Tapewire

NYSE · USD

TMP

TOMPKINS FINANCIAL CORP

Export transactions ↓
Tapewire entity
2728
SEC CIK
0001005817
Parsed reports
824

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2023 Filed Nov 15, 2023 17:45 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Disposition to issuerCommon Stock 312 $89.21 $27,833.52
Disclosure

SEC source: 0001127602-23-027421 · form4.xml · nonDerivative · entry 4

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,066.667

F1 · shares: Forfeiture of restricted stock following retirement from the company.

Read SEC document
November 13, 2023 Filed Jan 30, 2024 19:13 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
OtherCommon Stock 1.949 $51.30 $99.98
Disclosure

SEC source: 0001127602-24-002568 · form5.xml · nonDerivative · entry 2

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,134.387

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

Read SEC document
November 12, 2023 Filed Nov 13, 2023 19:09 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 308 $50.90 $15,677.20
Disclosure

SEC source: 0001127602-23-027200 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,792.697

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 22:07 UTC
VALENTI SUSAN M.EVP, Corporate Marketing
Tax withholdingCommon Stock 113 $50.90 $5,751.70
Disclosure

SEC source: 0001127602-23-027384 · form4.xml · nonDerivative · entry 4

VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,486.54

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 17:48 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
Tax withholdingCommon Stock 113 $50.90 $5,751.70
Disclosure

SEC source: 0001127602-23-027331 · form4.xml · nonDerivative · entry 4

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,070.915

F2 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 21:40 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 34 $50.90 $1,730.60
Disclosure

SEC source: 0001127602-23-027373 · form4.xml · nonDerivative · entry 4

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,116.194

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 21:22 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 138 $50.90 $7,024.20
Disclosure

SEC source: 0001127602-23-027365 · form4.xml · nonDerivative · entry 3

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,339.739

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 15:36 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Tax withholdingCommon Stock 113 $50.90 $5,751.70
Disclosure

SEC source: 0001127602-23-027318 · form4.xml · nonDerivative · entry 1

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,378.667

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 15:35 UTC
Lindberg Bonita NSVP, Human Resource Director
Tax withholdingCommon Stock 113 $50.90 $5,751.70
Disclosure

SEC source: 0001127602-23-027317 · form4.xml · nonDerivative · entry 3

Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,720.952

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 15:30 UTC
Guarino Charles JSVP Chief Bank Operations Off.
Tax withholdingCommon Stock 33 $50.90 $1,679.70
Disclosure

SEC source: 0001127602-23-027314 · form4.xml · nonDerivative · entry 2

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,704

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 15:23 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 34 $50.90 $1,730.60
Disclosure

SEC source: 0001127602-23-027310 · form4.xml · nonDerivative · entry 3

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,232.65

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 15:26 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 160 $50.90 $8,144.00
Disclosure

SEC source: 0001127602-23-027313 · form4.xml · nonDerivative · entry 4

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,660

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 14:51 UTC Tax withholdingCommon Stock 35 $50.90 $1,781.50
Disclosure

SEC source: 0001127602-23-027307 · form4.xml · nonDerivative · entry 1

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,659.8

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2023 Filed Nov 14, 2023 14:54 UTC
Tomazin Matthew DEVP, CFO & Treasurer
Tax withholdingCommon Stock 19 $50.90 $967.10
Disclosure

SEC source: 0001127602-23-027308 · form4.xml · nonDerivative · entry 2

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,186.332

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 20:27 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
Tax withholdingCommon Stock 123 $51.02 $6,275.46
Disclosure

SEC source: 0001127602-23-027212 · form4.xml · nonDerivative · entry 3

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,183.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 20:27 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
Tax withholdingCommon Stock 159 $51.02 $8,112.18
Disclosure

SEC source: 0001127602-23-027212 · form4.xml · nonDerivative · entry 2

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,306.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 20:27 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
Tax withholdingCommon Stock 130 $51.02 $6,632.60
Disclosure

SEC source: 0001127602-23-027212 · form4.xml · nonDerivative · entry 1

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,465.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:43 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 150 $51.02 $7,653.00
Disclosure

SEC source: 0001127602-23-027195 · form4.xml · nonDerivative · entry 3

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,477.739

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:43 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 194 $51.02 $9,897.88
Disclosure

SEC source: 0001127602-23-027195 · form4.xml · nonDerivative · entry 2

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,627.739

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:43 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 159 $51.02 $8,112.18
Disclosure

SEC source: 0001127602-23-027195 · form4.xml · nonDerivative · entry 1

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,821.739

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:45 UTC
Guarino Charles JSVP Chief Bank Operations Off.
Tax withholdingCommon Stock 38 $51.02 $1,938.76
Disclosure

SEC source: 0001127602-23-027197 · form4.xml · nonDerivative · entry 2

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,737

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:45 UTC
Guarino Charles JSVP Chief Bank Operations Off.
Tax withholdingCommon Stock 48 $51.02 $2,448.96
Disclosure

SEC source: 0001127602-23-027197 · form4.xml · nonDerivative · entry 1

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,775

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:41 UTC
Tomazin Matthew DEVP, CFO & Treasurer
Tax withholdingCommon Stock 41 $51.02 $2,091.82
Disclosure

SEC source: 0001127602-23-027193 · form4.xml · nonDerivative · entry 2

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,205.332

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:41 UTC
Tomazin Matthew DEVP, CFO & Treasurer
Tax withholdingCommon Stock 29 $51.02 $1,479.58
Disclosure

SEC source: 0001127602-23-027193 · form4.xml · nonDerivative · entry 1

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246.332

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:40 UTC Tax withholdingCommon Stock 38 $51.02 $1,938.76
Disclosure

SEC source: 0001127602-23-027192 · form4.xml · nonDerivative · entry 4

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,694.8

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:40 UTC Tax withholdingCommon Stock 50 $51.02 $2,551.00
Disclosure

SEC source: 0001127602-23-027192 · form4.xml · nonDerivative · entry 3

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,732.8

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:40 UTC Tax withholdingCommon Stock 42 $51.02 $2,142.84
Disclosure

SEC source: 0001127602-23-027192 · form4.xml · nonDerivative · entry 2

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,782.8

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:40 UTC GrantCommon Stock 700 $51.02 $35,714.00
Disclosure

SEC source: 0001127602-23-027192 · form4.xml · nonDerivative · entry 1

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,824.8

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:38 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Tax withholdingCommon Stock 123 $51.02 $6,275.46
Disclosure

SEC source: 0001127602-23-027190 · form4.xml · nonDerivative · entry 3

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,491.667

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:38 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Tax withholdingCommon Stock 159 $51.02 $8,112.18
Disclosure

SEC source: 0001127602-23-027190 · form4.xml · nonDerivative · entry 2

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,614.667

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:38 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Tax withholdingCommon Stock 130 $51.02 $6,632.60
Disclosure

SEC source: 0001127602-23-027190 · form4.xml · nonDerivative · entry 1

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,773.667

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:36 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 174 $51.02 $8,877.48
Disclosure

SEC source: 0001127602-23-027188 · form4.xml · nonDerivative · entry 3

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,820

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:36 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 225 $51.02 $11,479.50
Disclosure

SEC source: 0001127602-23-027188 · form4.xml · nonDerivative · entry 2

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,994

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:36 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 184 $51.02 $9,387.68
Disclosure

SEC source: 0001127602-23-027188 · form4.xml · nonDerivative · entry 1

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,219

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:35 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 38 $51.02 $1,938.76
Disclosure

SEC source: 0001127602-23-027187 · form4.xml · nonDerivative · entry 3

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,266.65

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:35 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 47 $51.02 $2,397.94
Disclosure

SEC source: 0001127602-23-027187 · form4.xml · nonDerivative · entry 2

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,304.65

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:35 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 42 $51.02 $2,142.84
Disclosure

SEC source: 0001127602-23-027187 · form4.xml · nonDerivative · entry 1

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,351.65

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:33 UTC
Lindberg Bonita NSVP, Human Resource Director
Tax withholdingCommon Stock 123 $51.02 $6,275.46
Disclosure

SEC source: 0001127602-23-027185 · form4.xml · nonDerivative · entry 3

Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,833.952

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:33 UTC
Lindberg Bonita NSVP, Human Resource Director
Tax withholdingCommon Stock 159 $51.02 $8,112.18
Disclosure

SEC source: 0001127602-23-027185 · form4.xml · nonDerivative · entry 2

Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,956.952

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:33 UTC
Lindberg Bonita NSVP, Human Resource Director
Tax withholdingCommon Stock 130 $51.02 $6,632.60
Disclosure

SEC source: 0001127602-23-027185 · form4.xml · nonDerivative · entry 1

Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,115.952

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:30 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 123 $51.02 $6,275.46
Disclosure

SEC source: 0001127602-23-027183 · form4.xml · nonDerivative · entry 9

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,150.194

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:30 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 52 $51.02 $2,653.04
Disclosure

SEC source: 0001127602-23-027183 · form4.xml · nonDerivative · entry 8

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,273.194

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:30 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 42 $51.02 $2,142.84
Disclosure

SEC source: 0001127602-23-027183 · form4.xml · nonDerivative · entry 7

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,325.194

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:27 UTC
VALENTI SUSAN M.EVP, Corporate Marketing
Tax withholdingCommon Stock 130 $51.02 $6,632.60
Disclosure

SEC source: 0001127602-23-027182 · form4.xml · nonDerivative · entry 3

VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,599.54

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:27 UTC
VALENTI SUSAN M.EVP, Corporate Marketing
Tax withholdingCommon Stock 123 $51.02 $6,275.46
Disclosure

SEC source: 0001127602-23-027182 · form4.xml · nonDerivative · entry 2

VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,729.54

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:27 UTC
VALENTI SUSAN M.EVP, Corporate Marketing
Tax withholdingCommon Stock 159 $51.02 $8,112.18
Disclosure

SEC source: 0001127602-23-027182 · form4.xml · nonDerivative · entry 1

VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,852.54

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:23 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 370 $51.02 $18,877.40
Disclosure

SEC source: 0001127602-23-027181 · form4.xml · nonDerivative · entry 4

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,100.697

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:23 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 433 $51.02 $22,091.66
Disclosure

SEC source: 0001127602-23-027181 · form4.xml · nonDerivative · entry 3

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,470.697

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:23 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 655 $51.02 $33,418.10
Disclosure

SEC source: 0001127602-23-027181 · form4.xml · nonDerivative · entry 2

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,903.697

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 18:23 UTC
ROMAINE STEPHEN SDirector · President & CEO
GrantCommon Stock 4,940 $51.02 $252,038.80
Disclosure

SEC source: 0001127602-23-027181 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,558.697

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.