020 00:06 UTC GrantCommon Stock 7,067 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000092 · wf-form4_159105638483347.xml · nonDerivative · entry 2

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,258

F4 · shares: Represents half of annual chairman retainer for the 2020-2021 Board year, which is paid in the form of RSUs.

F5 · balance_after: Includes 3,133 DSRs, 22,235 RSUs, and 64,890 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 28, 2020 Filed Jun 2, 2020 00:06 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000092 · wf-form4_159105638483347.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,191

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 3,133 deferred share rights ("DSRs"), 15,168 RSUs, and 64,890 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,342.477 DSRs and 22,756.524 RSUs, and the exempt acquisitions of an aggregate of 270.866 DSRs and 1,094.160 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 28, 2020 Filed Jun 2, 2020 00:07 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000093 · wf-form4_159105643668343.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,206

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 912 deferred share rights ("DSRs"), 10,050 RSUs, and 38,244 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 9,059.909 RSUs, and the exempt acquisitions of an aggregate of 44.324 DSRs and 245.590 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 28, 2020 Filed Jun 2, 2020 00:05 UTC
Egan CynthiaDirector
GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000091 · wf-form4_159105630502518.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,673

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 10,050 RSUs and 24,623 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 11,736.804 RSUs, and the exempt acquisitions of an aggregate of 288.037 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Also includes 30 shares of common stock inadvertently omitted from the reporting person's prior reports.

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May 28, 2020 Filed Jun 2, 2020 00:04 UTC GrantCommon Stock 9,108 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000090 · wf-form4_159105623258793.xml · nonDerivative · entry 2

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,743

F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person.

F5 · balance_after: Includes 23,371 DSRs and 28,371 RSUs. Fractional amounts have been rounded to the nearest whole number.

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May 28, 2020 Filed Jun 2, 2020 00:04 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000090 · wf-form4_159105623258793.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,635

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 14,263 deferred share rights ("DSRs") and 28,371 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 693.161 DSRs and 890.353 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 28, 2020 Filed Jun 2, 2020 00:02 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000089 · wf-form4_159105614942092.xml · nonDerivative · entry 1

DeVore Susan D. · CIK 0001587697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,860

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 10,050 RSUs and 9,810 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 9,059.909 RSUs, and the exempt acquisitions of an aggregate of 245.590 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
May 28, 2020 Filed Jun 2, 2020 00:01 UTC GrantCommon Stock 7,224 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000088 · wf-form4_159105608509524.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,650

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 11,536 DSRs, 16,033 RSUs, and 80 shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
May 28, 2020 Filed Jun 2, 2020 00:01 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000088 · wf-form4_159105608509524.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,426

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 4,312 deferred share rights ("DSRs"), 16,033 RSUs, and 80 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 79.908 RSUs, and the exempt acquisitions of an aggregate of 209.569 DSRs and 293.106 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 28, 2020 Filed Jun 2, 2020 00:00 UTC GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000087 · wf-form4_159105601063476.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,367

F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021.

F2 · balance_after: Includes 36,464 RSUs and 2,903 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,886.951 RSUs, and the exempt acquisitions of an aggregate of 1,353.953 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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March 08, 2020 Filed Mar 11, 2020 00:34 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 848 $20.65 $17,511.20
Disclosure

SEC source: 0000005513-20-000072 · wf-form4_158388683101179.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,367

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,546.608 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 24,790 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,577 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2020 Filed Mar 4, 2020 00:16 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 12,068 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000066 · wf-form4_158328096826231.xml · nonDerivative · entry 4

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,654

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8 · balance_after: Includes 18,414 stock-settled RSUs and 19,240 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:16 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 651 $23.31 $15,174.81
Disclosure

SEC source: 0000005513-20-000066 · wf-form4_158328096826231.xml · nonDerivative · entry 3

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,586

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,221.883 stock-settled RSUs.

F6 · balance_after: Includes 6,346 stock-settled RSUs and 19,240 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:16 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 507 $23.31 $11,818.17
Disclosure

SEC source: 0000005513-20-000066 · wf-form4_158328096826231.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,237

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,780.238 stock-settled RSUs.

F4 · balance_after: Includes 8,568 stock-settled RSUs and 17,669 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:16 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 515 $23.31 $12,004.65
Disclosure

SEC source: 0000005513-20-000066 · wf-form4_158328096826231.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,744

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,607.060 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 10,348 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 16,396 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2020 Filed Mar 3, 2020 23:59 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 15,927 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000056 · wf-form4_158327992292544.xml · nonDerivative · entry 4

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,737

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8 · balance_after: Includes 25,413 stock-settled RSUs and 51,324 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:59 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 832 $23.31 $19,393.92
Disclosure

SEC source: 0000005513-20-000056 · wf-form4_158327992292544.xml · nonDerivative · entry 3

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,810

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,413.252 stock-settled RSUs.

F6 · balance_after: Includes 9,486 stock-settled RSUs and 51,324 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:59 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 604 $23.31 $14,079.24
Disclosure

SEC source: 0000005513-20-000056 · wf-form4_158327992292544.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,642

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,478.893 stock-settled RSUs.

F4 · balance_after: Includes 12,899 stock-settled RSUs and 48,743 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:59 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 558 $23.31 $13,006.98
Disclosure

SEC source: 0000005513-20-000056 · wf-form4_158327992292544.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,246

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,291.149 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 15,378 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 46,868 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:21 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 15,479 $0.00 $0.00
Disclosure

SEC source: 0000005513-20-000070 · wf-form4_158328126395141.xml · nonDerivative · entry 4

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,278

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8 · balance_after: Includes 20,134 stock-settled RSUs and 11,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:21 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 445 $23.31 $10,372.95
Disclosure

SEC source: 0000005513-20-000070 · wf-form4_158328126395141.xml · nonDerivative · entry 3

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,799

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,872.152 stock-settled RSUs.

F6 · balance_after: Includes 4,655 stock-settled RSUs and 11,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2020 Filed Mar 4, 2020 00:21 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 194 $23.31 $4,522.14
Disclosure

SEC source: 0000005513-20-000070 · wf-form4_158328126395141.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,244

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 825.585 stock-settled RSUs.

F4 · balance_after: Includes 6,527 stock-settled RSUs and 9,717 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.