Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TWO HARBORS INVESTMENT CORP.TWO · Entity 9518 | Chief Technology Officer | February 27, 2024 | February 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TWO HARBORS INVESTMENT CORP.
Report date February 27, 2024 · Filed February 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 29,718 |
Reported balance
After 2024-02-27 transaction · row 1
1 source rowRow 1 · 2024-02-27 · Sale · Disposed 1,891 · Balance 29,718 F1: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2024 Filed Feb 29, 2024 21:22 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,891 | $12.60 | $23,826.98 |
DisclosureSEC source: 0001465740-24-000088 · wk-form4_1709241731.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,718 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 21:54 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 865 | $12.30 | $10,637.42 |
DisclosureSEC source: 0001465740-24-000066 · wk-form4_1707774826.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,609 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 22:15 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,075 | $13.28 | $14,280.09 |
DisclosureSEC source: 0001465740-24-000028 · wk-form4_1705616146.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,474 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 22:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,147 | $14.05 | $16,116.04 |
DisclosureSEC source: 0001465740-24-000012 · wk-form4_1704926025.xml · nonDerivative · entry 3 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,255 F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 09, 2024 Filed Jan 17, 2024 21:37 UTC Amendment | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,147 | $14.05 | $16,116.04 |
DisclosureSEC source: 0001465740-24-000022 · wk-form4a_1705527463.xml · nonDerivative · entry 3 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,549 F4 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 2,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000012 · wk-form4_1704926025.xml · nonDerivative · entry 2 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,402 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 8,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000012 · wk-form4_1704926025.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,107 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027. Read SEC document |
| January 08, 2024 Filed Jan 17, 2024 21:37 UTC Amendment | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 2,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000022 · wk-form4a_1705527463.xml · nonDerivative · entry 2 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,696 F3 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 08, 2024 Filed Jan 17, 2024 21:37 UTC Amendment | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 7,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000022 · wk-form4a_1705527463.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,401 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027. F2 · shares: This Form 4 amendment is being filed to correct the number of RSUs granted to the reported person on January 8, 2024. The original Form 4 filed on January 10, 2024 incorrectly reported a grant of 8,645 RSUs, instead of 7,939. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:16 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,158 | $16.73 | $19,373.46 |
DisclosureSEC source: 0001465740-23-000061 · wf-form4_167770537981491.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Vice President & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,462 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 25, 2023 of restricted stock units previously granted to the reporting person. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:13 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 544 | $16.96 | $9,226.24 |
DisclosureSEC source: 0001465740-23-000044 · wf-form4_167606357476710.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Vice President & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,620 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 7, 2023 of restricted stock units previously granted to the reporting person. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:16 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 746 | $17.72 | $13,222.48 |
DisclosureSEC source: 0001465740-23-000024 · wf-form4_167528617381349.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Vice President & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,164 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.70 to $17.78, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:39 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 6,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-23-000006 · wf-form4_167407794213217.xml · nonDerivative · entry 1 KEEN MATTHEW · CIK 0001917084 · Vice President & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,910 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 13, 2024, 2025 and 2026. F2 · balance_after: On November 1, 2022, the Issuer effected a one-for-four reverse stock split of its outstanding shares of common stock. The amount of securities beneficially owned reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.