Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Riverview Financial CorpRIVE · Entity 137379 | SEVP & Chief Operating Officer | December 31, 2020 | February 11, 2021 |
| TOMPKINS FINANCIAL CORPTMP · Entity 2728 | President TCB Pennsylvania | May 18, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Riverview Financial Corp
Report date December 31, 2020 · Filed February 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting common stockSEC Table I · non-derivative | Direct | 19,563.017 |
Reported balance
After 2020-12-31 transaction · row 1
1 source rowRow 1 · 2020-12-31 · Other · Acquired 1,483.14 · Balance 19,563.017 F1: Reinvestment of dividends and shares acquired through pre-established payroll deductions that were independently invested through Riverview Financial Corporation's Employee Stock Purchase Plan. |
| Voting common stockSEC Table I · non-derivative | IndirectOwned by spouse | 322.588 |
Reported balance
After 2020-12-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-12-31 · Other · Acquired 8.271 · Balance 322.588 F2: Reinvestment of dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of dividends and shares acquired through pre-established payroll deductions that were independently invested through Riverview Financial Corporation's Employee Stock Purchase Plan.
F2: Reinvestment of dividends.
TOMPKINS FINANCIAL CORP
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,874.413 |
Ending reported balance
After 2026-05-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-18 · Grant · Acquired 730 · Balance 6,075.413 F1: Each performance-based stock unit (PSU) represents the right to receive, following vesting, one share of Tompkins common stock. The number of shares of common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the third anniversary of the grant date. Row 2 · 2026-05-18 · Tax withholding · Disposed 201 · Balance 5,874.413 F2: Shares withheld for taxes. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 214.4988 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 214.4988 |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance-based stock unit (PSU) represents the right to receive, following vesting, one share of Tompkins common stock. The number of shares of common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the third anniversary of the grant date.
F2: Shares withheld for taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2026 Filed May 20, 2026 13:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 201 | $84.18 | $16,920.18 |
DisclosureSEC source: 0001005817-26-000059 · form4.xml · nonDerivative · entry 2 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,874.413 F2 · shares: Shares withheld for taxes. Read SEC document |
| May 18, 2026 Filed May 20, 2026 13:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $0.00 | $0.00 |
DisclosureSEC source: 0001005817-26-000059 · form4.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,075.413 F1 · shares: Each performance-based stock unit (PSU) represents the right to receive, following vesting, one share of Tompkins common stock. The number of shares of common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the third anniversary of the grant date. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 21:53 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 900 | $67.79 | $61,011.00 |
DisclosureSEC source: 0001005817-25-000103 · form4.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,304.405 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:40 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 80 | $66.68 | $5,334.40 |
DisclosureSEC source: 0001005817-25-000074 · form4.xml · nonDerivative · entry 2 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,404.405 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:40 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 50 | $66.68 | $3,334.00 |
DisclosureSEC source: 0001005817-25-000074 · form4.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,484.405 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 20:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 805 | $74.62 | $60,069.10 |
DisclosureSEC source: 0001127602-24-027201 · form4.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,517.364 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2024 Filed Nov 13, 2024 14:08 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 51 | $73.70 | $3,758.70 |
DisclosureSEC source: 0001127602-24-027137 · form4.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,712.364 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 17:28 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,160 | $51.02 | $59,183.20 |
DisclosureSEC source: 0001127602-23-027330 · form4.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,757.491 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 20:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-22-025436 · form4.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,592.875 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 17:06 UTC | Riverview Financial Corp RIVE · Entity 137379 | GrantVoting common stock | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001224269-21-000003 · primary_doc.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,394.194 F1 · shares: Grant of Restricted Stock Awards Read SEC document |
| December 31, 2020 Filed Feb 11, 2021 16:28 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherVoting common stock | 8.271 | $0.00 | $0.00 |
DisclosureSEC source: 0001767865-21-000001 · primary_doc.xml · nonDerivative · entry 2 Kunkel Ginger G · CIK 0001767865 · SEVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by spouse Disclosed balance after: 322.588 F2 · shares: Reinvestment of dividends. Read SEC document |
| December 31, 2020 Filed Feb 11, 2021 16:28 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherVoting common stock | 1,483.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001767865-21-000001 · primary_doc.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · SEVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,563.017 F1 · shares: Reinvestment of dividends and shares acquired through pre-established payroll deductions that were independently invested through Riverview Financial Corporation's Employee Stock Purchase Plan. Read SEC document |
| May 06, 2020 Filed May 7, 2020 17:15 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 3,660 | $6.68 | $24,448.80 |
DisclosureSEC source: 0001767865-20-000003 · primary_doc.xml · nonDerivative · entry 4 Kunkel Ginger G · CIK 0001767865 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,994.194 Read SEC document |
| May 06, 2020 Filed May 7, 2020 17:15 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 40 | $6.60 | $264.00 |
DisclosureSEC source: 0001767865-20-000003 · primary_doc.xml · nonDerivative · entry 3 Kunkel Ginger G · CIK 0001767865 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,334.194 Read SEC document |
| May 06, 2020 Filed May 7, 2020 17:15 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 300 | $6.59 | $1,977.00 |
DisclosureSEC source: 0001767865-20-000003 · primary_doc.xml · nonDerivative · entry 2 Kunkel Ginger G · CIK 0001767865 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,294.194 Read SEC document |
| May 06, 2020 Filed May 7, 2020 17:15 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 500 | $6.57 | $3,285.00 |
DisclosureSEC source: 0001767865-20-000003 · primary_doc.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,994.194 Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 10:51 UTC | Riverview Financial Corp RIVE · Entity 137379 | GrantVoting Common Stock | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001224269-20-000002 · primary_doc.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,599.021 F1 · shares: Grant of Restricted Stock Awards Read SEC document |
| December 31, 2019 Filed Feb 12, 2020 16:53 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherVoting common stock | 17.088 | $0.00 | $0.00 |
DisclosureSEC source: 0001767865-20-000001 · primary_doc.xml · nonDerivative · entry 3 Kunkel Ginger G · CIK 0001767865 · SEVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 0 F3 · shares: Adult child no longer resides at reporting person's address. Read SEC document |
| December 31, 2019 Filed Feb 12, 2020 16:53 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherVoting common stock | 9.317 | $0.00 | $0.00 |
DisclosureSEC source: 0001767865-20-000001 · primary_doc.xml · nonDerivative · entry 2 Kunkel Ginger G · CIK 0001767865 · SEVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 314.317 F2 · shares: Reinvestment of dividends. Read SEC document |
| December 31, 2019 Filed Feb 12, 2020 16:53 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherVoting commmon stcok | 902.944 | $0.00 | $0.00 |
DisclosureSEC source: 0001767865-20-000001 · primary_doc.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · SEVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,239.877 F1 · shares: Shares acquired through pre-established payroll deductions that were independently invested through Riverview Financial Corporation's Employee Stock Purchase Plan and Dividend Reinvestment Plan. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 10:19 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVOTING COMMON STOCK | 3,283 | $10.37 | $34,044.71 |
DisclosureSEC source: 0001767865-19-000001 · primary_doc.xml · nonDerivative · entry 6 Kunkel Ginger G · CIK 0001767865 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,659.021 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 10:19 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVOTING COMMON STOCK | 546 | $10.36 | $5,656.56 |
DisclosureSEC source: 0001767865-19-000001 · primary_doc.xml · nonDerivative · entry 5 Kunkel Ginger G · CIK 0001767865 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,376.021 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 10:19 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVOTING COMMON STOCK | 436 | $10.35 | $4,512.60 |
DisclosureSEC source: 0001767865-19-000001 · primary_doc.xml · nonDerivative · entry 4 Kunkel Ginger G · CIK 0001767865 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,830.021 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 10:19 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVOTING COMMON STOCK | 610 | $10.34 | $6,307.40 |
DisclosureSEC source: 0001767865-19-000001 · primary_doc.xml · nonDerivative · entry 3 Kunkel Ginger G · CIK 0001767865 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,394.021 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 10:19 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVOTING COMMON STOCK | 100 | $10.33 | $1,033.00 |
DisclosureSEC source: 0001767865-19-000001 · primary_doc.xml · nonDerivative · entry 2 Kunkel Ginger G · CIK 0001767865 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,784.021 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 10:19 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVOTING COMMON STOCK | 25 | $10.32 | $258.00 |
DisclosureSEC source: 0001767865-19-000001 · primary_doc.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684.021 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.