Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TOMPKINS FINANCIAL CORPTMP · Entity 2728 | SVP, PAO | August 04, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TOMPKINS FINANCIAL CORP
Report date August 04, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,856.515 |
Ending reported balance
After 2026-08-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-04 · Exercise / conversion · Acquired 260 · Balance 5,076.515 Row 2 · 2026-08-04 · Tax withholding · Disposed 220 · Balance 4,856.515 F1: Shares withheld for Option cost and taxes. |
| Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $76.90 · Expires 2026-11-09 | Direct | 0 |
Reported balance
After 2026-08-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-04 · Exercise / conversion · Disposed 260 · Balance 0 F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 1,335.4586 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,335.4586 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 2,719.1885 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,719.1885 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for Option cost and taxes.
F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2026 Filed Aug 5, 2026 17:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 260 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001005817-26-000116 · form4.xml · derivative · entry 5 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 260 shares Expires 2026-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| August 04, 2026 Filed Aug 5, 2026 17:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 220 | $101.54 | $22,338.80 |
DisclosureSEC source: 0001005817-26-000116 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,856.515 F1 · shares: Shares withheld for Option cost and taxes. Read SEC document |
| August 04, 2026 Filed Aug 5, 2026 17:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 260 | $76.90 | $19,994.00 |
DisclosureSEC source: 0001005817-26-000116 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,076.515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 13:53 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 550 | $67.79 | $37,284.50 |
DisclosureSEC source: 0001005817-25-000093 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,743.251 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 64 | $66.68 | $4,267.52 |
DisclosureSEC source: 0001005817-25-000076 · form4.xml · nonDerivative · entry 4 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,193.251 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 41 | $66.68 | $2,733.88 |
DisclosureSEC source: 0001005817-25-000076 · form4.xml · nonDerivative · entry 3 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,257.251 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 38 | $66.68 | $2,533.84 |
DisclosureSEC source: 0001005817-25-000076 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,298.251 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 50 | $66.68 | $3,334.00 |
DisclosureSEC source: 0001005817-25-000076 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,336.251 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 705 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001005817-25-000056 · form4.xml · derivative · entry 5 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 705 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 646 | $64.88 | $41,912.48 |
DisclosureSEC source: 0001005817-25-000056 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,386.251 F1 · shares: Shares withheld for Option cost and taxes. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 705 | $56.29 | $39,684.45 |
DisclosureSEC source: 0001005817-25-000056 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,032.251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 20:31 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 35 | $74.62 | $2,611.70 |
DisclosureSEC source: 0001127602-24-027200 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,251.559 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 20:31 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 495 | $74.62 | $36,936.90 |
DisclosureSEC source: 0001127602-24-027200 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,286.559 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 41 | $73.70 | $3,021.70 |
DisclosureSEC source: 0001127602-24-027089 · form4.xml · nonDerivative · entry 3 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,791.559 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 38 | $73.70 | $2,800.60 |
DisclosureSEC source: 0001127602-24-027089 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,832.559 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:38 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 50 | $73.70 | $3,685.00 |
DisclosureSEC source: 0001127602-24-027089 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,870.559 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 12:58 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 1,255 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-24-026040 · form4.xml · derivative · entry 5 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,255 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 12:58 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 1,103 | $60.75 | $67,007.25 |
DisclosureSEC source: 0001127602-24-026040 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,920.559 F1 · shares: Shares withheld for Option cost and taxes. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 12:58 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,255 | $49.22 | $61,771.10 |
DisclosureSEC source: 0001127602-24-026040 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,023.559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2023 Filed Nov 14, 2023 14:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 35 | $50.90 | $1,781.50 |
DisclosureSEC source: 0001127602-23-027307 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,659.8 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:40 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 38 | $51.02 | $1,938.76 |
DisclosureSEC source: 0001127602-23-027192 · form4.xml · nonDerivative · entry 4 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,694.8 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:40 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 50 | $51.02 | $2,551.00 |
DisclosureSEC source: 0001127602-23-027192 · form4.xml · nonDerivative · entry 3 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,732.8 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:40 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 42 | $51.02 | $2,142.84 |
DisclosureSEC source: 0001127602-23-027192 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,782.8 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 18:40 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 700 | $51.02 | $35,714.00 |
DisclosureSEC source: 0001127602-23-027192 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,824.8 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.