Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TOMPKINS FINANCIAL CORP
Report date May 14, 2024 · Filed May 15, 2024
Section 16 reporting ended · disclosed 2024-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,393.975 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,393.975 F1: Mr. Battaglia's term as a director expired May 14, 2024 and he is no longer an insider |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 5,191.746 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,191.746 F1: Mr. Battaglia's term as a director expired May 14, 2024 and he is no longer an insider |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 5,568.87 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,568.87 F1: Mr. Battaglia's term as a director expired May 14, 2024 and he is no longer an insider F2: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Battaglia's term as a director expired May 14, 2024 and he is no longer an insider
F2: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2024 Filed Jan 31, 2024 22:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 1,354.052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002767 · form4.xml · derivative · entry 5 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,504.388 Underlying: Common Stock · 1,354.052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 22:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,354.052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002767 · form4.xml · nonDerivative · entry 2 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,308.359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 480.744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002767 · form4.xml · derivative · entry 4 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,858.44 Underlying: Common Stock · 480.744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:00 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 480.744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002767 · form4.xml · nonDerivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,954.307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 17:46 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 1,763.369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-002541 · form4.xml · derivative · entry 3 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,053.474 Underlying: Common Stock · 1,763.369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Includes change in beneficial ownership of 1763.369 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement. F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 17:46 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,763.369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002541 · form4.xml · nonDerivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,260.479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes change in beneficial ownership of 1763.369 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement. F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 1,710.251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-007952 · form4.xml · derivative · entry 3 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,623.522 Underlying: Common Stock · 1,710.251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Includes change in beneficial ownership of 1710.251 shares from Indirect to Direct as a result of distribution pursuant to the Directors' Deferred Stock Retainer Agreement F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,710.251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007952 · form4.xml · nonDerivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,420.431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes change in beneficial ownership of 1710.251 shares from Indirect to Direct as a result of distribution pursuant to the Directors' Deferred Stock Retainer Agreement F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 23:56 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 1,664.989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004250 · form4.xml · derivative · entry 3 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,989.936 Underlying: Common Stock · 1,664.989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Includes change in beneficial ownership of 1664.989 shares from Indirect to Direct as a result of distribution pursuant to the Directors' Deferred Stock Retainer Agreement. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 23:56 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,664.989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004250 · form4.xml · nonDerivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,664.989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes change in beneficial ownership of 1664.989 shares from Indirect to Direct as a result of distribution pursuant to the Directors' Deferred Stock Retainer Agreement. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 12:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 104.743 | $58.71 | $6,149.46 |
DisclosureSEC source: 0001127602-20-026884 · form4.xml · derivative · entry 2 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,556.678 Underlying: Common Stock · 104.743 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 12:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 260.155 | $58.71 | $15,273.70 |
DisclosureSEC source: 0001127602-20-026884 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,451.935 Underlying: Common Stock · 260.155 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 10:44 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 105.825 | $58.11 | $6,149.49 |
DisclosureSEC source: 0001127602-20-021451 · form4.xml · derivative · entry 2 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,108.931 Underlying: Common Stock · 105.825 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 10:44 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 262.841 | $58.11 | $15,273.69 |
DisclosureSEC source: 0001127602-20-021451 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,003.106 Underlying: Common Stock · 262.841 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 20:25 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 88.088 | $69.81 | $6,149.42 |
DisclosureSEC source: 0001127602-20-014213 · form4.xml · derivative · entry 2 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,641.311 Underlying: Common Stock · 88.088 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 20:25 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 218.78 | $69.81 | $15,273.03 |
DisclosureSEC source: 0001127602-20-014213 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,553.223 Underlying: Common Stock · 218.78 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 18:57 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 236.738 | $90.50 | $21,424.79 |
DisclosureSEC source: 0001127602-20-001387 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,273.329 Underlying: Common Stock · 236.738 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 12:23 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 261.954 | $78.73 | $20,623.64 |
DisclosureSEC source: 0001127602-19-030174 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,977.881 Underlying: Common Stock · 261.954 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 12:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 251.093 | $82.14 | $20,624.78 |
DisclosureSEC source: 0001127602-19-024203 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,653.48 Underlying: Common Stock · 251.093 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 13:41 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 269.256 | $76.60 | $20,625.01 |
DisclosureSEC source: 0001127602-19-014960 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,341.953 Underlying: Common Stock · 269.256 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 13:42 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 260.91 | $79.05 | $20,624.94 |
DisclosureSEC source: 0001127602-19-001662 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,015.296 Underlying: Common Stock · 260.91 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 13:11 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 253.426 | $78.91 | $19,997.85 |
DisclosureSEC source: 0001127602-18-029512 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,698.876 Underlying: Common Stock · 253.426 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 14:56 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 227.432 | $87.93 | $19,998.10 |
DisclosureSEC source: 0001127602-18-022939 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,398.783 Underlying: Common Stock · 227.432 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 21:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 260.89 | $76.66 | $20,000.04 |
DisclosureSEC source: 0001127602-18-014181 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,123.65 Underlying: Common Stock · 260.89 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:37 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 315.252 | $80.38 | $25,339.96 |
DisclosureSEC source: 0001127602-18-001541 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,816.777 Underlying: Common Stock · 315.252 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 17:22 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 191.361 | $87.81 | $16,803.41 |
DisclosureSEC source: 0001127602-17-029534 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,459.301 Underlying: Common Stock · 191.361 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:31 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 201.848 | $78.84 | $15,913.70 |
DisclosureSEC source: 0001127602-17-023466 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,225.526 Underlying: Common Stock · 201.848 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 12:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 213.925 | $78.55 | $16,803.81 |
DisclosureSEC source: 0001127602-17-014602 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,984.926 Underlying: Common Stock · 213.925 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 18:22 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 174.822 | $94.57 | $16,532.92 |
DisclosureSEC source: 0001127602-17-001422 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,736.585 Underlying: Common Stock · 174.822 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 07, 2016 Filed Oct 12, 2016 12:21 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantPhantom Stock · Derivative | 207.282 | $77.25 | $16,012.53 |
DisclosureSEC source: 0001127602-16-064688 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,524.858 Underlying: Common Stock · 207.282 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.