Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Azenta, Inc.AZTA · Entity 4724 | Director | May 30, 2025 | November 14, 2025 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Executive Vice President | March 10, 2016 | March 14, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Azenta, Inc.
Report date May 30, 2025 · Filed November 14, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 17,035 |
Reported balance
After 2025-05-30 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-05-30 · Purchase · Acquired 12,000 · Balance 17,035 F1: This amendment is being filed to include the Power of Attorney authorizing the undersigned to sign and file Forms 3, 4, and 5 on behalf of the reporting person, which was inadvertently not included with the original Form 4 filed on June 3, 2025. F2: This amendment is being filed to correct an administrative error in the transaction code reported in the original Form 4 filed on June 3, 2025. The transaction was inadvertently reported using transaction code "A" instead of the correct code "P." |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed to include the Power of Attorney authorizing the undersigned to sign and file Forms 3, 4, and 5 on behalf of the reporting person, which was inadvertently not included with the original Form 4 filed on June 3, 2025.
F2: This amendment is being filed to correct an administrative error in the transaction code reported in the original Form 4 filed on June 3, 2025. The transaction was inadvertently reported using transaction code "A" instead of the correct code "P."
THERMO FISHER SCIENTIFIC INC.
Report date March 10, 2016 · Filed March 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,286 |
Ending reported balance
After 2016-03-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2016-03-10 · Exercise / conversion · Acquired 17,850 · Balance 65,136 Row 2 · 2016-03-10 · Exercise / conversion · Acquired 8,075 · Balance 73,211 Row 3 · 2016-03-10 · Sale · Disposed 9,525 · Balance 63,686 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.10 to $140.04, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Row 4 · 2016-03-10 · Sale · Disposed 16,400 · Balance 47,286 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.18 to $139.09, inclusive. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $124.28 · Expires 2021-02-26 | Direct | 17,850 |
Reported balance
After 2016-03-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-03-10 · Exercise / conversion · Disposed 17,850 · Balance 17,850 F3: The option vests in four equal annual installments beginning on February 26, 2015. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $131.07 · Expires 2022-02-25 | Direct | 24,225 |
Reported balance
After 2016-03-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-03-10 · Exercise / conversion · Disposed 8,075 · Balance 24,225 F4: The option vests in four equal annual installments beginning on February 25, 2016. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 14,256 |
Reported balance
Holding disclosure · report date 2016-03-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 14,256 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.10 to $140.04, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.18 to $139.09, inclusive.
F3: The option vests in four equal annual installments beginning on February 26, 2015.
F4: The option vests in four equal annual installments beginning on February 25, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2025 Filed Jun 3, 2025 20:10 UTC | Azenta, Inc. AZTA · Entity 4724 | GrantCommon | 12,000 | $26.65 | $319,800.00 |
DisclosureSEC source: 0000950170-25-080924 · ownership.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,035 F1 · shares: Open market purchase. Read SEC document |
| May 30, 2025 Filed Nov 14, 2025 21:10 UTC Amendment | Azenta, Inc. AZTA · Entity 4724 | PurchaseCommon | 12,000 | $26.65 | $319,800.00 |
DisclosureSEC source: 0001193125-25-282946 · ownership.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,035 F1 · date: This amendment is being filed to include the Power of Attorney authorizing the undersigned to sign and file Forms 3, 4, and 5 on behalf of the reporting person, which was inadvertently not included with the original Form 4 filed on June 3, 2025. F2 · kind: This amendment is being filed to correct an administrative error in the transaction code reported in the original Form 4 filed on June 3, 2025. The transaction was inadvertently reported using transaction code "A" instead of the correct code "P." Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:10 UTC | Azenta, Inc. AZTA · Entity 4724 | GrantCommon | 4,040 | $52.32 | $211,372.80 |
DisclosureSEC source: 0000950170-25-017896 · ownership.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,035 F1 · shares: Grant of unrestricted shares under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the shares. Read SEC document |
| November 06, 2024 Filed Nov 14, 2024 21:27 UTC | Azenta, Inc. AZTA · Entity 4724 | Disposition to issuerCommon | 995 | $46.52 | $46,287.40 |
DisclosureSEC source: 0000950170-24-127105 · ownership.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 995 F1 · shares: Grant of unrestricted shares to the reporting person in connection with the reporting person's appointment to the Board of Directors. No amount was paid upon grant of the shares. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,075 | $0.00 Strike: $131.07 | $0.00 |
DisclosureSEC source: 0001127602-16-046249 · form4.xml · derivative · entry 7 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,225 Underlying: Common Stock · 8,075 shares Expires 2022-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 25, 2016. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,850 | $0.00 Strike: $124.28 | $0.00 |
DisclosureSEC source: 0001127602-16-046249 · form4.xml · derivative · entry 6 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,850 Underlying: Common Stock · 17,850 shares Expires 2021-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2015. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 16,400 | $138.75 | $2,275,500.00 |
DisclosureSEC source: 0001127602-16-046249 · form4.xml · nonDerivative · entry 4 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,286 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.18 to $139.09, inclusive. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 9,525 | $139.56 | $1,329,309.00 |
DisclosureSEC source: 0001127602-16-046249 · form4.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,686 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.10 to $140.04, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 8,075 | $131.07 | $1,058,390.25 |
DisclosureSEC source: 0001127602-16-046249 · form4.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2016 Filed Mar 14, 2016 20:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 17,850 | $124.28 | $2,218,398.00 |
DisclosureSEC source: 0001127602-16-046249 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,525 | $0.00 Strike: $73.24 | $0.00 |
DisclosureSEC source: 0001127602-16-046103 · form4.xml · derivative · entry 6 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,525 Underlying: Common Stock · 11,525 shares Expires 2020-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2014. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,400 | $138.76 | $333,024.00 |
DisclosureSEC source: 0001127602-16-046103 · form4.xml · nonDerivative · entry 4 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,286 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.50 to $139.35, inclusive. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,446 | $139.66 | $620,928.36 |
DisclosureSEC source: 0001127602-16-046103 · form4.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,686 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.50 to $140.13, inclusive. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 8,600 | $137.83 | $1,185,338.00 |
DisclosureSEC source: 0001127602-16-046103 · form4.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,132 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.50 to $138.48, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 11,525 | $73.24 | $844,091.00 |
DisclosureSEC source: 0001127602-16-046103 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2016 Filed Mar 1, 2016 22:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,425 | $130.71 | $186,261.75 |
DisclosureSEC source: 0001127602-16-044239 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,207 Read SEC document |
| February 25, 2016 Filed Feb 29, 2016 21:47 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,930 | $130.57 | $252,000.10 |
DisclosureSEC source: 0001127602-16-043895 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,632 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:33 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,614 | $129.77 | $209,448.78 |
DisclosureSEC source: 0001127602-16-043628 · form4.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,562 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:33 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043628 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,176 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 25, 2015. The Company's Compensation Committee determined on February 24, 2016, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 24, 2016, one-third of the shares vest on February 24, 2017, and the remaining one-third vest on February 24, 2018. Read SEC document |
| February 09, 2016 Filed Feb 11, 2016 21:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-040689 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,676 Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 23,050 | $0.00 Strike: $73.24 | $0.00 |
DisclosureSEC source: 0001127602-16-039099 · form4.xml · derivative · entry 8 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,050 Underlying: Common Stock · 23,050 shares Expires 2020-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2014. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 80,350 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-16-039099 · form4.xml · derivative · entry 7 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,350 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal annual installments on February 23, 2012, 2013, 2014 and 2015. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 6,400 | $131.35 | $840,640.00 |
DisclosureSEC source: 0001127602-16-039099 · form4.xml · nonDerivative · entry 5 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,821 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.01 to $131.87, inclusive. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 25,002 | $130.49 | $3,262,510.98 |
DisclosureSEC source: 0001127602-16-039099 · form4.xml · nonDerivative · entry 4 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,221 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.26 to $131.00, inclusive. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 71,998 | $130.06 | $9,364,059.88 |
DisclosureSEC source: 0001127602-16-039099 · form4.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,223 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.66 to $130.25, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 23,050 | $73.24 | $1,688,182.00 |
DisclosureSEC source: 0001127602-16-039099 · form4.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 80,350 | $54.97 | $4,416,839.50 |
DisclosureSEC source: 0001127602-16-039099 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2015 Filed Dec 8, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,000 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-15-033549 · form4.xml · derivative · entry 8 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,000 shares Expires 2017-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in four equal installments on March 5, 2012, 2013, 2014 and 2015. Read SEC document |
| December 07, 2015 Filed Dec 8, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 53,300 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-15-033549 · form4.xml · derivative · entry 7 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,300 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on March 5, 2011, 2012, 2013 and 2014. Read SEC document |
| December 07, 2015 Filed Dec 8, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 3,896 | $136.56 | $532,037.76 |
DisclosureSEC source: 0001127602-15-033549 · form4.xml · nonDerivative · entry 5 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,821 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2015. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.36 to $136.97, inclusive. Read SEC document |
| December 07, 2015 Filed Dec 8, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 13,102 | $135.88 | $1,780,299.76 |
DisclosureSEC source: 0001127602-15-033549 · form4.xml · nonDerivative · entry 4 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,717 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.66 to $136.23, inclusive. Read SEC document |
| December 07, 2015 Filed Dec 8, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 65,302 | $135.35 | $8,838,625.70 |
DisclosureSEC source: 0001127602-15-033549 · form4.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,819 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.96 to $135.65, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4. Read SEC document |
| December 07, 2015 Filed Dec 8, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 29,000 | $49.49 | $1,435,210.00 |
DisclosureSEC source: 0001127602-15-033549 · form4.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2015 Filed Dec 8, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 53,300 | $49.49 | $2,637,817.00 |
DisclosureSEC source: 0001127602-15-033549 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2015 Filed Sep 1, 2015 21:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,557 | $127.55 | $581,245.35 |
DisclosureSEC source: 0001127602-15-026376 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,821 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 127.27 to $127.88, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 26, 2015 Filed Aug 27, 2015 22:10 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,898 | $125.26 | $488,263.48 |
DisclosureSEC source: 0001127602-15-026018 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,378 Read SEC document |
| August 25, 2015 Filed Aug 26, 2015 20:53 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 581 | $120.05 | $69,749.05 |
DisclosureSEC source: 0001127602-15-025916 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,276 Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 21:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,350 | $0.00 Strike: $36.10 | $0.00 |
DisclosureSEC source: 0001127602-15-019521 · form4.xml · derivative · entry 5 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,350 shares Expires 2016-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal installments on February 26, 2010, 2011, and 2012. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 21:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 36,449 | $129.60 | $4,723,790.40 |
DisclosureSEC source: 0001127602-15-019521 · form4.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,857 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.31 to $129.94, inclusive. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 21:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 3,901 | $128.97 | $503,111.97 |
DisclosureSEC source: 0001127602-15-019521 · form4.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,306 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.53 to $129.27, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 21:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 40,350 | $36.10 | $1,456,635.00 |
DisclosureSEC source: 0001127602-15-019521 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2015 Filed May 19, 2015 15:04 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,350 | $0.00 Strike: $36.10 | $0.00 |
DisclosureSEC source: 0001127602-15-017797 · form4.xml · derivative · entry 5 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,350 Underlying: Common Stock · 40,350 shares Expires 2016-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal installments on February 26, 2010, 2011, and 2012. Read SEC document |
| May 15, 2015 Filed May 19, 2015 15:04 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 6,568 | $130.54 | $857,386.72 |
DisclosureSEC source: 0001127602-15-017797 · form4.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,857 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.30 to $130.84, inclusive. Read SEC document |
| May 15, 2015 Filed May 19, 2015 15:04 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 33,782 | $130.00 | $4,391,660.00 |
DisclosureSEC source: 0001127602-15-017797 · form4.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,425 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.72 to $130.29, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| May 15, 2015 Filed May 19, 2015 15:04 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 40,350 | $36.10 | $1,456,635.00 |
DisclosureSEC source: 0001127602-15-017797 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,966 | $133.85 | $798,549.10 |
DisclosureSEC source: 0001127602-15-014567 · form4.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,857 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.61 to $134.16, inclusive. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,066 | $133.45 | $676,057.70 |
DisclosureSEC source: 0001127602-15-014567 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,823 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.00 to $133.60, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| March 09, 2015 Filed Mar 10, 2015 20:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 14,479 | $128.11 | $1,854,904.69 |
DisclosureSEC source: 0001127602-15-010840 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,889 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2014. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.70 to $128.62, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 03, 2015 Filed Mar 5, 2015 21:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 7,870 | $130.38 | $1,026,090.60 |
DisclosureSEC source: 0001127602-15-010317 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,368 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2014. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 20:01 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 6,730 | $131.35 | $883,985.50 |
DisclosureSEC source: 0001127602-15-009983 · form4.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,238 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.