Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TOMPKINS FINANCIAL CORPTMP · Entity 2728 | EVP, General Counsel & CRO | September 02, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TOMPKINS FINANCIAL CORP
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,175.788 |
Ending reported balance
After 2026-09-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-02 · Exercise / conversion · Acquired 802 · Balance 10,888.788 Row 2 · 2026-09-02 · Tax withholding · Disposed 713 · Balance 10,175.788 F1: Shares withheld for Option cost and taxes. |
| Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $76.90 · Expires 2026-11-09 | Direct | 0 |
Reported balance
After 2026-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-02 · Exercise / conversion · Disposed 802 · Balance 0 F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
| Common StockSEC Table I · non-derivative | Indirect401K/ESOP | 954.1113 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 954.1113 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for Option cost and taxes.
F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 4, 2026 13:19 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 802 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001005817-26-000120 · form4.xml · derivative · entry 4 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 802 shares Expires 2026-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 13:19 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 713 | $97.56 | $69,560.28 |
DisclosureSEC source: 0001005817-26-000120 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,175.788 F1 · shares: Shares withheld for Option cost and taxes. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 13:19 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 802 | $76.90 | $61,673.80 |
DisclosureSEC source: 0001005817-26-000120 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,888.788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2026 Filed May 20, 2026 20:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 359 | $84.18 | $30,220.62 |
DisclosureSEC source: 0001005817-26-000060 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,992.498 F2 · shares: Shares withheld for taxes. Read SEC document |
| May 18, 2026 Filed May 20, 2026 20:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $0.00 | $0.00 |
DisclosureSEC source: 0001005817-26-000060 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,351.498 F1 · shares: Each performance-based stock unit (PSU) represents the right to receive, following vesting, one share of Tompkins common stock. The number of shares of common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the third anniversary of the grant date. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 20:13 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 910 | $67.79 | $61,688.90 |
DisclosureSEC source: 0001005817-25-000098 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,365.715 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:47 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 143 | $66.68 | $9,535.24 |
DisclosureSEC source: 0001005817-25-000079 · form4.xml · nonDerivative · entry 4 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,455.715 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:47 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 90 | $66.68 | $6,001.20 |
DisclosureSEC source: 0001005817-25-000079 · form4.xml · nonDerivative · entry 3 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,598.715 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:47 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 167 | $66.68 | $11,135.56 |
DisclosureSEC source: 0001005817-25-000079 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,688.715 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:47 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 216 | $66.68 | $14,402.88 |
DisclosureSEC source: 0001005817-25-000079 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,855.715 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 20:52 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 154 | $74.62 | $11,491.48 |
DisclosureSEC source: 0001127602-24-027202 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,795.228 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 20:52 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 805 | $74.62 | $60,069.10 |
DisclosureSEC source: 0001127602-24-027202 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,949.228 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 90 | $73.70 | $6,633.00 |
DisclosureSEC source: 0001127602-24-027050 · form4.xml · nonDerivative · entry 3 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,144.228 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 167 | $73.70 | $12,307.90 |
DisclosureSEC source: 0001127602-24-027050 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,234.228 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 215 | $73.70 | $15,845.50 |
DisclosureSEC source: 0001127602-24-027050 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,401.228 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2023 Filed Nov 14, 2023 21:22 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 138 | $50.90 | $7,024.20 |
DisclosureSEC source: 0001127602-23-027365 · form4.xml · nonDerivative · entry 3 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,339.739 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 150 | $51.02 | $7,653.00 |
DisclosureSEC source: 0001127602-23-027195 · form4.xml · nonDerivative · entry 3 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,477.739 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 194 | $51.02 | $9,897.88 |
DisclosureSEC source: 0001127602-23-027195 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,627.739 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $51.02 | $8,112.18 |
DisclosureSEC source: 0001127602-23-027195 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,821.739 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 21:22 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,160 | $51.02 | $59,183.20 |
DisclosureSEC source: 0001127602-23-027365 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,980.739 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 22:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 138 | $81.25 | $11,212.50 |
DisclosureSEC source: 0001127602-22-025633 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,643.399 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-22-025548 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,781.399 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 194 | $81.48 | $15,807.12 |
DisclosureSEC source: 0001127602-22-025388 · form4.xml · nonDerivative · entry 3 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,051.399 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 158 | $81.48 | $12,873.84 |
DisclosureSEC source: 0001127602-22-025388 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,245.399 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 146 | $81.48 | $11,896.08 |
DisclosureSEC source: 0001127602-22-025388 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,403.399 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 01:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 145 | $83.89 | $12,164.05 |
DisclosureSEC source: 0001127602-21-029241 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,456.426 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028947 · form4.xml · nonDerivative · entry 4 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,601.426 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 166 | $83.97 | $13,939.02 |
DisclosureSEC source: 0001127602-21-028947 · form4.xml · nonDerivative · entry 3 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,241.426 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 153 | $83.97 | $12,847.41 |
DisclosureSEC source: 0001127602-21-028947 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,407.426 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 140 | $83.97 | $11,755.80 |
DisclosureSEC source: 0001127602-21-028947 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,560.426 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:37 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,755 | $63.44 | $111,337.20 |
DisclosureSEC source: 0001127602-20-028706 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,593.4 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:37 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 338 | $63.44 | $21,442.72 |
DisclosureSEC source: 0001127602-20-028706 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,838.4 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:16 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032753 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,064.875 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:36 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032486 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,814.875 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 13:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 96 | $75.43 | $7,241.28 |
DisclosureSEC source: 0001127602-18-032945 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,937.47 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 13:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,435 | $75.43 | $108,242.05 |
DisclosureSEC source: 0001127602-18-032945 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,033.47 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:31 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031833 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,547.057 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:25 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantStock Appreciation Rights (SAR) · Derivative | 802 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001127602-16-066835 · form4.xml · derivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802 Underlying: Common Stock · 802 shares Expires 2026-11-09 F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:25 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066835 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.