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TMP

TOMPKINS FINANCIAL CORP

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2728
SEC CIK
0001005817
Parsed reports
824

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2022 Filed Nov 17, 2022 14:40 UTC
ROMAINE STEPHEN SDirector · President & CEO
Exercise / conversionStock Appreciation Rights (SAR) · Derivative 6,270 $0.00 Strike: $40.60 $0.00
Disclosure

SEC source: 0001127602-22-025879 · form4.xml · derivative · entry 9

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,270 shares

Expires 2023-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:40 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 4,079 $84.49 $344,634.71
Disclosure

SEC source: 0001127602-22-025879 · form4.xml · nonDerivative · entry 6

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,849.697

F2 · shares: Shares withheld for option cost and taxes.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:40 UTC
ROMAINE STEPHEN SDirector · President & CEO
Exercise / conversionCommon Stock 4,835 $56.29 $272,162.15
Disclosure

SEC source: 0001127602-22-025879 · form4.xml · nonDerivative · entry 5

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,928.697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:40 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 6,057 $84.49 $511,755.93
Disclosure

SEC source: 0001127602-22-025879 · form4.xml · nonDerivative · entry 4

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,093.697

F1 · shares: Shares withheld for option cost and taxes.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:40 UTC
ROMAINE STEPHEN SDirector · President & CEO
Exercise / conversionCommon Stock 7,530 $49.22 $370,626.60
Disclosure

SEC source: 0001127602-22-025879 · form4.xml · nonDerivative · entry 3

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,150.697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:40 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 4,744 $84.49 $400,820.56
Disclosure

SEC source: 0001127602-22-025879 · form4.xml · nonDerivative · entry 2

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,620.697

F1 · shares: Shares withheld for option cost and taxes.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:40 UTC
ROMAINE STEPHEN SDirector · President & CEO
Exercise / conversionCommon Stock 6,270 $40.60 $254,562.00
Disclosure

SEC source: 0001127602-22-025879 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,364.697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 22:11 UTC
Lindberg Bonita NSVP, Human Resource Director
Tax withholdingCommon Stock 113 $81.25 $9,181.25
Disclosure

SEC source: 0001127602-22-025636 · form4.xml · nonDerivative · entry 1

Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900.362

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 22:01 UTC
Fontaine Alyssa HEVP & General Counsel
Tax withholdingCommon Stock 138 $81.25 $11,212.50
Disclosure

SEC source: 0001127602-22-025633 · form4.xml · nonDerivative · entry 1

Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,643.399

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 21:13 UTC
VALENTI SUSAN M.EVP, Corporate Marketing
Tax withholdingCommon Stock 113 $81.25 $9,181.25
Disclosure

SEC source: 0001127602-22-025619 · form4.xml · nonDerivative · entry 1

VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,523.947

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 20:46 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 320 $81.25 $26,000.00
Disclosure

SEC source: 0001127602-22-025614 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,094.697

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 20:23 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Tax withholdingCommon Stock 113 $81.25 $9,181.25
Disclosure

SEC source: 0001127602-22-025612 · form4.xml · nonDerivative · entry 1

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,741.164

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 19:13 UTC
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
Tax withholdingCommon Stock 113 $81.25 $9,181.25
Disclosure

SEC source: 0001127602-22-025606 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,135

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 17:03 UTC
McKenna John MEVP, Tompkins Bank of Castile
Tax withholdingCommon Stock 113 $81.25 $9,181.25
Disclosure

SEC source: 0001127602-22-025600 · form4.xml · nonDerivative · entry 1

McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,930.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 14:58 UTC
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
Tax withholdingCommon Stock 113 $81.25 $9,181.25
Disclosure

SEC source: 0001127602-22-025582 · form4.xml · nonDerivative · entry 1

HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,492.941

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 14:53 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 154 $81.25 $12,512.50
Disclosure

SEC source: 0001127602-22-025580 · form4.xml · nonDerivative · entry 1

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,012

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2022 Filed Nov 15, 2022 14:41 UTC
DeMilia David MEVP, Pres & CEO Mahopac Bank
Tax withholdingCommon Stock 34 $81.25 $2,762.50
Disclosure

SEC source: 0001127602-22-025578 · form4.xml · nonDerivative · entry 1

DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,116.012

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 11, 2022 Filed Feb 2, 2023 19:53 UTC
DeMilia David MEVP, Pres & CEO Mahopac Bank
OtherCommon Stock 1.226 $81.54 $99.97
Disclosure

SEC source: 0001127602-23-003063 · form5.xml · nonDerivative · entry 1

DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125.724

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 21:28 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 451 $81.48 $36,747.48
Disclosure

SEC source: 0001127602-22-025298 · form4.xml · nonDerivative · entry 3

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,319.697

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 21:28 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 682 $81.48 $55,569.36
Disclosure

SEC source: 0001127602-22-025298 · form4.xml · nonDerivative · entry 2

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,770.697

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 21:28 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 615 $81.48 $50,110.20
Disclosure

SEC source: 0001127602-22-025298 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,452.697

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 23:02 UTC
Fontaine Alyssa HEVP & General Counsel
GrantCommon Stock 730 $81.48 $59,480.40
Disclosure

SEC source: 0001127602-22-025548 · form4.xml · nonDerivative · entry 1

Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,781.399

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 23:01 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Tax withholdingCommon Stock 159 $81.48 $12,955.32
Disclosure

SEC source: 0001127602-22-025547 · form4.xml · nonDerivative · entry 3

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,124.164

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 23:01 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Tax withholdingCommon Stock 130 $81.48 $10,592.40
Disclosure

SEC source: 0001127602-22-025547 · form4.xml · nonDerivative · entry 2

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,283.164

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 23:01 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
Tax withholdingCommon Stock 119 $81.48 $9,696.12
Disclosure

SEC source: 0001127602-22-025547 · form4.xml · nonDerivative · entry 1

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,413.164

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 20:05 UTC
Kunkel Ginger GPresident TCB Pennsylvania
GrantCommon Stock 730 $81.48 $59,480.40
Disclosure

SEC source: 0001127602-22-025436 · form4.xml · nonDerivative · entry 1

Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592.875

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:53 UTC
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
GrantCommon Stock 730 $81.48 $59,480.40
Disclosure

SEC source: 0001127602-22-025418 · form4.xml · nonDerivative · entry 1

Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854.164

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:50 UTC
ROMAINE STEPHEN SDirector · President & CEO
GrantCommon Stock 3,095 $81.48 $252,180.60
Disclosure

SEC source: 0001127602-22-025416 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,414.697

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:45 UTC
McKenna John MEVP, Tompkins Bank of Castile
GrantCommon Stock 730 $81.48 $59,480.40
Disclosure

SEC source: 0001127602-22-025398 · form4.xml · nonDerivative · entry 4

McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,043.915

F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:45 UTC
McKenna John MEVP, Tompkins Bank of Castile
Tax withholdingCommon Stock 159 $81.48 $12,955.32
Disclosure

SEC source: 0001127602-22-025398 · form4.xml · nonDerivative · entry 3

McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,313.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:45 UTC
McKenna John MEVP, Tompkins Bank of Castile
Tax withholdingCommon Stock 130 $81.48 $10,592.40
Disclosure

SEC source: 0001127602-22-025398 · form4.xml · nonDerivative · entry 2

McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,472.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:45 UTC
McKenna John MEVP, Tompkins Bank of Castile
Tax withholdingCommon Stock 119 $81.48 $9,696.12
Disclosure

SEC source: 0001127602-22-025398 · form4.xml · nonDerivative · entry 1

McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,602.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:42 UTC
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
Tax withholdingCommon Stock 159 $81.48 $12,955.32
Disclosure

SEC source: 0001127602-22-025395 · form4.xml · nonDerivative · entry 3

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,518

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:42 UTC
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
Tax withholdingCommon Stock 130 $81.48 $10,592.40
Disclosure

SEC source: 0001127602-22-025395 · form4.xml · nonDerivative · entry 2

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,677

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:42 UTC
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
Tax withholdingCommon Stock 119 $81.48 $9,696.12
Disclosure

SEC source: 0001127602-22-025395 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,807

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:40 UTC
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
GrantCommon Stock 730 $81.48 $59,480.40
Disclosure

SEC source: 0001127602-22-025393 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,248

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:37 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
GrantCommon Stock 730 $81.48 $59,480.40
Disclosure

SEC source: 0001127602-22-025390 · form4.xml · nonDerivative · entry 1

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,166

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:35 UTC
Fontaine Alyssa HEVP & General Counsel
Tax withholdingCommon Stock 194 $81.48 $15,807.12
Disclosure

SEC source: 0001127602-22-025388 · form4.xml · nonDerivative · entry 3

Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,051.399

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:35 UTC
Fontaine Alyssa HEVP & General Counsel
Tax withholdingCommon Stock 158 $81.48 $12,873.84
Disclosure

SEC source: 0001127602-22-025388 · form4.xml · nonDerivative · entry 2

Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,245.399

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:35 UTC
Fontaine Alyssa HEVP & General Counsel
Tax withholdingCommon Stock 146 $81.48 $11,896.08
Disclosure

SEC source: 0001127602-22-025388 · form4.xml · nonDerivative · entry 1

Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,403.399

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:30 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 216 $81.48 $17,599.68
Disclosure

SEC source: 0001127602-22-025384 · form4.xml · nonDerivative · entry 3

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,436

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:30 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 176 $81.48 $14,340.48
Disclosure

SEC source: 0001127602-22-025384 · form4.xml · nonDerivative · entry 2

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,652

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:30 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 162 $81.48 $13,199.76
Disclosure

SEC source: 0001127602-22-025384 · form4.xml · nonDerivative · entry 1

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,828

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:25 UTC
DeMilia David MEVP, Pres & CEO Mahopac Bank
GrantCommon Stock 730 $81.48 $59,480.40
Disclosure

SEC source: 0001127602-22-025381 · form4.xml · nonDerivative · entry 4

DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150.012

F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:25 UTC
DeMilia David MEVP, Pres & CEO Mahopac Bank
Tax withholdingCommon Stock 52 $81.48 $4,236.96
Disclosure

SEC source: 0001127602-22-025381 · form4.xml · nonDerivative · entry 3

DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420.012

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

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November 09, 2022 Filed Nov 14, 2022 14:25 UTC
DeMilia David MEVP, Pres & CEO Mahopac Bank
Tax withholdingCommon Stock 41 $81.48 $3,340.68
Disclosure

SEC source: 0001127602-22-025381 · form4.xml · nonDerivative · entry 2

DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,472.012

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

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November 09, 2022 Filed Nov 14, 2022 14:25 UTC
DeMilia David MEVP, Pres & CEO Mahopac Bank
Tax withholdingCommon Stock 37 $81.48 $3,014.76
Disclosure

SEC source: 0001127602-22-025381 · form4.xml · nonDerivative · entry 1

DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513.012

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

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November 09, 2022 Filed Nov 14, 2022 14:08 UTC
VALENTI SUSAN M.EVP, Corporate Marketing
GrantCommon Stock 730 $81.48 $59,480.40
Disclosure

SEC source: 0001127602-22-025373 · form4.xml · nonDerivative · entry 4

VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,636.947

F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 09, 2022 Filed Nov 14, 2022 14:08 UTC
VALENTI SUSAN M.EVP, Corporate Marketing
Tax withholdingCommon Stock 159 $81.48 $12,955.32
Disclosure

SEC source: 0001127602-22-025373 · form4.xml · nonDerivative · entry 3

VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,906.947

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

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November 09, 2022 Filed Nov 14, 2022 14:08 UTC
VALENTI SUSAN M.EVP, Corporate Marketing
Tax withholdingCommon Stock 130 $81.48 $10,592.40
Disclosure

SEC source: 0001127602-22-025373 · form4.xml · nonDerivative · entry 2

VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,065.947

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.