TPB

SEC source: 0001437749-26-000678 · rdgdoc.xml · nonDerivative · entry 1

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,098

F1 · price: The reported transaction involves shares withheld for the payment of taxes related to the restricted units that have vested on 1/2/2026.

F2 · balance_after: The total reported in Column 5 includes 33,186 restricted stock units and 193,912 shares of common stock.

SEC source: 0001437749-26-006990 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,972

F1 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan that vested on January 2, 2026, and not previously reported. The total reported in Column 5 includes 5,749 restricted stock units, and 4,223 shares of common stock.

SEC source: 0001437749-26-006967 · rdgdoc.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,491

F1 · price: Reports the donation of 2,800 shares of common stock to a donor advised fund.

F2 · balance_after: The total reported in Column 5 includes 2,205 restricted stock units and 278,286 shares of common stock.

SEC source: 0001437749-25-038754 · rdgdoc.xml · derivative · entry 5

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires not disclosed

F4 · derivative.exercise_price: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F5 · derivative.exercise_price: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F4 · price: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F5 · price: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F4 · derivative.exercise_date: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F5 · derivative.exercise_date: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F4 · derivative.expiration_date: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F5 · derivative.expiration_date: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

SEC source: 0001437749-25-038754 · rdgdoc.xml · derivative · entry 4

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,519

Underlying: Common Stock · 77,519 shares

Expires 2033-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reported transaction involved the reporting person's exercise of 30,000 options granted under 2021 Equity Incentive Plan. The total reported in Column 5 includes 35,956 restricted stock units and 91,127 shares of common stock.

SEC source: 0001437749-25-038754 · rdgdoc.xml · nonDerivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,083

F2 · shares: The reported transaction involves the sale of 30,000 shares of common stock received upon exercise of the options described in footnote 1.

SEC source: 0001437749-25-038754 · rdgdoc.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involved the reporting person's exercise of 30,000 options granted under 2021 Equity Incentive Plan. The total reported in Column 5 includes 35,956 restricted stock units and 91,127 shares of common stock.

SEC source: 0001437749-26-006969 · rdgdoc.xml · derivative · entry 8

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires not disclosed

F7 · derivative.exercise_price: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F8 · derivative.exercise_price: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F7 · price: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F8 · price: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F7 · derivative.exercise_date: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F8 · derivative.exercise_date: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

F7 · derivative.expiration_date: On December 19, 2025, the reporting person revised a previously disclosed financing transaction with an unaffiliated dealer dated June 4, 2025 that had the effect of canceling the transaction initially contemplated by the contract and commencing a new transaction to reflect the current stock price and extend the duration of the contract. Under the revised financing the reporting person receives a gross amount of approximately $7.0 million and continues to pledge up to 78,000 shares of the issuer's common stock (the "Pledged Shares").

F8 · derivative.expiration_date: On the revised maturity date of December 19, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $105.33 to $126.39 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights. The revised financing transaction was completed at a price per share of $110.87.

SEC source: 0001437749-25-038202 · rdgdoc.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.98 to $108.25.

F2 · balance_after: The total reported in Column 5 includes 1,058 restricted stock and 8,972 shares of common stock.

SEC source: 0001437749-25-037422 · rdgdoc.xml · derivative · entry 1

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,140

Underlying: Common Stock · 140,140 shares

Expires not disclosed

F1 · derivative.exercise_price: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · price: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · derivative.exercise_date: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · derivative.expiration_date: On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

SEC source: 0001437749-25-036063 · rdgdoc.xml · nonDerivative · entry 1

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,919

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.64 to $98.95.

F2 · balance_after: The total reported in Column 5 includes 1,058 restricted stock units and 37,681 shares of common stock

SEC source: 0001437749-25-036065 · rdgdoc.xml · nonDerivative · entry 2

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,175

F2 · balance_after: The total reported in Column 5 includes 1,058 restricted stock units and 3,117 shares of common stock

SEC source: 0001437749-25-036065 · rdgdoc.xml · nonDerivative · entry 1

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,175

F1 · balance_after: The total reported in Column 5 includes 1,058 restricted stock units and 4,117 shares of common stock

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 19

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 18

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 17

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires 2027-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 16

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 4,500 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 14

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 6,000 shares

Expires 2030-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F4 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 10

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F17 · shares: The reported transaction involved the reporting person's disposition of the exercised 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 9

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · balance_after: The reported transaction involved the reporting person's exercise of 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 8

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F17 · shares: The reported transaction involved the reporting person's disposition of the exercised 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 7

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · balance_after: The reported transaction involved the reporting person's exercise of 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 6

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F15 · shares: The reported transaction involved the reporting person's disposition of the exercised 3,250 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 5

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · balance_after: The reported transaction involved the reporting person's exercise of 3,250 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 4

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F13 · shares: The reported transaction involved the reporting person's disposition of the exercised 4,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · balance_after: The reported transaction involved the reporting person's exercise of 4,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 3,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 3,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-034941 · rdgdoc.xml · nonDerivative · entry 3

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,368

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.25 to $100.05.

F12 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 280,364 shares of common stock.

SEC source: 0001437749-25-034941 · rdgdoc.xml · nonDerivative · entry 2

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,765

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.05 to $101.27.

F10 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 290,765 shares of common stock.

SEC source: 0001437749-25-034941 · rdgdoc.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,186

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.43 to $101.33.

F8 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 311,834 shares of common stock.

SEC source: 0001437749-25-020796 · rdgdoc.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,186

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.68 to $76.38.

F8 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 326,834 shares of common stock

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 9

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 8

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2031-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 7

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires 2031-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 6

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2030-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 5

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2029-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F5 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 4

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F4 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

SEC source: 0001437749-25-020794 · rdgdoc.xml · derivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F3 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-020794 · rdgdoc.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,171

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $75.35.

F12 · balance_after: The total reported in Column 5 includes the reporting person's 5,948 restricted stock units, and 4,223 shares of common stock.

SEC source: 0001437749-25-020794 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: The reported transaction involved the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.

F10 · balance_after: The total reported in Column 5 includes the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, 5,948 restricted stock units, and 4,223 shares of common stock.

SEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 10

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2030-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

SEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 9

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-020343 · rdgdoc.xml · nonDerivative · entry 4

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,466

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.72 to $75.79.

SEC source: 0001437749-25-020343 · rdgdoc.xml · nonDerivative · entry 3

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · price: The reported transaction involved the reporting person's exercise of 21,400 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan, as detailed in Table II.

F14 · balance_after: The reported transaction involved the reporting person's exercise of 21,400 options for stock units granted under Turning Point Brands, Inc,'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 34,011 restricted stock units and 214,855 shares of common stock.

SEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 8

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2032-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

SEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 7

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2031-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F5 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

SEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 6

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2029-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F4 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

SEC source: 0001437749-25-020343 · rdgdoc.xml · derivative · entry 5

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,900 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F9 · date: The reported transaction involved the reporting person's 8,900 options for stock units granted under Turning Point Brand's, Inc.'s 2015 Equity Incentive Plan, which exercise was completed over June 11, 2025 and June 12, 2025.

F3 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

SEC source: 0001437749-25-020343 · rdgdoc.xml · nonDerivative · entry 2

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,466

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $75.82.