Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TOMPKINS FINANCIAL CORP
Report date May 03, 2024 · Filed May 06, 2024
Section 16 reporting ended · disclosed 2024-05-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,805.443 |
Reported balance
After 2024-05-03 transaction · row 1
1 source rowRow 1 · 2024-05-03 · Disposition to issuer · Disposed 4,099 · Balance 4,805.443 F1: Forfeiture of unvested restricted stock awards pursuant to retirement. |
| Common StockSEC Table I · non-derivative | Indirect401(K) ESOP | 649.9166 |
Reported balance
Holding disclosure · report date 2024-05-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 649.9166 |
| Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $76.90 · Expires 2026-11-09 | Direct | 802 |
Reported balance
Holding disclosure · report date 2024-05-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 802 F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of unvested restricted stock awards pursuant to retirement.
F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2024 Filed May 6, 2024 22:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Disposition to issuerCommon Stock | 4,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-014322 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,805.443 F1 · shares: Forfeiture of unvested restricted stock awards pursuant to retirement. Read SEC document |
| November 12, 2023 Filed Nov 14, 2023 15:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $50.90 | $5,751.70 |
DisclosureSEC source: 0001127602-23-027317 · form4.xml · nonDerivative · entry 3 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,720.952 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 123 | $51.02 | $6,275.46 |
DisclosureSEC source: 0001127602-23-027185 · form4.xml · nonDerivative · entry 3 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,833.952 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $51.02 | $8,112.18 |
DisclosureSEC source: 0001127602-23-027185 · form4.xml · nonDerivative · entry 2 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,956.952 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $51.02 | $6,632.60 |
DisclosureSEC source: 0001127602-23-027185 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,115.952 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 15:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,160 | $51.02 | $59,183.20 |
DisclosureSEC source: 0001127602-23-027317 · form4.xml · nonDerivative · entry 2 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,245.952 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 22:11 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $81.25 | $9,181.25 |
DisclosureSEC source: 0001127602-22-025636 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900.362 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 13:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-22-025369 · form4.xml · nonDerivative · entry 4 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,013.362 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 13:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $81.48 | $12,955.32 |
DisclosureSEC source: 0001127602-22-025369 · form4.xml · nonDerivative · entry 3 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,283.362 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 13:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $81.48 | $10,592.40 |
DisclosureSEC source: 0001127602-22-025369 · form4.xml · nonDerivative · entry 2 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,442.362 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 13:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 119 | $81.48 | $9,696.12 |
DisclosureSEC source: 0001127602-22-025369 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,572.362 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 01:49 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 120 | $83.89 | $10,066.80 |
DisclosureSEC source: 0001127602-21-029240 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,595.483 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-029045 · form4.xml · nonDerivative · entry 4 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,715.483 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 137 | $83.97 | $11,503.89 |
DisclosureSEC source: 0001127602-21-029045 · form4.xml · nonDerivative · entry 3 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,355.483 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 126 | $83.97 | $10,580.22 |
DisclosureSEC source: 0001127602-21-029045 · form4.xml · nonDerivative · entry 2 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,492.483 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 116 | $83.97 | $9,740.52 |
DisclosureSEC source: 0001127602-21-029045 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,618.483 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:18 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,755 | $63.44 | $111,337.20 |
DisclosureSEC source: 0001127602-20-028699 · form4.xml · nonDerivative · entry 2 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,626.498 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:18 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 338 | $63.44 | $21,442.72 |
DisclosureSEC source: 0001127602-20-028699 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,871.498 F1 · shares: Deemed disposition of shares to Issuer to satisfy option cost and taxes. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 20:41 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032743 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,097.044 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2019 Filed Nov 13, 2019 14:46 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032585 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,847.044 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 14:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 96 | $75.43 | $7,241.28 |
DisclosureSEC source: 0001127602-18-032950 · form4.xml · nonDerivative · entry 2 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,968.826 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 14:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,435 | $75.43 | $108,242.05 |
DisclosureSEC source: 0001127602-18-032950 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,064.826 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 15:41 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031818 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,577.703 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:29 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantStock Appreciation Rights (SAR) · Derivative | 802 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001127602-16-066837 · form4.xml · derivative · entry 2 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802 Underlying: Common Stock · 802 shares Expires 2026-11-09 F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:29 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066837 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243.076 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.