Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 2, 2021 22:37 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 10,394 | $6.08 | $63,235.02 |
DisclosureSEC source: 0001465740-21-000006 · wf-form4_161230544882778.xml · nonDerivative · entry 2 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,938 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $6.06 to $6.12. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:21 UTC |
KOEPPEN MATTHEWChief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 15,808 | $6.08 | $96,164.81 |
DisclosureSEC source: 0001465740-21-000004 · wf-form4_161230445616753.xml · nonDerivative · entry 2 KOEPPEN MATTHEW · CIK 0001791303 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,071 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.06 to $6.12. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:18 UTC |
GREENBERG WILLIAM ROSSDirector · President and CEO
|
SaleCommon stock, par value $0.01 per share | 27,813 | $6.08 | $169,183.70 |
DisclosureSEC source: 0001465740-21-000002 · wf-form4_161230430705726.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,274 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.06 to $6.11. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:39 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 8,697 | $6.02 | $52,369.86 |
DisclosureSEC source: 0001465740-21-000008 · wf-form4_161230554593428.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,208 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. F4 · balance_after: The reporting person's beneficial ownership amount has been reduced by 222 shares to reflect an administrative error on the part of the reporting person's broker. As a result of this error, the Form 4 filed by the reporting person on January 31, 2020 understated the number of shares sold to pay taxes due upon the vesting of a restricted stock award. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:37 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 5,957 | $6.02 | $35,873.65 |
DisclosureSEC source: 0001465740-21-000006 · wf-form4_161230544882778.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,332 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:21 UTC |
KOEPPEN MATTHEWChief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 2,583 | $6.03 | $15,566.45 |
DisclosureSEC source: 0001465740-21-000004 · wf-form4_161230445616753.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,879 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:18 UTC |
GREENBERG WILLIAM ROSSDirector · President and CEO
|
SaleCommon stock, par value $0.01 per share | 4,209 | $6.03 | $25,364.70 |
DisclosureSEC source: 0001465740-21-000002 · wf-form4_161230430705726.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,087 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| May 21, 2020 Filed May 22, 2020 16:45 UTC |
SANDERS WILLIAM REIDDirector
|
GrantCommon stock, par value $0.01 per share | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000069 · wf-form4_159018030043920.xml · nonDerivative · entry 1 SANDERS WILLIAM REID · CIK 0001052783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,108 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:48 UTC |
STERN JAMES ADirector
|
GrantCommon stock, par value $0.01 per share | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000071 · wf-form4_159018049851424.xml · nonDerivative · entry 1 STERN JAMES A · CIK 0001193798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,398 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:41 UTC |
KASNET STEPHEN GDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000066 · wf-form4_159018007470667.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,521 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:39 UTC |
Hammond KarenDirector
|
GrantCommon stock, par value $0.01 per share | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000064 · wf-form4_159017996179690.xml · nonDerivative · entry 1 Hammond Karen · CIK 0001621626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,419 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:35 UTC |
BENDER JAMES JDirector
|
GrantCommon stock, par value $0.01 per share | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000062 · wf-form4_159017969448067.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,166 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:31 UTC |
Abraham SpencerDirector
|
GrantCommon stock, par value $0.01 per share | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000060 · wf-form4_159017944334810.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,130 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:28 UTC |
Woodhouse Hope BDirector
|
GrantCommon stock, par value $0.01 per share | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000058 · wf-form4_159017927439071.xml · nonDerivative · entry 1 Woodhouse Hope B · CIK 0001529759 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,802 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 16, 2020 Filed May 19, 2020 21:07 UTC |
Abraham SpencerDirector
|
Tax withholdingCommon stock, par value $0.01 per share | 2,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000056 · wf-form4_158992245055706.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,973 F1 · shares: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock award on May 16, 2020, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 16, 2020 Filed May 19, 2020 21:05 UTC |
KASNET STEPHEN GDirector
|
Tax withholdingCommon Stock | 4,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000054 · wf-form4_158992229150903.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,521 F1 · shares: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock award on May 16, 2020, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 16, 2020 Filed May 19, 2020 21:02 UTC |
BENDER JAMES JDirector
|
Tax withholdingCommon stock, par value $0.01 per share | 3,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000052 · wf-form4_158992213481028.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,009 F1 · shares: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock award on May 16, 2020, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:23 UTC |
KOEPPEN MATTHEWCo-Chief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 5,579 | $15.20 | $84,780.72 |
DisclosureSEC source: 0001465740-20-000026 · wf-form4_158050577272631.xml · nonDerivative · entry 2 KOEPPEN MATTHEW · CIK 0001791303 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,462 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock award previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.19 to $15.22. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:24 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 2,533 | $15.20 | $38,501.60 |
DisclosureSEC source: 0001465740-20-000028 · wf-form4_158050587077898.xml · nonDerivative · entry 2 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,289 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:26 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 7,090 | $15.21 | $107,838.90 |
DisclosureSEC source: 0001465740-20-000030 · wf-form4_158050594578970.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,127 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.19 to $15.22. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:21 UTC |
GREENBERG WILLIAM ROSSCo-Chief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 10,341 | $15.20 | $157,155.28 |
DisclosureSEC source: 0001465740-20-000024 · wf-form4_158050568047159.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,296 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.16 to $15.24. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:27 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
GrantCommon stock, par value $0.01 per share | 68,942 | $15.23 | $1,049,986.66 |
DisclosureSEC source: 0001465740-20-000022 · wf-form4_158041963090019.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,939 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:24 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
GrantCommon stock, par value $0.01 per share | 52,527 | $15.23 | $799,986.21 |
DisclosureSEC source: 0001465740-20-000020 · wf-form4_158041947450638.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,084 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:23 UTC |
KOEPPEN MATTHEWCo-Chief Investment Officer
|
GrantCommon stock, par value $0.01 per share | 98,489 | $15.23 | $1,499,987.47 |
DisclosureSEC source: 0001465740-20-000018 · wf-form4_158041936742837.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,170 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:21 UTC |
GREENBERG WILLIAM ROSSCo-Chief Investment Officer
|
GrantCommon stock, par value $0.01 per share | 98,489 | $15.23 | $1,499,987.47 |
DisclosureSEC source: 0001465740-20-000016 · wf-form4_158041925715534.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,338 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:23 UTC |
KOEPPEN MATTHEWCo-Chief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 2,129 | $15.15 | $32,254.56 |
DisclosureSEC source: 0001465740-20-000026 · wf-form4_158050577272631.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,041 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock award previously granted to the reporting person. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:24 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 5,262 | $15.15 | $79,718.77 |
DisclosureSEC source: 0001465740-20-000028 · wf-form4_158050587077898.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,822 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.135 to $15.1501. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:26 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 7,722 | $15.12 | $116,765.13 |
DisclosureSEC source: 0001465740-20-000030 · wf-form4_158050594578970.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,217 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.1201 to $15.1232. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:21 UTC |
GREENBERG WILLIAM ROSSCo-Chief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 3,701 | $15.17 | $56,145.65 |
DisclosureSEC source: 0001465740-20-000024 · wf-form4_158050568047159.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,637 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.1605 to $15.1704. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:15 UTC |
GREENBERG WILLIAM ROSSCo-Chief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 7,146 | $15.13 | $108,121.84 |
DisclosureSEC source: 0001465740-20-000014 · wf-form4_158024971321321.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,849 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 26, 2020 of a restricted stock award previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.10 to $15.14. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:13 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 4,503 | $15.09 | $67,950.72 |
DisclosureSEC source: 0001465740-20-000012 · wf-form4_158024961057343.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,997 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 26, 2020 of restricted stock awards previously granted to the reporting person. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:11 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 1,524 | $15.10 | $23,019.56 |
DisclosureSEC source: 0001465740-20-000010 · wf-form4_158024946457598.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,557 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 26, 2020 of restricted stock awards previously granted to the reporting person. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:08 UTC |
KOEPPEN MATTHEWCo-Chief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 3,947 | $15.11 | $59,629.30 |
DisclosureSEC source: 0001465740-20-000008 · wf-form4_158024928930155.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,681 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 26, 2020 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.10 to $15.12, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 17:39 UTC |
SIERING THOMASDirector · CEO & President
|
PurchaseCommon stock, par value $0.01 per share | 4,000 | $14.42 | $57,680.00 |
DisclosureSEC source: 0001465740-19-000083 · wf-form4_157368472432084.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,706 Read SEC document |
| August 22, 2019 Filed Aug 22, 2019 20:05 UTC |
Hammond KarenDirector
|
PurchaseCommon stock, par value $0.01 per share | 5,600 | $13.30 | $74,476.08 |
DisclosureSEC source: 0001465740-19-000073 · wf-form4_156650430452073.xml · nonDerivative · entry 1 Hammond Karen · CIK 0001621626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,262 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:40 UTC |
SIERING THOMASDirector · CEO & President
|
PurchaseCommon stock, par value $0.01 per share | 5,000 | $13.11 | $65,547.50 |
DisclosureSEC source: 0001465740-19-000070 · wf-form4_156590158522150.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,706 F1 · balance_after: Excludes a total of 363,636 shares indirectly owned by the reporting person through the Thomas E Siering 2019 Grantor Retained Annuity Trust, the Thomas E Siering 2019 Grantor Retained Annuity Trust II and the Thomas E Siering 2019 Grantor Retained Annuity Trust III. The reporting person is the sole trustee and annuitant of each trust. These shares were previously reported by the reporting person as directly owned prior to their contribution to the trusts. Read SEC document |
| May 16, 2019 Filed May 17, 2019 16:34 UTC |
SANDERS WILLIAM REIDDirector
|
GrantCommon stock, par value $0.01 per share | 8,239 | $13.35 | $109,990.65 |
DisclosureSEC source: 0001465740-19-000045 · wf-form4_155812523042714.xml · nonDerivative · entry 1 SANDERS WILLIAM REID · CIK 0001052783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,951 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:38 UTC |
BENDER JAMES JDirector
|
GrantCommon stock, par value $0.01 per share | 8,239 | $13.35 | $109,990.65 |
DisclosureSEC source: 0001465740-19-000051 · wf-form4_155812551066252.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,304 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:40 UTC |
KASNET STEPHEN GDirector
|
GrantCommon Stock | 10,674 | $13.35 | $142,497.90 |
DisclosureSEC source: 0001465740-19-000053 · wf-form4_155812560479824.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,790 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:37 UTC |
Hammond KarenDirector
|
GrantCommon stock, par value $0.01 per share | 8,239 | $13.35 | $109,990.65 |
DisclosureSEC source: 0001465740-19-000049 · wf-form4_155812542133793.xml · nonDerivative · entry 1 Hammond Karen · CIK 0001621626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,662 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:35 UTC |
Abraham SpencerDirector
|
GrantCommon stock, par value $0.01 per share | 8,239 | $13.35 | $109,990.65 |
DisclosureSEC source: 0001465740-19-000047 · wf-form4_155812532108477.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,444 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:32 UTC |
Woodhouse Hope BDirector
|
GrantCommon stock, par value $0.01 per share | 8,239 | $13.35 | $109,990.65 |
DisclosureSEC source: 0001465740-19-000043 · wf-form4_155812514173262.xml · nonDerivative · entry 1 Woodhouse Hope B · CIK 0001529759 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,645 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:30 UTC |
STERN JAMES ADirector
|
GrantCommon stock, par value $0.01 per share | 8,239 | $13.35 | $109,990.65 |
DisclosureSEC source: 0001465740-19-000041 · wf-form4_155812502139861.xml · nonDerivative · entry 1 STERN JAMES A · CIK 0001193798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,241 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 16:39 UTC |
SIERING THOMASDirector · CEO & President
|
PurchaseCommon stock, par value $0.01 per share | 3,500 | $13.80 | $48,289.50 |
DisclosureSEC source: 0001465740-19-000022 · wf-form4_155078514957423.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,342 Read SEC document |
| January 30, 2019 Filed Jan 30, 2019 23:00 UTC |
RISKEY MARY KATHRYNActing Chief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 2,528 | $14.55 | $36,782.40 |
DisclosureSEC source: 0001465740-19-000014 · wf-form4_154888918553067.xml · nonDerivative · entry 3 RISKEY MARY KATHRYN · CIK 0001661925 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,081 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 29, 2019 of a restricted stock award previously granted to the reporting person. Read SEC document |
| January 30, 2019 Filed Jan 30, 2019 18:01 UTC |
ROTH WILLIAMDirector · Chief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 15,401 | $14.54 | $223,862.78 |
DisclosureSEC source: 0001465740-19-000016 · wf-form4_154888929134767.xml · nonDerivative · entry 3 ROTH WILLIAM · CIK 0001474958 · Director · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,497 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on November 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 29, 2019 of a restricted stock award previously granted to the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $14.55, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 30, 2019 Filed Jan 30, 2019 22:57 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 7,078 | $14.54 | $102,878.73 |
DisclosureSEC source: 0001465740-19-000012 · wf-form4_154888903982417.xml · nonDerivative · entry 3 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,500 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 29, 2019 of a restricted stock award previously granted to the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $14.55, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 30, 2019 Filed Jan 30, 2019 22:55 UTC |
Farrell BradCFO and Treasurer
|
SaleCommon stock, par value $0.01 per share | 14,429 | $14.54 | $209,770.24 |
DisclosureSEC source: 0001465740-19-000010 · wf-form4_154888893285085.xml · nonDerivative · entry 3 Farrell Brad · CIK 0001537872 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,917 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on November 13, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 29, 2019 of a restricted stock award previously granted to the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $14.58, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 23:00 UTC |
RISKEY MARY KATHRYNActing Chief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 1,593 | $14.39 | $22,930.12 |
DisclosureSEC source: 0001465740-19-000014 · wf-form4_154888918553067.xml · nonDerivative · entry 2 RISKEY MARY KATHRYN · CIK 0001661925 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,609 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2019 and January 27, 2019 of restricted stock awards previously granted to the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.39 to $14.41, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 18:01 UTC |
ROTH WILLIAMDirector · Chief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 23,224 | $14.42 | $334,906.34 |
DisclosureSEC source: 0001465740-19-000016 · wf-form4_154888929134767.xml · nonDerivative · entry 2 ROTH WILLIAM · CIK 0001474958 · Director · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,898 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on November 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2019 and January 27, 2019 of restricted stock awards previously granted to the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.37 to $14.48, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.