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HORNSTRA PETER E

Disclosed activity across 1 company

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15697
SEC CIK
0001216071

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836VP & Chief Accounting OfficerFebruary 25, 2021March 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

THERMO FISHER SCIENTIFIC INC.

Report date February 25, 2021 · Filed March 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,962 Ending reported balance After 2021-02-26 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-02-25 · Tax withholding · Disposed 28 · Balance 2,090

Row 2 · 2021-02-25 · Tax withholding · Disposed 59 · Balance 2,031

Row 3 · 2021-02-26 · Tax withholding · Disposed 69 · Balance 1,962

Common StockSEC Table I · non-derivativeIndirectBy 401(k)533.87 Reported balance Holding disclosure · report date 2021-02-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 533.87

Common StockSEC Table I · non-derivativeIndirectBy Peter E. Hornstra Revocable Living Trust15,833 Reported balance Holding disclosure · report date 2021-02-25 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 15,833

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 1, 2021 21:14 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 69 $450.08 $31,055.52
Disclosure

SEC source: 0001127602-21-008313 · form4.xml · nonDerivative · entry 3

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,962

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:14 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 59 $451.47 $26,636.73
Disclosure

SEC source: 0001127602-21-008313 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:14 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 28 $451.47 $12,641.16
Disclosure

SEC source: 0001127602-21-008313 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 112 $458.81 $51,386.72
Disclosure

SEC source: 0001127602-21-007947 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007947 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 25, 2020. The Company's Compensation Committee determined on February 23, 2021, that the performance criteria related to this award were satisfied. The shares vested fully on February 23, 2021.

Read SEC document
October 23, 2020 Filed Nov 4, 2020 21:04 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 7

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peter E. Hornstra Revocable Living Trust

Disclosed balance after: 15,833

Read SEC document
October 08, 2020 Filed Nov 4, 2020 21:04 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 6

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peter E. Hornstra Revocable Living Trust

Disclosed balance after: 16,133

Read SEC document
October 08, 2020 Filed Nov 4, 2020 21:04 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 5

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

F1 · kind: Gift of securities by the reporting person to a revocable living trust.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 27 $438.20 $11,831.40
Disclosure

SEC source: 0001127602-20-026529 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,013

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026529 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,040

Read SEC document
September 03, 2020 Filed Nov 4, 2020 21:04 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 4

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peter E. Hornstra Revocable Living Trust

Disclosed balance after: 16,100

Read SEC document
September 03, 2020 Filed Nov 4, 2020 21:04 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 3

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913

F1 · kind: Gift of securities by the reporting person to a revocable living trust.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:39 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 114 $424.48 $48,390.72
Disclosure

SEC source: 0001127602-20-024470 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,980

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:39 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 54 $420.53 $22,708.62
Disclosure

SEC source: 0001127602-20-024470 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,094

Read SEC document
August 26, 2020 Filed Aug 27, 2020 20:16 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 64 $425.65 $27,241.60
Disclosure

SEC source: 0001127602-20-024318 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,148

Read SEC document
August 20, 2020 Filed Nov 4, 2020 21:04 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 15,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peter E. Hornstra Revocable Living Trust

Disclosed balance after: 15,813

Read SEC document
August 20, 2020 Filed Nov 4, 2020 21:04 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 15,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028105 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

F1 · kind: Gift of securities by the reporting person to a revocable living trust.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 925 $0.00 Strike: $131.07 $0.00
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · derivative · entry 10

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 925 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal installments on February 25, 2016, 2017, 2018, and 2019.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 762 $0.00 Strike: $157.68 $0.00
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · derivative · entry 9

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288

Underlying: Common Stock · 762 shares

Expires 2024-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal annual installments. One-quarter of the shares vested on February 28, 2018, 2019 and 2020, and the remaining one-quarter will vest on February 28, 2021.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 1,650 $0.00 Strike: $129.77 $0.00
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · derivative · entry 8

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,650 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 925 $418.89 $387,473.25
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · nonDerivative · entry 6

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,212

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.83 to $418.905, inclusive.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 925 $131.07 $121,239.75
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · nonDerivative · entry 5

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 762 $418.67 $319,026.54
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · nonDerivative · entry 4

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,212

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 762 $157.68 $120,152.16
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · nonDerivative · entry 3

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,650 $418.86 $691,119.00
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,212

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.811 to $418.877, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:20 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 1,650 $129.77 $214,120.50
Disclosure

SEC source: 0001127602-20-023902 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:26 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 36 $297.08 $10,694.88
Disclosure

SEC source: 0001127602-20-008367 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,212

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:53 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 74 $309.16 $22,877.84
Disclosure

SEC source: 0001127602-20-008153 · form4.xml · nonDerivative · entry 4

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,248

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:53 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantStock Option (Right to Buy) · Derivative 975 $0.00 Strike: $309.63 $0.00
Disclosure

SEC source: 0001127602-20-008153 · form4.xml · derivative · entry 6

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires 2027-02-25

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:53 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 34 $309.63 $10,527.42
Disclosure

SEC source: 0001127602-20-008153 · form4.xml · nonDerivative · entry 3

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,322

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:53 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008153 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,356

F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2019. The Company's Compensation Committee determined on February 25, 2020, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2020, one-third of the shares vest on February 25, 2021, and the remaining one-third vest on February 25, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:53 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008153 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,071

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 114 $276.06 $31,470.84
Disclosure

SEC source: 0001127602-19-027559 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,871

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 45 $272.93 $12,281.85
Disclosure

SEC source: 0001127602-19-027559 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,985

Read SEC document
August 26, 2019 Filed Aug 27, 2019 20:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 39 $270.92 $10,565.88
Disclosure

SEC source: 0001127602-19-027457 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,030

Read SEC document
August 24, 2019 Filed Aug 27, 2019 20:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 120 $269.36 $32,323.20
Disclosure

SEC source: 0001127602-19-027457 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,069

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 37 $259.57 $9,604.09
Disclosure

SEC source: 0001127602-19-009188 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,189

Read SEC document
February 27, 2019 Filed Feb 28, 2019 22:36 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 37 $259.14 $9,588.18
Disclosure

SEC source: 0001127602-19-008992 · form4.xml · nonDerivative · entry 4

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,226

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantStock Option (Right to Buy) · Derivative 1,850 $0.00 Strike: $253.99 $0.00
Disclosure

SEC source: 0001127602-19-008992 · form4.xml · derivative · entry 6

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common Stock · 1,850 shares

Expires 2026-02-26

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2020.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Tax withholdingCommon Stock 69 $253.99 $17,525.31
Disclosure

SEC source: 0001127602-19-008992 · form4.xml · nonDerivative · entry 3

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,263

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008992 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,332

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008992 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,757

F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 27, 2018. The Company's Compensation Committee determined on February 26, 2019, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2019, one-third of the shares vest on February 26, 2020, and the remaining one-third vest on February 26, 2021.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:10 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 2,775 $0.00 Strike: $131.07 $0.00
Disclosure

SEC source: 0001127602-19-007166 · form4.xml · derivative · entry 11

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925

Underlying: Common Stock · 2,775 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 25, 2016.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:10 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 638 $0.00 Strike: $124.28 $0.00
Disclosure

SEC source: 0001127602-19-007166 · form4.xml · derivative · entry 10

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 638 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal installments on February 26, 2015, 2016, 2017, and 2018.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:10 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 1,650 $0.00 Strike: $129.77 $0.00
Disclosure

SEC source: 0001127602-19-007166 · form4.xml · derivative · entry 9

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

Underlying: Common Stock · 1,650 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 24, 2017.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:10 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,775 $250.00 $693,750.00
Disclosure

SEC source: 0001127602-19-007166 · form4.xml · nonDerivative · entry 7

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,057

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:10 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 2,775 $131.07 $363,719.25
Disclosure

SEC source: 0001127602-19-007166 · form4.xml · nonDerivative · entry 6

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:10 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 638 $250.00 $159,500.00
Disclosure

SEC source: 0001127602-19-007166 · form4.xml · nonDerivative · entry 5

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,057

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018.

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February 15, 2019 Filed Feb 20, 2019 21:10 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 638 $124.28 $79,290.64
Disclosure

SEC source: 0001127602-19-007166 · form4.xml · nonDerivative · entry 4

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 15, 2019 Filed Feb 20, 2019 21:10 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 1,650 $250.00 $412,500.00
Disclosure

SEC source: 0001127602-19-007166 · form4.xml · nonDerivative · entry 3

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,057

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.