Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TOMPKINS FINANCIAL CORP
Report date October 31, 2025 · Filed November 04, 2025
Section 16 reporting ended · disclosed 2025-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,818 |
Reported balance
After 2025-10-31 transaction · row 1
1 source rowRow 1 · 2025-10-31 · Disposition to issuer · Disposed 4,031 · Balance 20,818 F1: Forfeiture of restricted shares pursuant to a change in employment. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k)/ISOP | 972.8371 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 972.8371 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 3,824.5552 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,824.5552 |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of restricted shares pursuant to a change in employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2025 Filed Nov 4, 2025 13:17 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Disposition to issuerCommon Stock | 4,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001005817-25-000049 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,818 F1 · shares: Forfeiture of restricted shares pursuant to a change in employment. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 19:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | OtherCommon Stock | 154 | $74.62 | $11,491.48 |
DisclosureSEC source: 0001127602-24-027183 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,849 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 19:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,205 | $74.62 | $89,917.10 |
DisclosureSEC source: 0001127602-24-027183 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,003 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 21:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 90 | $73.70 | $6,633.00 |
DisclosureSEC source: 0001127602-24-027047 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,798 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 21:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 167 | $73.70 | $12,307.90 |
DisclosureSEC source: 0001127602-24-027047 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,888 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 21:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 215 | $73.70 | $15,845.50 |
DisclosureSEC source: 0001127602-24-027047 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,055 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 02, 2024 Filed Aug 5, 2024 16:47 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GiftCommon Stock | 390 | $58.85 | $22,951.50 |
DisclosureSEC source: 0001127602-24-021561 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,270 Read SEC document |
| November 12, 2023 Filed Nov 14, 2023 15:26 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 160 | $50.90 | $8,144.00 |
DisclosureSEC source: 0001127602-23-027313 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,660 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:36 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 174 | $51.02 | $8,877.48 |
DisclosureSEC source: 0001127602-23-027188 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,820 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:36 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 225 | $51.02 | $11,479.50 |
DisclosureSEC source: 0001127602-23-027188 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,994 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:36 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 184 | $51.02 | $9,387.68 |
DisclosureSEC source: 0001127602-23-027188 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,219 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 15:26 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,160 | $51.02 | $59,183.20 |
DisclosureSEC source: 0001127602-23-027313 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,403 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 14:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 716 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-22-025891 · form4.xml · derivative · entry 8 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 716 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 14:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 522 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-22-025891 · form4.xml · derivative · entry 7 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 522 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 14:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 595 | $84.49 | $50,271.55 |
DisclosureSEC source: 0001127602-22-025891 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,243 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 14:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 716 | $56.29 | $40,303.64 |
DisclosureSEC source: 0001127602-22-025891 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 14:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 412 | $84.49 | $34,809.88 |
DisclosureSEC source: 0001127602-22-025891 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,122 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 14:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 522 | $49.22 | $25,692.84 |
DisclosureSEC source: 0001127602-22-025891 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 14:53 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 154 | $81.25 | $12,512.50 |
DisclosureSEC source: 0001127602-22-025580 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,012 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:37 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-22-025390 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,166 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:30 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 216 | $81.48 | $17,599.68 |
DisclosureSEC source: 0001127602-22-025384 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,436 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:30 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 176 | $81.48 | $14,340.48 |
DisclosureSEC source: 0001127602-22-025384 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,652 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:30 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 162 | $81.48 | $13,199.76 |
DisclosureSEC source: 0001127602-22-025384 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,828 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 105 | $83.79 | $8,797.95 |
DisclosureSEC source: 0001127602-22-025080 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,990 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2021 Filed Nov 29, 2021 19:59 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 188 | $82.89 | $15,583.32 |
DisclosureSEC source: 0001127602-21-029747 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,095 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:12 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 167 | $83.89 | $14,009.63 |
DisclosureSEC source: 0001127602-21-029149 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,283 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:26 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | SaleCommon Stock | 1,500 | $84.00 | $126,000.00 |
DisclosureSEC source: 0001127602-21-028778 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,618 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028951 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,450 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 191 | $83.97 | $16,038.27 |
DisclosureSEC source: 0001127602-21-028951 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,090 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 176 | $83.97 | $14,778.72 |
DisclosureSEC source: 0001127602-21-028951 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,281 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 161 | $83.97 | $13,519.17 |
DisclosureSEC source: 0001127602-21-028951 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,457 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 20:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 129 | $82.94 | $10,699.26 |
DisclosureSEC source: 0001127602-21-028556 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,118 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 380 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · derivative · entry 11 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716 Underlying: Common Stock · 380 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 590 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · derivative · entry 10 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 Underlying: Common Stock · 590 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 459 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · derivative · entry 9 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 459 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 311 | $77.33 | $24,049.63 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · nonDerivative · entry 6 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,247 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · nonDerivative · entry 5 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 447 | $77.33 | $34,566.51 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,178 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 590 | $49.22 | $29,039.80 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 314 | $77.33 | $24,281.62 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,035 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 459 | $40.66 | $18,662.94 |
DisclosureSEC source: 0001127602-21-008588 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2020 Filed Nov 24, 2020 15:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 188 | $65.92 | $12,392.96 |
DisclosureSEC source: 0001127602-20-029896 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,890 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 13:30 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 467 | $63.44 | $29,626.48 |
DisclosureSEC source: 0001127602-20-028687 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,078 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 13:30 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,755 | $63.44 | $111,337.20 |
DisclosureSEC source: 0001127602-20-028687 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,545 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 14:29 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 115 | $55.26 | $6,354.90 |
DisclosureSEC source: 0001127602-20-028315 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,790 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 03, 2020 Filed May 4, 2020 18:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 202 | $68.19 | $13,774.38 |
DisclosureSEC source: 0001127602-20-015152 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,905 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 03, 2020 Filed May 5, 2020 16:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 202 | $68.19 | $13,774.38 |
DisclosureSEC source: 0001127602-20-015376 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,905 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 380 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · derivative · entry 11 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096 Underlying: Common Stock · 380 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 591 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · derivative · entry 10 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112 Underlying: Common Stock · 591 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 519 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · derivative · entry 9 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459 Underlying: Common Stock · 519 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.