Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TOMPKINS FINANCIAL CORP
Report date August 02, 2024 · Filed August 05, 2024
Section 16 reporting ended · disclosed 2024-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,038.414 |
Ending reported balance
After 2024-08-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-08-02 · Exercise / conversion · Acquired 3,475 · Balance 21,508.414 Row 2 · 2024-08-02 · Tax withholding · Disposed 3,071 · Balance 18,437.414 F1: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Row 3 · 2024-08-02 · Disposition to issuer · Disposed 762 · Balance 17,675.414 F2: Restricted stock shares forfeited due to retirement. Row 4 · 2024-08-02 · Tax withholding · Disposed 1,637 · Balance 16,038.414 F3: Vested restricted shares withheld for taxes. |
| Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $49.22 · Expires 2024-11-21 | Direct | 0 |
Reported balance
After 2024-08-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-08-02 · Exercise / conversion · Disposed 3,475 · Balance 0 F4: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
| Common StockSEC Table I · non-derivative | Indirect401(K) ESOP | 1,165.6235 |
Reported balance
Holding disclosure · report date 2024-08-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,165.6235 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K)/ISOP | 1,711.8195 |
Reported balance
Holding disclosure · report date 2024-08-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,711.8195 |
Filing footnotes · ownership attribution and instrument terms
F1: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
F2: Restricted stock shares forfeited due to retirement.
F3: Vested restricted shares withheld for taxes.
F4: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2024 Filed Aug 5, 2024 19:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 3,475 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-24-021578 · form4.xml · derivative · entry 7 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,475 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| August 02, 2024 Filed Aug 5, 2024 19:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 1,637 | $58.85 | $96,337.45 |
DisclosureSEC source: 0001127602-24-021578 · form4.xml · nonDerivative · entry 4 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,038.414 F3 · shares: Vested restricted shares withheld for taxes. Read SEC document |
| August 02, 2024 Filed Aug 5, 2024 19:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Disposition to issuerCommon Stock | 762 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-021578 · form4.xml · nonDerivative · entry 3 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,675.414 F2 · shares: Restricted stock shares forfeited due to retirement. Read SEC document |
| August 02, 2024 Filed Aug 5, 2024 19:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 3,071 | $63.80 | $195,929.80 |
DisclosureSEC source: 0001127602-24-021578 · form4.xml · nonDerivative · entry 2 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,437.414 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 02, 2024 Filed Aug 5, 2024 19:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 3,475 | $49.22 | $171,039.50 |
DisclosureSEC source: 0001127602-24-021578 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,508.414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2023 Filed Nov 14, 2023 22:07 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $50.90 | $5,751.70 |
DisclosureSEC source: 0001127602-23-027384 · form4.xml · nonDerivative · entry 4 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,486.54 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $51.02 | $6,632.60 |
DisclosureSEC source: 0001127602-23-027182 · form4.xml · nonDerivative · entry 3 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,599.54 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 123 | $51.02 | $6,275.46 |
DisclosureSEC source: 0001127602-23-027182 · form4.xml · nonDerivative · entry 2 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,729.54 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $51.02 | $8,112.18 |
DisclosureSEC source: 0001127602-23-027182 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,852.54 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 22:07 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,160 | $51.02 | $59,183.20 |
DisclosureSEC source: 0001127602-23-027384 · form4.xml · nonDerivative · entry 3 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,011.54 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| January 19, 2023 Filed Jan 19, 2023 19:25 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 851 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-23-001761 · form4.xml · derivative · entry 5 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,204 Underlying: Common Stock · 851 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| January 19, 2023 Filed Jan 19, 2023 19:25 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 2,204 | $77.34 | $170,457.36 |
DisclosureSEC source: 0001127602-23-001761 · form4.xml · nonDerivative · entry 2 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,280.662 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| January 19, 2023 Filed Jan 19, 2023 19:25 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 851 | $40.60 | $34,550.60 |
DisclosureSEC source: 0001127602-23-001761 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,484.662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 21:13 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $81.25 | $9,181.25 |
DisclosureSEC source: 0001127602-22-025619 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,523.947 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:08 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-22-025373 · form4.xml · nonDerivative · entry 4 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,636.947 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:08 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $81.48 | $12,955.32 |
DisclosureSEC source: 0001127602-22-025373 · form4.xml · nonDerivative · entry 3 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,906.947 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:08 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $81.48 | $10,592.40 |
DisclosureSEC source: 0001127602-22-025373 · form4.xml · nonDerivative · entry 2 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,065.947 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:08 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 119 | $81.48 | $9,696.12 |
DisclosureSEC source: 0001127602-22-025373 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,195.947 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:20 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 78 | $83.79 | $6,535.62 |
DisclosureSEC source: 0001127602-22-025084 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,314.947 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2021 Filed Nov 29, 2021 20:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 135 | $82.89 | $11,190.15 |
DisclosureSEC source: 0001127602-21-029751 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,078.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 15:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 120 | $83.89 | $10,066.80 |
DisclosureSEC source: 0001127602-21-029267 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,213.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028945 · form4.xml · nonDerivative · entry 4 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,333.404 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 137 | $83.97 | $11,503.89 |
DisclosureSEC source: 0001127602-21-028945 · form4.xml · nonDerivative · entry 3 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,973.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 126 | $83.97 | $10,580.22 |
DisclosureSEC source: 0001127602-21-028945 · form4.xml · nonDerivative · entry 2 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,110.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 116 | $83.97 | $9,740.52 |
DisclosureSEC source: 0001127602-21-028945 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,236.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 20:06 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 93 | $82.94 | $7,713.42 |
DisclosureSEC source: 0001127602-21-028557 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,203.822 Read SEC document |
| November 21, 2020 Filed Nov 24, 2020 15:06 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 136 | $65.92 | $8,965.12 |
DisclosureSEC source: 0001127602-20-029898 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,217.398 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:16 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,755 | $63.44 | $111,337.20 |
DisclosureSEC source: 0001127602-20-028698 · form4.xml · nonDerivative · entry 2 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,254.194 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:16 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 338 | $63.44 | $21,442.72 |
DisclosureSEC source: 0001127602-20-028698 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499.194 F1 · shares: Deemed disposition of shares to Issuer to satisfy option cost and taxes. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 16:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 83 | $55.26 | $4,586.58 |
DisclosureSEC source: 0001127602-20-028323 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,837.194 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 03, 2020 Filed May 5, 2020 16:37 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 142 | $68.19 | $9,682.98 |
DisclosureSEC source: 0001127602-20-015370 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,727.079 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 136 | $86.54 | $11,769.44 |
DisclosureSEC source: 0001127602-19-033631 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800.368 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 15:44 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032693 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,866.258 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:42 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032491 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,616.258 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 83 | $88.95 | $7,382.85 |
DisclosureSEC source: 0001127602-19-032007 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,832.258 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| May 03, 2019 Filed May 6, 2019 16:28 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 150 | $83.73 | $12,559.50 |
DisclosureSEC source: 0001127602-19-017390 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,762.587 F1 · shares: Vested restricted shares withheld for taxes. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 15:57 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 127 | $79.12 | $10,048.24 |
DisclosureSEC source: 0001127602-18-034251 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,837.219 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 14:09 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 96 | $75.43 | $7,241.28 |
DisclosureSEC source: 0001127602-18-032953 · form4.xml · nonDerivative · entry 2 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,896.843 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 14:09 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,435 | $75.43 | $108,242.05 |
DisclosureSEC source: 0001127602-18-032953 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,992.843 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2018 Filed Nov 6, 2018 14:08 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 77 | $75.97 | $5,849.69 |
DisclosureSEC source: 0001127602-18-032186 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,557.843 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 03, 2018 Filed May 7, 2018 14:26 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 150 | $77.97 | $11,695.50 |
DisclosureSEC source: 0001127602-18-016445 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,513.464 F1 · shares: Vested restricted shares withheld for taxes. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 15:26 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 139 | $85.33 | $11,860.87 |
DisclosureSEC source: 0001127602-17-033226 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,601.101 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 15:42 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031820 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,687.077 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 20:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 84 | $85.20 | $7,156.80 |
DisclosureSEC source: 0001127602-17-031458 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,367.077 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 03, 2017 Filed May 5, 2017 16:41 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 165 | $84.22 | $13,896.30 |
DisclosureSEC source: 0001127602-17-017012 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,344.071 F1 · shares: Shares withheld for taxes. Read SEC document |
| April 28, 2017 Filed May 1, 2017 18:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 61 | $82.67 | $5,042.87 |
DisclosureSEC source: 0001127602-17-015941 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,509.071 F1 · shares: Shares withheld for taxes. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:07 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 139 | $84.76 | $11,781.64 |
DisclosureSEC source: 0001127602-16-068037 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,521.429 F1 · shares: Shares withheld for taxes. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 17:36 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantStock Appreciation Rights (SAR) · Derivative | 802 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001127602-16-066867 · form4.xml · derivative · entry 4 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802 Underlying: Common Stock · 802 shares Expires 2026-11-09 F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 17:36 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066867 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,612.885 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.