Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2018 Filed Jan 12, 2018 17:44 UTC |
YUNKER CRAIGDirector
|
Exercise / conversionPhantom Stock · Derivative | 474.601 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001670 · form4.xml · derivative · entry 3 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,476.814 Underlying: Common Stock · 474.601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 17:44 UTC |
YUNKER CRAIGDirector
|
Exercise / conversionCommon Stock | 1,315.682 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001670 · form4.xml · nonDerivative · entry 2 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,409.126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 17:44 UTC |
YUNKER CRAIGDirector
|
Exercise / conversionCommon Stock | 474.601 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001670 · form4.xml · nonDerivative · entry 1 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,093.444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 19:20 UTC |
SPAIN MICHAEL HDirector
|
GrantPhantom Stock · Derivative | 111.222 | $80.38 | $8,940.02 |
DisclosureSEC source: 0001127602-18-001429 · form4.xml · derivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,562.058 Underlying: Common Stock · 111.222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 19:57 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 204.715 | $80.38 | $16,454.99 |
DisclosureSEC source: 0001127602-18-001431 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,053.553 Underlying: Common Stock · 204.715 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 19:19 UTC |
Henry Susan ADirector
|
GrantPhantom Stock · Derivative | 57.353 | $80.38 | $4,610.03 |
DisclosureSEC source: 0001127602-18-001428 · form4.xml · derivative · entry 1 Henry Susan A · CIK 0001410136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,317.312 Underlying: Common Stock · 57.353 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 17:47 UTC |
Rochon Thomas R.Director
|
GrantPhantom Stock · Derivative | 349.589 | $80.38 | $28,099.96 |
DisclosureSEC source: 0001127602-18-001421 · form4.xml · derivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,525.771 Underlying: Common Stock · 349.589 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 17:37 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 79.311 | $80.38 | $6,375.02 |
DisclosureSEC source: 0001127602-18-001420 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,158.309 Underlying: Common Stock · 79.311 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 17:48 UTC |
WEBER ALFRED JDirector
|
GrantPhantom Stock · Derivative | 128.888 | $80.38 | $10,360.02 |
DisclosureSEC source: 0001127602-18-001422 · form4.xml · derivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672.611 Underlying: Common Stock · 128.888 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:37 UTC |
BATTAGLIA PAUL J.Director
|
GrantPhantom Stock · Derivative | 315.252 | $80.38 | $25,339.96 |
DisclosureSEC source: 0001127602-18-001541 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,816.777 Underlying: Common Stock · 315.252 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:13 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 1,785 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035083 · form4.xml · derivative · entry 5 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788 Underlying: Common Stock · 1,785 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:13 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 1,238 | $83.09 | $102,865.42 |
DisclosureSEC source: 0001127602-17-035083 · form4.xml · nonDerivative · entry 2 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,213 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:13 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Exercise / conversionCommon Stock | 1,785 | $37.00 | $66,045.00 |
DisclosureSEC source: 0001127602-17-035083 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 27, 2017 18:14 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
SaleCommon Stock | 250 | $83.78 | $20,945.00 |
DisclosureSEC source: 0001127602-17-033279 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,786 Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 20:12 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
GiftCommon Stock | 120 | $84.28 | $10,113.00 |
DisclosureSEC source: 0001127602-17-033427 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,666 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 19:07 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
Tax withholdingCommon Stock | 138 | $85.33 | $11,775.54 |
DisclosureSEC source: 0001127602-17-033150 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,590 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 19:05 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 139 | $85.33 | $11,860.87 |
DisclosureSEC source: 0001127602-17-033149 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,036 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:10 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 139 | $85.33 | $11,860.87 |
DisclosureSEC source: 0001127602-17-033141 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,767.967 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:05 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 170 | $85.33 | $14,506.10 |
DisclosureSEC source: 0001127602-17-033138 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,869 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:03 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 139 | $85.33 | $11,860.87 |
DisclosureSEC source: 0001127602-17-033137 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,871.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:00 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 122 | $85.33 | $10,410.26 |
DisclosureSEC source: 0001127602-17-033136 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775.182 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 14:03 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 440 | $85.33 | $37,545.20 |
DisclosureSEC source: 0001127602-17-033109 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,231.956 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 15:26 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 139 | $85.33 | $11,860.87 |
DisclosureSEC source: 0001127602-17-033226 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,601.101 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 18:10 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
GiftCommon Stock | 127 | $82.90 | $10,528.30 |
DisclosureSEC source: 0001127602-17-033141 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,906.967 F1 · shares: Bona fide gift to Charitable Gift Account Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 18:51 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
GrantCommon Stock | 4,625 | $79.50 | $367,687.50 |
DisclosureSEC source: 0001127602-17-031847 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,469.052 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:31 UTC |
Fontaine Alyssa HEVP & General Counsel
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031833 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,547.057 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 15:42 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031820 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,687.077 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 15:41 UTC |
Lindberg Bonita NSVP, Human Resource Director
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031818 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,577.703 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 15:08 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031813 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,175 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 15:07 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031812 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010.915 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 14:09 UTC |
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031807 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 13:20 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031806 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,039 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 13:13 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031803 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,897.182 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 13:09 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031802 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,933.156 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 13:08 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031801 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,728 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 21:00 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 84 | $85.20 | $7,156.80 |
DisclosureSEC source: 0001127602-17-031463 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,855 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 20:58 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 103 | $85.20 | $8,775.60 |
DisclosureSEC source: 0001127602-17-031461 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,719 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 20:59 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 84 | $85.20 | $7,156.80 |
DisclosureSEC source: 0001127602-17-031462 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,690.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 20:38 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 84 | $85.20 | $7,156.80 |
DisclosureSEC source: 0001127602-17-031458 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,367.077 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 19:25 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 74 | $85.20 | $6,304.80 |
DisclosureSEC source: 0001127602-17-031454 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,577.182 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 18:12 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 266 | $85.20 | $22,663.20 |
DisclosureSEC source: 0001127602-17-031442 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,844.052 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 84 | $85.20 | $7,156.80 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · nonDerivative · entry 7 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,613.156 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 16:08 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
Tax withholdingCommon Stock | 84 | $85.20 | $7,156.80 |
DisclosureSEC source: 0001127602-17-031425 · form4.xml · nonDerivative · entry 2 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,408 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 892 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · derivative · entry 12 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788 Underlying: Common Stock · 892 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 590 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · derivative · entry 11 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885 Underlying: Common Stock · 590 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 520 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · derivative · entry 10 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497 Underlying: Common Stock · 520 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 602 | $85.20 | $51,290.40 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · nonDerivative · entry 6 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,697.156 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionCommon Stock | 892 | $37.00 | $33,004.00 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · nonDerivative · entry 5 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,299.156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 447 | $85.20 | $38,084.40 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · nonDerivative · entry 4 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,407.156 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionCommon Stock | 590 | $49.22 | $29,039.80 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · nonDerivative · entry 3 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,854.156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.