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TMO

THERMO FISHER SCIENTIFIC INC.

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Tapewire entity
2836
SEC CIK
0000097745
Parsed reports
1,766

Last 12 months

Inside the activity.

0 purchase rows · 143 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202601
Mar 2026034
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 2026092
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2012 Filed May 25, 2012 21:38 UTC
Chai NelsonDirector
GrantCommon Stock 2,452 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-018321 · form4.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Read SEC document
May 23, 2012 Filed May 25, 2012 23:16 UTC GrantCommon Stock 2,452 $0.00 $0.00
Disclosure

SEC source: 0001179110-12-009201 · edgar.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,314

Read SEC document
May 09, 2012 Filed May 10, 2012 20:44 UTC
Malus Alan JExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 26,400 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0001127602-12-016477 · form4.xml · derivative · entry 3

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 26,400 shares

Expires 2013-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in five equal installments on November 9, 2007, 2008, 2009, 2010, and 2011.

Read SEC document
May 09, 2012 Filed May 10, 2012 20:44 UTC
Malus Alan JExecutive Vice President
SaleCommon Stock 26,400 $53.36 $1,408,704.00
Disclosure

SEC source: 0001127602-12-016477 · form4.xml · nonDerivative · entry 2

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,899

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.32 to $53.39, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 09, 2012 Filed May 10, 2012 20:44 UTC
Malus Alan JExecutive Vice President
Exercise / conversionCommon Stock 26,400 $43.37 $1,144,968.00
Disclosure

SEC source: 0001127602-12-016477 · form4.xml · nonDerivative · entry 1

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 1, 2012 19:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001127602-12-015166 · form4.xml · derivative · entry 3

ULLIAN ELAINE · CIK 0001190290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2012-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on May 17, 2006, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc.

Read SEC document
April 30, 2012 Filed May 1, 2012 19:31 UTC SaleCommon Stock 7,500 $55.22 $414,150.00
Disclosure

SEC source: 0001127602-12-015166 · form4.xml · nonDerivative · entry 2

ULLIAN ELAINE · CIK 0001190290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,657

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.21 to $55.23, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 30, 2012 Filed May 1, 2012 19:31 UTC Exercise / conversionCommon Stock 7,500 $26.53 $198,975.00
Disclosure

SEC source: 0001127602-12-015166 · form4.xml · nonDerivative · entry 1

ULLIAN ELAINE · CIK 0001190290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2012 Filed Apr 3, 2012 18:12 UTC GrantPhantom Stock Units · Derivative 399.08 $0.00 $0.00
Disclosure

SEC source: 0001140361-12-018799 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,889.86

Underlying: Common Stock · 399.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of March 31, 2012, at a price of $56.38 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 31, 2012, at a price of $56.38 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 31, 2012, at a price of $56.38 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
March 19, 2012 Filed Mar 20, 2012 21:26 UTC
Loewald Thomas WSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 9,080 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0001127602-12-011431 · form4.xml · derivative · entry 3

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,080 shares

Expires 2013-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in five equal installments on November 9, 2007, 2008, 2009, 2010, and 2011.

Read SEC document
March 19, 2012 Filed Mar 20, 2012 21:26 UTC
Loewald Thomas WSenior Vice President
SaleCommon Stock 15,078 $57.73 $870,452.94
Disclosure

SEC source: 0001127602-12-011431 · form4.xml · nonDerivative · entry 2

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,736

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2012.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.63 to $57.88, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 19, 2012 Filed Mar 20, 2012 21:26 UTC
Loewald Thomas WSenior Vice President
Exercise / conversionCommon Stock 9,080 $43.37 $393,799.60
Disclosure

SEC source: 0001127602-12-011431 · form4.xml · nonDerivative · entry 1

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2012 Filed Mar 12, 2012 21:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001127602-12-010409 · form4.xml · derivative · entry 8

PORTER MICHAEL E · CIK 0001108494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2012-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on May 17, 2006, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc..

Read SEC document
March 09, 2012 Filed Mar 12, 2012 21:16 UTC SaleCommon Stock 300 $56.43 $16,929.00
Disclosure

SEC source: 0001127602-12-010409 · form4.xml · nonDerivative · entry 6

PORTER MICHAEL E · CIK 0001108494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,640

Read SEC document
March 09, 2012 Filed Mar 12, 2012 21:16 UTC SaleCommon Stock 756 $56.42 $42,653.52
Disclosure

SEC source: 0001127602-12-010409 · form4.xml · nonDerivative · entry 5

PORTER MICHAEL E · CIK 0001108494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,940

Read SEC document
March 09, 2012 Filed Mar 12, 2012 21:16 UTC SaleCommon Stock 2,694 $56.41 $151,968.54
Disclosure

SEC source: 0001127602-12-010409 · form4.xml · nonDerivative · entry 4

PORTER MICHAEL E · CIK 0001108494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,696

Read SEC document
March 09, 2012 Filed Mar 12, 2012 21:16 UTC Exercise / conversionCommon Stock 3,750 $26.53 $99,487.50
Disclosure

SEC source: 0001127602-12-010409 · form4.xml · nonDerivative · entry 3

PORTER MICHAEL E · CIK 0001108494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 21:14 UTC
CASPER MARC NDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $34.86 $0.00
Disclosure

SEC source: 0001127602-12-010408 · form4.xml · derivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2013-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 27, 2007, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 21:14 UTC
CASPER MARC NDirector · Chief Executive Officer
SaleCommon Stock 90,000 $56.00 $5,040,000.00
Disclosure

SEC source: 0001127602-12-010408 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,334.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2012.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 21:14 UTC
CASPER MARC NDirector · Chief Executive Officer
Exercise / conversionCommon Stock 90,000 $34.86 $3,137,400.00
Disclosure

SEC source: 0001127602-12-010408 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,334.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 21:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001127602-12-010409 · form4.xml · derivative · entry 7

PORTER MICHAEL E · CIK 0001108494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2012-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on May 17, 2006, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc..

Read SEC document
March 08, 2012 Filed Mar 12, 2012 21:16 UTC SaleCommon Stock 3,750 $56.05 $210,187.50
Disclosure

SEC source: 0001127602-12-010409 · form4.xml · nonDerivative · entry 2

PORTER MICHAEL E · CIK 0001108494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,640

Read SEC document
March 08, 2012 Filed Mar 12, 2012 21:16 UTC Exercise / conversionCommon Stock 3,750 $26.53 $99,487.50
Disclosure

SEC source: 0001127602-12-010409 · form4.xml · nonDerivative · entry 1

PORTER MICHAEL E · CIK 0001108494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:05 UTC
CASPER MARC NDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $34.86 $0.00
Disclosure

SEC source: 0001127602-12-009815 · form4.xml · derivative · entry 4

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 100,000 shares

Expires 2013-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 27, 2007, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc.

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:05 UTC
CASPER MARC NDirector · Chief Executive Officer
SaleCommon Stock 100,000 $56.51 $5,651,000.00
Disclosure

SEC source: 0001127602-12-009815 · form4.xml · nonDerivative · entry 3

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,334.53

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2012.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.28 to $57.10, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:05 UTC
CASPER MARC NDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $34.86 $3,486,000.00
Disclosure

SEC source: 0001127602-12-009815 · form4.xml · nonDerivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,334.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:08 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Tax withholdingCommon Stock 726 $56.56 $41,062.56
Disclosure

SEC source: 0001127602-12-009821 · form4.xml · nonDerivative · entry 2

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,833

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:09 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 148 $56.56 $8,370.88
Disclosure

SEC source: 0001127602-12-009822 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,104

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:11 UTC
Loewald Thomas WSenior Vice President
Tax withholdingCommon Stock 466 $56.56 $26,356.96
Disclosure

SEC source: 0001127602-12-009823 · form4.xml · nonDerivative · entry 2

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,734

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:14 UTC
Malus Alan JExecutive Vice President
Tax withholdingCommon Stock 1,571 $56.56 $88,855.76
Disclosure

SEC source: 0001127602-12-009825 · form4.xml · nonDerivative · entry 2

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,899

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:15 UTC
Pesicka Edward ASenior Vice President
Tax withholdingCommon Stock 1,573 $56.56 $88,968.88
Disclosure

SEC source: 0001127602-12-009829 · form4.xml · nonDerivative · entry 2

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,293

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:18 UTC
WILVER PETER MSr. VP & CFO
Tax withholdingCommon Stock 1,516 $56.56 $85,744.96
Disclosure

SEC source: 0001127602-12-009834 · form4.xml · nonDerivative · entry 2

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,224

Read SEC document
March 05, 2012 Filed Mar 7, 2012 00:21 UTC
Thomson Andrew JSenior Vice President
Tax withholdingCommon Stock 204 $56.56 $11,538.24
Disclosure

SEC source: 0001127602-12-009839 · form4.xml · nonDerivative · entry 2

Thomson Andrew J · CIK 0001542508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,982

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:05 UTC
CASPER MARC NDirector · Chief Executive Officer
GrantCommon Stock 145,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-009815 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,334.53

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:08 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
GrantCommon Stock 14,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-009821 · form4.xml · nonDerivative · entry 1

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,559

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:09 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 7,650 $0.00 Strike: $57.25 $0.00
Disclosure

SEC source: 0001127602-12-009822 · form4.xml · derivative · entry 4

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Common Stock · 7,650 shares

Expires 2019-03-02

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2013.

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:09 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GrantCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-009822 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,252

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:11 UTC
Loewald Thomas WSenior Vice President
GrantCommon Stock 21,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-009823 · form4.xml · nonDerivative · entry 1

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:14 UTC
Malus Alan JExecutive Vice President
GrantCommon Stock 43,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-009825 · form4.xml · nonDerivative · entry 1

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,470

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:15 UTC
Pesicka Edward ASenior Vice President
GrantCommon Stock 40,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-009829 · form4.xml · nonDerivative · entry 1

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,866

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:18 UTC
WILVER PETER MSr. VP & CFO
GrantCommon Stock 32,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-009834 · form4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,740

Read SEC document
March 02, 2012 Filed Mar 7, 2012 00:21 UTC
Thomson Andrew JSenior Vice President
GrantCommon Stock 21,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-009839 · form4.xml · nonDerivative · entry 1

Thomson Andrew J · CIK 0001542508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,186

Read SEC document
February 28, 2012 Filed Feb 28, 2012 22:33 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionStock Option (Right to Buy) · Derivative 15,440 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0001127602-12-008466 · form4.xml · derivative · entry 6

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,360

Underlying: Common Stock · 15,440 shares

Expires 2013-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in five equal installments on November 9, 2007, 2008, 2009, 2010, and 2011.

Read SEC document
February 28, 2012 Filed Feb 28, 2012 22:33 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 15,440 $57.00 $880,080.00
Disclosure

SEC source: 0001127602-12-008466 · form4.xml · nonDerivative · entry 4

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,909

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2011, and amended on October 28, 2011.

Read SEC document
February 28, 2012 Filed Feb 28, 2012 22:33 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionCommon Stock 15,440 $43.37 $669,632.80
Disclosure

SEC source: 0001127602-12-008466 · form4.xml · nonDerivative · entry 3

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2012 Filed Feb 28, 2012 22:22 UTC
Loewald Thomas WSenior Vice President
Tax withholdingCommon Stock 772 $56.66 $43,741.52
Disclosure

SEC source: 0001127602-12-008454 · form4.xml · nonDerivative · entry 2

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,350

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February 26, 2012 Filed Feb 28, 2012 22:23 UTC
WILVER PETER MSr. VP & CFO
Tax withholdingCommon Stock 2,169 $56.66 $122,895.54
Disclosure

SEC source: 0001127602-12-008455 · form4.xml · nonDerivative · entry 2

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,590

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February 26, 2012 Filed Feb 28, 2012 22:26 UTC
Pesicka Edward ASenior Vice President
Tax withholdingCommon Stock 1,835 $56.66 $103,971.10
Disclosure

SEC source: 0001127602-12-008456 · form4.xml · nonDerivative · entry 2

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,716

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February 26, 2012 Filed Feb 28, 2012 22:28 UTC
Malus Alan JExecutive Vice President
Tax withholdingCommon Stock 1,835 $56.66 $103,971.10
Disclosure

SEC source: 0001127602-12-008457 · form4.xml · nonDerivative · entry 2

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,670

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February 26, 2012 Filed Feb 28, 2012 22:29 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 201 $56.66 $11,388.66
Disclosure

SEC source: 0001127602-12-008460 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,152

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.