Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TOMPKINS FINANCIAL CORP
Report date November 13, 2023 · Filed November 15, 2023
Section 16 reporting ended · disclosed 2023-11-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,439.667 |
Ending reported balance
After 2023-11-13 transaction · row 7
4 source rows · reconciled sequenceRow 4 · 2023-11-13 · Disposition to issuer · Disposed 312 · Balance 7,066.667 F1: Forfeiture of restricted stock following retirement from the company. Row 5 · 2023-11-13 · Disposition to issuer · Disposed 877 · Balance 6,189.667 F1: Forfeiture of restricted stock following retirement from the company. Row 6 · 2023-11-13 · Disposition to issuer · Disposed 1,020 · Balance 5,169.667 F1: Forfeiture of restricted stock following retirement from the company. Row 7 · 2023-11-13 · Disposition to issuer · Disposed 730 · Balance 4,439.667 F1: Forfeiture of restricted stock following retirement from the company. |
| Common StockSEC Table I · non-derivative | Indirect401(K) DC Plan | 0 |
Reported balance
Holding disclosure · report date 2023-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirect401(K) ESOP | 790.4687 |
Reported balance
Holding disclosure · report date 2023-11-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 790.4687 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K) ISOP | 2,683.3011 |
Reported balance
Holding disclosure · report date 2023-11-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,683.3011 |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of restricted stock following retirement from the company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2023 Filed Nov 15, 2023 17:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Disposition to issuerCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-23-027421 · form4.xml · nonDerivative · entry 7 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,439.667 F1 · shares: Forfeiture of restricted stock following retirement from the company. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 17:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Disposition to issuerCommon Stock | 1,020 | $83.97 | $85,649.40 |
DisclosureSEC source: 0001127602-23-027421 · form4.xml · nonDerivative · entry 6 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,169.667 F1 · shares: Forfeiture of restricted stock following retirement from the company. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 17:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Disposition to issuerCommon Stock | 877 | $63.44 | $55,636.88 |
DisclosureSEC source: 0001127602-23-027421 · form4.xml · nonDerivative · entry 5 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,189.667 F1 · shares: Forfeiture of restricted stock following retirement from the company. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 17:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Disposition to issuerCommon Stock | 312 | $89.21 | $27,833.52 |
DisclosureSEC source: 0001127602-23-027421 · form4.xml · nonDerivative · entry 4 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,066.667 F1 · shares: Forfeiture of restricted stock following retirement from the company. Read SEC document |
| November 12, 2023 Filed Nov 14, 2023 15:36 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $50.90 | $5,751.70 |
DisclosureSEC source: 0001127602-23-027318 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,378.667 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 123 | $51.02 | $6,275.46 |
DisclosureSEC source: 0001127602-23-027190 · form4.xml · nonDerivative · entry 3 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,491.667 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $51.02 | $8,112.18 |
DisclosureSEC source: 0001127602-23-027190 · form4.xml · nonDerivative · entry 2 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,614.667 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $51.02 | $6,632.60 |
DisclosureSEC source: 0001127602-23-027190 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,773.667 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 20:23 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $81.25 | $9,181.25 |
DisclosureSEC source: 0001127602-22-025612 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,741.164 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $81.48 | $12,955.32 |
DisclosureSEC source: 0001127602-22-025547 · form4.xml · nonDerivative · entry 3 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,124.164 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $81.48 | $10,592.40 |
DisclosureSEC source: 0001127602-22-025547 · form4.xml · nonDerivative · entry 2 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,283.164 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 119 | $81.48 | $9,696.12 |
DisclosureSEC source: 0001127602-22-025547 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,413.164 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 18:53 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-22-025418 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,854.164 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 01:40 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 120 | $83.89 | $10,066.80 |
DisclosureSEC source: 0001127602-21-029231 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,439.993 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:22 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028944 · form4.xml · nonDerivative · entry 4 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,559.993 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:22 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 137 | $83.97 | $11,503.89 |
DisclosureSEC source: 0001127602-21-028944 · form4.xml · nonDerivative · entry 3 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,199.993 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:22 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 126 | $83.97 | $10,580.22 |
DisclosureSEC source: 0001127602-21-028944 · form4.xml · nonDerivative · entry 2 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,336.993 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:22 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 116 | $83.97 | $9,740.52 |
DisclosureSEC source: 0001127602-21-028944 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,462.993 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,755 | $63.44 | $111,337.20 |
DisclosureSEC source: 0001127602-20-028711 · form4.xml · nonDerivative · entry 2 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,475.391 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 338 | $63.44 | $21,442.72 |
DisclosureSEC source: 0001127602-20-028711 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,720.391 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 14:57 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032682 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,950.179 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:39 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032490 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700.179 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 14:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 96 | $75.43 | $7,241.28 |
DisclosureSEC source: 0001127602-18-032948 · form4.xml · nonDerivative · entry 2 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 14:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,435 | $75.43 | $108,242.05 |
DisclosureSEC source: 0001127602-18-032948 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,962 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 14:09 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031807 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:08 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantStock Appreciation Rights (SAR) · Derivative | 802 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001127602-16-066879 · form4.xml · derivative · entry 2 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802 Underlying: Common Stock · 802 shares Expires 2026-11-09 F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:08 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066879 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.