TWO

SEC source: 0001465740-25-000019 · wk-form4_1736543790.xml · nonDerivative · entry 1

BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,497

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

SEC source: 0001465740-24-000178 · wk-form4_1723839610.xml · nonDerivative · entry 1

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,644

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.62 to $13.65, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001465740-24-000154 · wk-form4_1716411001.xml · nonDerivative · entry 1

RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,735

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000156 · wk-form4_1716411083.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,894

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000152 · wk-form4_1716410907.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 255,909

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000150 · wk-form4_1716236532.xml · nonDerivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,569

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000148 · wk-form4_1716236415.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,896

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000142 · wk-form4_1715895190.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,966

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

SEC source: 0001465740-24-000146 · wk-form4_1715895476.xml · nonDerivative · entry 1

Woodhouse Hope B · CIK 0001529759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,138

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

SEC source: 0001465740-24-000144 · wk-form4_1715895322.xml · nonDerivative · entry 1

STERN JAMES A · CIK 0001193798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,537

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

SEC source: 0001465740-24-000140 · wk-form4_1715894977.xml · nonDerivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,359

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

SEC source: 0001465740-24-000138 · wk-form4_1715894763.xml · nonDerivative · entry 1

Hammond Karen · CIK 0001621626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,791

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

SEC source: 0001465740-24-000136 · wk-form4_1715894586.xml · nonDerivative · entry 1

DAS SANJIV · CIK 0001654849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,104

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

SEC source: 0001465740-24-000134 · wk-form4_1715894310.xml · nonDerivative · entry 1

BENDER JAMES J · CIK 0001218336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,860

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

SEC source: 0001465740-24-000132 · wk-form4_1715894151.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,736

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

SEC source: 0001465740-24-000086 · wk-form4_1709241569.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,279

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000092 · wk-form4_1709242061.xml · nonDerivative · entry 1

VINAR JASON · CIK 0001917264 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,035

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 19, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000090 · wk-form4_1709241898.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,176

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000088 · wk-form4_1709241731.xml · nonDerivative · entry 1

KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,718

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000064 · wk-form4_1707774669.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,004

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000074 · wk-form4_1707775367.xml · nonDerivative · entry 1

VINAR JASON · CIK 0001917264 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,015

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 19, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000072 · wk-form4_1707775215.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,399

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 3, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000070 · wk-form4_1707775081.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,951

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000068 · wk-form4_1707774967.xml · nonDerivative · entry 1

RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,605

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000066 · wk-form4_1707774826.xml · nonDerivative · entry 1

KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,609

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000062 · wk-form4_1707774477.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 264,079

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000026 · wk-form4_1705615958.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,906

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000038 · wk-form4_1705616875.xml · nonDerivative · entry 1

VINAR JASON · CIK 0001917264 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,222

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 19, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000036 · wk-form4_1705616762.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,759

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 3, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000034 · wk-form4_1705616589.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,206

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000030 · wk-form4_1705616262.xml · nonDerivative · entry 1

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,298

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000032 · wk-form4_1705616480.xml · nonDerivative · entry 1

RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,755

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000028 · wk-form4_1705616146.xml · nonDerivative · entry 1

KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,474

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000024 · wk-form4_1705615729.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 271,249

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000006 · wk-form4_1704925777.xml · nonDerivative · entry 3

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,053

F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000020 · wk-form4_1704926360.xml · nonDerivative · entry 3

VINAR JASON · CIK 0001917264 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,943

F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 19, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000018 · wk-form4_1704926283.xml · nonDerivative · entry 3

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280,912

F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000016 · wk-form4_1704926181.xml · nonDerivative · entry 3

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,433

F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000014 · wk-form4_1704926132.xml · nonDerivative · entry 3

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,225

F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 3, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000012 · wk-form4_1704926025.xml · nonDerivative · entry 3

KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,255

F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000011 · wk-form4_1704926021.xml · nonDerivative · entry 3

RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,623

F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000022 · wk-form4a_1705527463.xml · nonDerivative · entry 3

KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,549

F4 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

SEC source: 0001465740-24-000006 · wk-form4_1704925777.xml · nonDerivative · entry 2

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,277

F2 · acquired: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

SEC source: 0001465740-24-000006 · wk-form4_1704925777.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,829

F1 · acquired: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.

SEC source: 0001465740-24-000020 · wk-form4_1704926360.xml · nonDerivative · entry 2

VINAR JASON · CIK 0001917264 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,550

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

SEC source: 0001465740-24-000020 · wk-form4_1704926360.xml · nonDerivative · entry 1

VINAR JASON · CIK 0001917264 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,336

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.

SEC source: 0001465740-24-000018 · wk-form4_1704926283.xml · nonDerivative · entry 2

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 290,790

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

SEC source: 0001465740-24-000018 · wk-form4_1704926283.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,125

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.

SEC source: 0001465740-24-000016 · wk-form4_1704926181.xml · nonDerivative · entry 2

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,876

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

SEC source: 0001465740-24-000016 · wk-form4_1704926181.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,989

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.